| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,075,569 | 4,483,067 | -592,502 | 0.09 | 0.08 | -0.01 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,720,009 | 3,894,571 | +174,562 | 2.94 | 2.76 | -0.18 | buy |
| LAZARD ASSET MANAGEMENT LLC | 3,500,613 | 3,560,978 | +60,365 | 0.06 | 0.06 | +0.00 | buy |
| 1607 Capital Partners, LLC | 3,584,600 | 2,724,109 | -860,491 | 2.82 | 2.79 | -0.02 | sell |
| Saba Capital Management, L.P. | 1,601,806 | 1,948,781 | +346,975 | 0.56 | 0.70 | +0.14 | buy |
| BANK OF AMERICA CORP /DE/ | 443,293 | 443,293 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Karpus Management, Inc. | 436,454 | 417,754 | -18,700 | 0.15 | 0.14 | -0.01 | sell |
| Almitas Capital LLC | 402,956 | 386,375 | -16,581 | 0.99 | 1.09 | +0.10 | sell |
| MORGAN STANLEY | 535,823 | 289,647 | -246,176 | 0.00 | 0.00 | -0.00 | sell |
| Pekin Hardy Strauss, Inc. | 234,569 | 281,705 | +47,136 | 0.27 | 0.29 | +0.03 | buy |
| Mraz, Amerine & Associates, Inc. | 195,453 | 202,362 | +6,909 | 0.31 | 0.34 | +0.03 | buy |
| Bulldog Investors, LLP | 104,181 | 187,557 | +83,376 | 0.26 | 0.49 | +0.23 | buy |
| FLAGSHIP HARBOR ADVISORS, LLC | 0 | 162,571 | +162,571 | 0.00 | 0.07 | +0.07 | buy |
| LPL Financial LLC | 119,168 | 150,688 | +31,520 | 0.00 | 0.00 | +0.00 | buy |
| Altium Capital Management LLC | 150,412 | 150,412 | 0 | 3.90 | 3.73 | -0.17 | hold |
| RAFFLES ASSOCIATES LP | 110,967 | 110,967 | 0 | 1.05 | 1.11 | +0.06 | hold |
| RAYMOND JAMES FINANCIAL INC | 106,211 | 106,861 | +650 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKET INC. | 94,348 | 105,444 | +11,096 | 0.00 | 0.00 | +0.00 | buy |
| Hara Capital LLC | 99,964 | 98,764 | -1,200 | 0.54 | 0.61 | +0.07 | sell |
| Shaker Financial Services, LLC | 90,079 | 93,079 | +3,000 | 0.34 | 0.34 | +0.00 | buy |
| Verition Fund Management LLC | 255,445 | 79,538 | -175,907 | 0.03 | 0.01 | -0.02 | sell |
| CSS LLC/IL | 25,292 | 68,679 | +43,387 | 0.02 | 0.04 | +0.02 | buy |
| Baird Financial Group, Inc. | 63,423 | 63,423 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARD ASSOCIATES INC | 39,222 | 58,289 | +19,067 | 0.11 | 0.15 | +0.05 | buy |
| Barry Investment Advisors, LLC | 115,517 | 57,510 | -58,007 | 0.28 | 0.14 | -0.14 | sell |
| HRT FINANCIAL LP | 0 | 42,242 | +42,242 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 41,753 | 42,100 | +347 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 38,815 | +38,815 | 0.00 | 0.00 | +0.00 | buy |
| Quantinno Capital Management LP | 35,286 | 36,100 | +814 | 0.00 | 0.00 | -0.00 | buy |
| Dynamic Advisor Solutions LLC | 34,366 | 34,366 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DKM Wealth Management, Inc. | 34,001 | 34,001 | 0 | 0.27 | 0.26 | -0.01 | hold |
| BEAM WEALTH ADVISORS, INC. | 24,500 | 24,500 | 0 | 0.07 | 0.06 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 0 | 22,249 | +22,249 | 0.00 | 0.01 | +0.01 | buy |
| Triasima Portfolio Management inc. | 21,800 | 21,800 | 0 | 0.04 | 0.03 | -0.00 | hold |
| SAX WEALTH ADVISORS, LLC | 27,225 | 21,395 | -5,830 | 0.01 | 0.01 | -0.01 | sell |
| INGALLS & SNYDER LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ROBERTS GLORE & CO INC /IL/ | 17,633 | 17,633 | 0 | 0.05 | 0.05 | -0.00 | hold |
| XTX Topco Ltd | 0 | 16,076 | +16,076 | 0.00 | 0.00 | +0.00 | buy |
| Successful Portfolios LLC | 15,000 | 15,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Mills Wealth Advisors LLC | 24,820 | 12,823 | -11,997 | 0.09 | 0.05 | -0.05 | sell |
| WELLS FARGO & COMPANY/MN | 0 | 10,292 | +10,292 | 0.00 | 0.00 | +0.00 | buy |
| North Ground Capital | 0 | 10,000 | +10,000 | 0.00 | 0.14 | +0.14 | buy |
| OSAIC HOLDINGS, INC. | 10,472 | 9,184 | -1,288 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 6,055 | 6,055 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Colonial Trust Advisors | 6,399 | 5,649 | -750 | 0.01 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3,900 | 3,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Integrated Wealth Concepts LLC | 0 | 3,000 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 1,525 | 1,525 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,150 | 783 | -367 | 0.00 | 0.00 | -0.00 | sell |
| Ancora Advisors LLC | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 0 | 333 | +333 | 0.00 | 0.00 | +0.00 | buy |
| HIGHLINE WEALTH PARTNERS LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 0 | 132 | +132 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 10,321 | 0 | -10,321 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 90,057 | 0 | -90,057 | 0.14 | 0.00 | -0.14 | sell |
| Focus Partners Wealth | 111,255 | 0 | -111,255 | 0.00 | 0.00 | -0.00 | sell |
| Quantedge Capital Pte Ltd | 12,022 | 0 | -12,022 | 0.07 | 0.00 | -0.07 | sell |
| Independent Advisor Alliance | 19,800 | 0 | -19,800 | 0.00 | 0.00 | -0.00 | sell |
| Western Wealth Management, LLC | 4,627 | 0 | -4,627 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Portfolio Management LLC | 50,781 | 0 | -50,781 | 0.47 | 0.00 | -0.47 | sell |