| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 115,383 | 411,884 | +296,501 | 0.03 | 0.09 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 58,038 | 109,644 | +51,606 | 0.01 | 0.02 | +0.01 | buy |
| 1607 Capital Partners, LLC | 1,651,669 | 1,700,883 | +49,214 | 1.17 | 1.24 | +0.07 | buy |
| AQR Arbitrage LLC | 98,512 | 134,222 | +35,710 | 0.03 | 0.03 | -0.00 | buy |
| Allspring Global Investments Holdings, LLC | 2,339,159 | 2,361,549 | +22,390 | 0.03 | 0.03 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 37,329 | 58,872 | +21,543 | 0.03 | 0.04 | +0.01 | buy |
| Matisse Capital | 61,001 | 75,215 | +14,214 | 0.26 | 0.30 | +0.05 | buy |
| HighTower Advisors, LLC | 0 | 12,264 | +12,264 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 84,386 | 96,506 | +12,120 | 0.16 | 0.20 | +0.04 | buy |
| LPL Financial LLC | 25,041 | 36,761 | +11,720 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 2,275 | 13,595 | +11,320 | 0.00 | 0.00 | +0.00 | buy |
| Uncommon Cents Investing LLC | 308,220 | 316,469 | +8,249 | 0.82 | 0.81 | -0.01 | buy |
| ROYAL BANK OF CANADA | 92,944 | 99,474 | +6,530 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 5,032 | +5,032 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 60,526 | 63,509 | +2,983 | 0.04 | 0.04 | -0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 1,038 | +1,038 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 346 | +346 | 0.00 | 0.00 | +0.00 | buy |
| Sigma Planning Corp | 19,576 | 19,630 | +54 | 0.01 | 0.01 | -0.00 | buy |
| MERIDIAN INVESTMENT COUNSEL INC. | 17,381 | 17,429 | +48 | 0.05 | 0.04 | -0.01 | buy |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | 10,462 | 10,462 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,453 | 1,453 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 589 | 589 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 314 | 314 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arnhold LLC | 32,643 | 32,643 | 0 | 0.03 | 0.03 | -0.00 | hold |
| SMITH, MOORE & CO. | 24,560 | 24,560 | 0 | 0.02 | 0.02 | -0.00 | hold |
| US BANCORP \DE\ | 983 | 983 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMCO INVESTORS, INC. ET AL | 23,112 | 23,112 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI FUNDS LLC | 268,500 | 267,500 | -1,000 | 0.02 | 0.02 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,398 | 0 | -12,398 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 321,746 | 280,683 | -41,063 | 1.08 | 0.92 | -0.16 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 968,443 | 830,393 | -138,050 | 0.69 | 0.58 | -0.12 | sell |
| LAZARD ASSET MANAGEMENT LLC | 1,962,068 | 1,751,724 | -210,344 | 0.02 | 0.02 | -0.00 | sell |