| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4,507,877 | 4,903,167 | +395,290 | 2.96 | 3.18 | +0.22 | buy |
| Matisse Capital | 83,137 | 246,456 | +163,319 | 0.32 | 0.92 | +0.61 | buy |
| Almitas Capital LLC | 285,943 | 360,847 | +74,904 | 0.94 | 1.14 | +0.19 | buy |
| 1607 Capital Partners, LLC | 5,021,647 | 5,084,807 | +63,160 | 3.27 | 3.45 | +0.19 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 35,700 | 87,404 | +51,704 | 0.02 | 0.06 | +0.03 | buy |
| RAFFLES ASSOCIATES LP | 154,495 | 193,025 | +38,530 | 1.43 | 1.65 | +0.22 | buy |
| Logan Stone Capital, LLC | 39,291 | 63,356 | +24,065 | 0.07 | 0.12 | +0.06 | buy |
| Karpus Management, Inc. | 1,068,314 | 1,088,993 | +20,679 | 0.25 | 0.23 | -0.01 | buy |
| Hara Capital LLC | 314,439 | 335,111 | +20,672 | 1.51 | 1.63 | +0.12 | buy |
| SeaCrest Wealth Management, LLC | 77,543 | 79,884 | +2,341 | 0.08 | 0.07 | -0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,220 | 6,777 | +557 | 0.01 | 0.01 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,226 | 1,557 | +331 | 0.00 | 0.00 | +0.00 | buy |
| Dynamic Advisor Solutions LLC | 76,414 | 76,243 | -171 | 0.02 | 0.02 | -0.00 | sell |
| Waterfront Wealth Inc. | 15,000 | 13,000 | -2,000 | 0.03 | 0.03 | -0.01 | sell |
| Barry Investment Advisors, LLC | 205,857 | 196,835 | -9,022 | 0.55 | 0.50 | -0.05 | sell |
| ROBERTS GLORE & CO INC /IL/ | 28,343 | 18,968 | -9,375 | 0.07 | 0.04 | -0.02 | sell |