| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4,507,877 | 4,903,167 | +395,290 | 2.96 | 3.18 | +0.22 | buy |
| Matisse Capital | 83,137 | 246,456 | +163,319 | 0.32 | 0.92 | +0.61 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 938 | 87,627 | +86,689 | 0.00 | 0.01 | +0.01 | buy |
| Almitas Capital LLC | 285,943 | 360,847 | +74,904 | 0.94 | 1.14 | +0.19 | buy |
| 1607 Capital Partners, LLC | 5,021,647 | 5,084,807 | +63,160 | 3.27 | 3.45 | +0.19 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 35,700 | 87,404 | +51,704 | 0.02 | 0.06 | +0.03 | buy |
| BEAM WEALTH ADVISORS, INC. | 0 | 40,400 | +40,400 | 0.00 | 0.10 | +0.10 | buy |
| RAFFLES ASSOCIATES LP | 154,495 | 193,025 | +38,530 | 1.43 | 1.65 | +0.22 | buy |
| Logan Stone Capital, LLC | 39,291 | 63,356 | +24,065 | 0.07 | 0.12 | +0.06 | buy |
| Karpus Management, Inc. | 1,068,314 | 1,088,993 | +20,679 | 0.25 | 0.23 | -0.01 | buy |
| Hara Capital LLC | 314,439 | 335,111 | +20,672 | 1.51 | 1.63 | +0.12 | buy |
| Atlas Wealth LLC | 0 | 18,397 | +18,397 | 0.00 | 0.02 | +0.02 | buy |
| UBS Group AG | 0 | 16,078 | +16,078 | 0.00 | 0.00 | +0.00 | buy |
| RPO LLC | 0 | 15,467 | +15,467 | 0.00 | 0.09 | +0.09 | buy |
| OSAIC HOLDINGS, INC. | 0 | 4,743 | +4,743 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 4,600 | +4,600 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 16,861 | 20,862 | +4,001 | 0.00 | 0.00 | +0.00 | buy |
| SeaCrest Wealth Management, LLC | 77,543 | 79,884 | +2,341 | 0.08 | 0.07 | -0.01 | buy |
| MORGAN STANLEY | 247,652 | 249,296 | +1,644 | 0.00 | 0.00 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,220 | 6,777 | +557 | 0.01 | 0.01 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 1,226 | 1,557 | +331 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 454 | 589 | +135 | 0.00 | 0.00 | -0.00 | buy |
| Pekin Hardy Strauss, Inc. | 13,044 | 13,044 | 0 | 0.01 | 0.01 | -0.00 | hold |
| INGALLS & SNYDER LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NOMURA ASSET MANAGEMENT CO LTD | 56,006 | 56,006 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 19,903 | 19,903 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BARD ASSOCIATES INC | 68,713 | 68,713 | 0 | 0.20 | 0.20 | +0.00 | hold |
| Ancora Advisors LLC | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 19,071 | 19,071 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaker Financial Services, LLC | 75,633 | 75,633 | 0 | 0.23 | 0.23 | -0.00 | hold |
| CWM, LLC | 1,200 | 1,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dakota Wealth Management | 19,642 | 19,642 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Successful Portfolios LLC | 15,000 | 15,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Triasima Portfolio Management inc. | 24,600 | 24,600 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Seed Wealth Management, Inc. | 12,400 | 12,400 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Mills Wealth Advisors LLC | 22,299 | 22,299 | 0 | 0.13 | 0.12 | -0.01 | hold |
| BARCLAYS PLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 16,145 | 16,145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Dynamic Advisor Solutions LLC | 76,414 | 76,243 | -171 | 0.02 | 0.02 | -0.00 | sell |
| Baird Financial Group, Inc. | 86,241 | 85,548 | -693 | 0.00 | 0.00 | -0.00 | sell |
| Register Financial Advisors LLC | 1,500 | 0 | -1,500 | 0.01 | 0.00 | -0.01 | sell |
| Waterfront Wealth Inc. | 15,000 | 13,000 | -2,000 | 0.03 | 0.03 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 5,340 | 0 | -5,340 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 5,737,819 | 5,730,271 | -7,548 | 0.07 | 0.07 | -0.00 | sell |
| Barry Investment Advisors, LLC | 205,857 | 196,835 | -9,022 | 0.55 | 0.50 | -0.05 | sell |
| ROBERTS GLORE & CO INC /IL/ | 28,343 | 18,968 | -9,375 | 0.07 | 0.04 | -0.02 | sell |
| LAZARD ASSET MANAGEMENT LLC | 3,022,450 | 2,542,039 | -480,411 | 0.03 | 0.02 | -0.01 | sell |