| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Verition Fund Management LLC | 0 | 255,445 | +255,445 | 0.00 | 0.03 | +0.03 | buy |
| MORGAN STANLEY | 294,575 | 535,823 | +241,248 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,479,014 | 3,720,009 | +240,995 | 2.89 | 2.94 | +0.06 | buy |
| Altium Capital Management LLC | 39,775 | 150,412 | +110,637 | 1.74 | 3.90 | +2.16 | buy |
| LPL Financial LLC | 57,879 | 119,168 | +61,289 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 0 | 41,753 | +41,753 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 0 | 35,286 | +35,286 | 0.00 | 0.00 | +0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 3,470,865 | 3,500,613 | +29,748 | 0.07 | 0.06 | -0.00 | buy |
| Pekin Hardy Strauss, Inc. | 205,920 | 234,569 | +28,649 | 0.21 | 0.27 | +0.06 | buy |
| CSS LLC/IL | 0 | 25,292 | +25,292 | 0.00 | 0.02 | +0.02 | buy |
| Mraz, Amerine & Associates, Inc. | 174,710 | 195,453 | +20,743 | 0.29 | 0.31 | +0.03 | buy |
| Independent Advisor Alliance | 0 | 19,800 | +19,800 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 80,398 | 94,348 | +13,950 | 0.00 | 0.00 | +0.00 | buy |
| Quantedge Capital Pte Ltd | 0 | 12,022 | +12,022 | 0.00 | 0.07 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 10,321 | +10,321 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 85,070 | 90,057 | +4,987 | 0.14 | 0.14 | +0.00 | buy |
| Western Wealth Management, LLC | 0 | 4,627 | +4,627 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 8,918 | 10,472 | +1,554 | 0.00 | 0.00 | +0.00 | buy |
| Barry Investment Advisors, LLC | 115,120 | 115,517 | +397 | 0.28 | 0.28 | -0.01 | buy |
| Mills Wealth Advisors LLC | 24,818 | 24,820 | +2 | 0.11 | 0.09 | -0.01 | buy |
| ROBERTS GLORE & CO INC /IL/ | 17,633 | 17,633 | 0 | 0.05 | 0.05 | +0.00 | hold |
| INGALLS & SNYDER LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Ancora Advisors LLC | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CWM, LLC | 4,506 | 4,506 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Successful Portfolios LLC | 15,000 | 15,000 | 0 | 0.09 | 0.09 | +0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3,900 | 3,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SAX WEALTH ADVISORS, LLC | 27,225 | 27,225 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Hudson Portfolio Management LLC | 50,781 | 50,781 | 0 | 0.48 | 0.47 | -0.02 | hold |
| Triasima Portfolio Management inc. | 21,800 | 21,800 | 0 | 0.04 | 0.04 | -0.00 | hold |
| DKM Wealth Management, Inc. | 34,001 | 34,001 | 0 | 0.28 | 0.27 | -0.01 | hold |
| US BANCORP \DE\ | 1,525 | 1,525 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 6,055 | 6,055 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BARD ASSOCIATES INC | 39,292 | 39,222 | -70 | 0.11 | 0.11 | -0.00 | sell |
| HIGHLINE WEALTH PARTNERS LLC | 300 | 200 | -100 | 0.00 | 0.00 | -0.00 | sell |
| FLAGSHIP HARBOR ADVISORS, LLC | 200 | 0 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Baird Financial Group, Inc. | 63,928 | 63,423 | -505 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 34,882 | 34,366 | -516 | 0.01 | 0.01 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 1,851 | 1,150 | -701 | 0.01 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 106,962 | 106,211 | -751 | 0.00 | 0.00 | -0.00 | sell |
| BAROMETER CAPITAL MANAGEMENT INC. | 2,450 | 0 | -2,450 | 0.14 | 0.00 | -0.14 | sell |
| Colonial Trust Advisors | 9,399 | 6,399 | -3,000 | 0.01 | 0.01 | -0.00 | sell |
| Shaker Financial Services, LLC | 93,681 | 90,079 | -3,602 | 0.33 | 0.34 | +0.01 | sell |
| BEAM WEALTH ADVISORS, INC. | 30,500 | 24,500 | -6,000 | 0.09 | 0.07 | -0.03 | sell |
| Focus Partners Wealth | 122,289 | 111,255 | -11,034 | 0.00 | 0.00 | -0.00 | sell |
| Hara Capital LLC | 113,014 | 99,964 | -13,050 | 0.70 | 0.54 | -0.15 | sell |
| RAFFLES ASSOCIATES LP | 139,462 | 110,967 | -28,495 | 1.16 | 1.05 | -0.11 | sell |
| Saba Capital Management, L.P. | 1,632,530 | 1,601,806 | -30,724 | 0.61 | 0.56 | -0.05 | sell |
| Almitas Capital LLC | 435,985 | 402,956 | -33,029 | 1.06 | 0.99 | -0.07 | sell |
| Spectrum Asset Management, Inc. (NB/CA) | 47,055 | 0 | -47,055 | 0.17 | 0.00 | -0.17 | sell |
| Bulldog Investors, LLP | 217,441 | 104,181 | -113,260 | 0.54 | 0.26 | -0.28 | sell |
| BANK OF AMERICA CORP /DE/ | 569,213 | 443,293 | -125,920 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 566,415 | 436,454 | -129,961 | 0.17 | 0.15 | -0.02 | sell |
| 1607 Capital Partners, LLC | 3,990,675 | 3,584,600 | -406,075 | 3.01 | 2.82 | -0.20 | sell |
| Allspring Global Investments Holdings, LLC | 5,495,862 | 5,075,569 | -420,293 | 0.10 | 0.09 | -0.01 | sell |