JAPAN SMALLER CAPITALIZATION
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,479,014 | 3,720,009 | +240,995 | 2.89 | 2.94 | +0.06 | buy |
| Altium Capital Management LLC | 39,775 | 150,412 | +110,637 | 1.74 | 3.90 | +2.16 | buy |
| Pekin Hardy Strauss, Inc. | 205,920 | 234,569 | +28,649 | 0.21 | 0.27 | +0.06 | buy |
| Mraz, Amerine & Associates, Inc. | 174,710 | 195,453 | +20,743 | 0.29 | 0.31 | +0.03 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 85,070 | 90,057 | +4,987 | 0.14 | 0.14 | +0.00 | buy |
| Barry Investment Advisors, LLC | 115,120 | 115,517 | +397 | 0.28 | 0.28 | -0.01 | buy |
| BARD ASSOCIATES INC | 39,292 | 39,222 | -70 | 0.11 | 0.11 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 34,882 | 34,366 | -516 | 0.01 | 0.01 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,851 | 1,150 | -701 | 0.01 | 0.00 | -0.00 | sell |
| Colonial Trust Advisors | 9,399 | 6,399 | -3,000 | 0.01 | 0.01 | -0.00 | sell |
| Shaker Financial Services, LLC | 93,681 | 90,079 | -3,602 | 0.33 | 0.34 | +0.01 | sell |
| BEAM WEALTH ADVISORS, INC. | 30,500 | 24,500 | -6,000 | 0.09 | 0.07 | -0.03 | sell |
| RAFFLES ASSOCIATES LP | 139,462 | 110,967 | -28,495 | 1.16 | 1.05 | -0.11 | sell |
| Saba Capital Management, L.P. | 1,632,530 | 1,601,806 | -30,724 | 0.61 | 0.56 | -0.05 | sell |
| Almitas Capital LLC | 435,985 | 402,956 | -33,029 | 1.06 | 0.99 | -0.07 | sell |
| Bulldog Investors, LLP | 217,441 | 104,181 | -113,260 | 0.54 | 0.26 | -0.28 | sell |
| Karpus Management, Inc. | 566,415 | 436,454 | -129,961 | 0.19 | 0.15 | -0.04 | sell |
| 1607 Capital Partners, LLC | 3,990,675 | 3,584,600 | -406,075 | 3.01 | 2.82 | -0.20 | sell |