| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hara Capital LLC | 227,088 | 314,439 | +87,351 | 1.21 | 1.51 | +0.29 | buy |
| SeaCrest Wealth Management, LLC | 0 | 77,543 | +77,543 | 0.00 | 0.08 | +0.08 | buy |
| Logan Stone Capital, LLC | 0 | 39,291 | +39,291 | 0.00 | 0.07 | +0.07 | buy |
| Triasima Portfolio Management inc. | 12,700 | 24,600 | +11,900 | 0.01 | 0.02 | +0.01 | buy |
| Mills Wealth Advisors LLC | 12,088 | 22,299 | +10,211 | 0.07 | 0.13 | +0.06 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4,500,984 | 4,507,877 | +6,893 | 2.79 | 2.96 | +0.17 | buy |
| Karpus Management, Inc. | 1,065,494 | 1,068,314 | +2,820 | 0.25 | 0.25 | -0.00 | buy |
| Pekin Hardy Strauss, Inc. | 10,310 | 13,044 | +2,734 | 0.01 | 0.01 | +0.00 | buy |
| Register Financial Advisors LLC | 0 | 1,500 | +1,500 | 0.00 | 0.01 | +0.01 | buy |
| CWM, LLC | 0 | 1,200 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 18,642 | 19,642 | +1,000 | 0.01 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,013 | 1,226 | +213 | 0.00 | 0.00 | +0.00 | buy |
| BARD ASSOCIATES INC | 68,588 | 68,713 | +125 | 0.20 | 0.20 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 5,339 | 5,340 | +1 | 0.00 | 0.00 | -0.00 | buy |
| INGALLS & SNYDER LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NOMURA ASSET MANAGEMENT CO LTD | 56,006 | 56,006 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 19,903 | 19,903 | 0 | 0.01 | 0.01 | +0.00 | hold |
| RAFFLES ASSOCIATES LP | 154,495 | 154,495 | 0 | 1.48 | 1.43 | -0.05 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,220 | 6,220 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Ancora Advisors LLC | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 19,071 | 19,071 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaker Financial Services, LLC | 75,633 | 75,633 | 0 | 0.24 | 0.23 | -0.00 | hold |
| Matisse Capital | 83,137 | 83,137 | 0 | 0.34 | 0.32 | -0.02 | hold |
| Successful Portfolios LLC | 15,000 | 15,000 | 0 | 0.09 | 0.08 | -0.00 | hold |
| Waterfront Wealth Inc. | 15,000 | 15,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Seed Wealth Management, Inc. | 12,400 | 12,400 | 0 | 0.09 | 0.09 | -0.00 | hold |
| BARCLAYS PLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 16,145 | 16,145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 486 | 454 | -32 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 76,469 | 76,414 | -55 | 0.02 | 0.02 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 29,093 | 28,343 | -750 | 0.07 | 0.07 | -0.00 | sell |
| Baird Financial Group, Inc. | 87,561 | 86,241 | -1,320 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 18,959 | 16,861 | -2,098 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 39,379 | 35,700 | -3,679 | 0.03 | 0.02 | -0.00 | sell |
| Barry Investment Advisors, LLC | 211,939 | 205,857 | -6,082 | 0.54 | 0.55 | +0.00 | sell |
| Weiss Asset Management LP | 10,642 | 0 | -10,642 | 0.01 | 0.00 | -0.01 | sell |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 11,000 | 0 | -11,000 | 0.01 | 0.00 | -0.01 | sell |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | 0 | -11,000 | 0.02 | 0.00 | -0.02 | sell |
| Almitas Capital LLC | 298,460 | 285,943 | -12,517 | 0.78 | 0.94 | +0.16 | sell |
| 1607 Capital Partners, LLC | 5,053,077 | 5,021,647 | -31,430 | 2.69 | 3.27 | +0.58 | sell |
| MORGAN STANLEY | 279,455 | 247,652 | -31,803 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 36,432 | 0 | -36,432 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 54,375 | 938 | -53,437 | 0.01 | 0.00 | -0.01 | sell |
| LAZARD ASSET MANAGEMENT LLC | 3,377,135 | 3,022,450 | -354,685 | 0.03 | 0.03 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 6,202,586 | 5,737,819 | -464,767 | 0.08 | 0.07 | -0.01 | sell |