Stock TransactionsJAPAN SMALLER CAPITALIZATION

Total Bought
695,668
8 transactions
Total Sold
1,032,308
13 transactions
Net
-336,640
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Saba Capital Management, L.P.1,585,0452,107,155+522,1100.360.48+0.12buy
Pekin Hardy Strauss, Inc.17,61991,399+73,7800.020.10+0.08buy
Mraz, Amerine & Associates, Inc.104,491145,281+40,7900.150.22+0.07buy
Shaker Financial Services, LLC66,87697,575+30,6990.220.34+0.12buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC41,15057,946+16,7960.070.09+0.03buy
BAROMETER CAPITAL MANAGEMENT INC.42,70052,100+9,4000.130.14+0.00buy
Mills Wealth Advisors LLC22,78124,851+2,0700.100.11+0.01buy
Thomas J. Herzfeld Advisors, Inc.1,6681,691+230.000.01+0.00buy
BEAM WEALTH ADVISORS, INC.34,00033,500-5000.100.10+0.00sell
BARD ASSOCIATES INC49,45948,509-9500.150.15-0.00sell
Barry Investment Advisors, LLC151,136150,052-1,0840.340.36+0.02sell
Hudson Portfolio Management LLC52,98151,481-1,5000.430.46+0.04sell
Dynamic Advisor Solutions LLC75,28872,016-3,2720.020.02+0.00sell
SeaCrest Wealth Management, LLC72,71969,349-3,3700.070.07+0.00sell
Quantedge Capital Pte Ltd80,55036,122-44,4280.210.32+0.11sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.74,75516,895-57,8600.060.01-0.04sell
RAFFLES ASSOCIATES LP245,368138,849-106,5192.511.39-1.11sell
Hara Capital LLC328,047203,961-124,0861.861.22-0.64sell
Karpus Management, Inc.994,595827,658-166,9370.270.26-0.01sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD4,486,7624,284,932-201,8304.033.84-0.19sell
1607 Capital Partners, LLC4,568,7624,248,790-319,9723.093.32+0.23sell
Page 1 of 1