| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Shaker Financial Services, LLC | 233,489 | 305,996 | +72,507 | 0.89 | 1.11 | +0.22 | buy |
| 1607 Capital Partners, LLC | 1,576,054 | 1,630,423 | +54,369 | 0.97 | 1.00 | +0.03 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1,187,660 | 1,224,799 | +37,139 | 0.85 | 0.87 | +0.02 | buy |
| Logan Stone Capital, LLC | 0 | 36,100 | +36,100 | 0.00 | 0.06 | +0.06 | buy |
| Almitas Capital LLC | 0 | 31,573 | +31,573 | 0.00 | 0.10 | +0.10 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 26,333 | +26,333 | 0.00 | 0.02 | +0.02 | buy |
| Karpus Management, Inc. | 0 | 22,882 | +22,882 | 0.00 | 0.01 | +0.01 | buy |
| AQR Arbitrage LLC | 48,405 | 71,242 | +22,837 | 0.02 | 0.03 | +0.01 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1,029 | 8,989 | +7,960 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 3,860 | +3,860 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 1,373 | 2,309 | +936 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 11,844 | 11,976 | +132 | 0.00 | 0.00 | -0.00 | buy |
| Sigma Planning Corp | 19,446 | 19,447 | +1 | 0.01 | 0.01 | +0.01 | buy |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | 10,462 | 10,462 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 59,024 | 59,024 | 0 | 0.04 | 0.04 | +0.00 | hold |
| MERIDIAN INVESTMENT COUNSEL INC. | 17,264 | 17,264 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Allworth Financial LP | 314 | 314 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arnhold LLC | 32,643 | 32,643 | 0 | 0.03 | 0.03 | +0.00 | hold |
| SMITH, MOORE & CO. | 24,560 | 24,560 | 0 | 0.03 | 0.03 | -0.00 | hold |
| US BANCORP \DE\ | 983 | 983 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GAMCO INVESTORS, INC. ET AL | 23,112 | 23,112 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,903 | 1,453 | -450 | 0.01 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 29,770 | 29,063 | -707 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 271,000 | 268,500 | -2,500 | 0.02 | 0.02 | +0.00 | sell |
| Uncommon Cents Investing LLC | 310,312 | 306,800 | -3,512 | 0.93 | 0.89 | -0.04 | sell |
| Hudson Portfolio Management LLC | 43,155 | 39,244 | -3,911 | 0.40 | 0.37 | -0.03 | sell |
| BANK OF AMERICA CORP /DE/ | 41,771 | 36,769 | -5,002 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 99,797 | 93,514 | -6,283 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 21,541 | 14,818 | -6,723 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,014 | 0 | -19,014 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 2,601,416 | 2,579,916 | -21,500 | 0.04 | 0.04 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 2,246,544 | 2,131,644 | -114,900 | 0.02 | 0.02 | -0.00 | sell |