| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 19,071 | 321,162 | +302,091 | 0.00 | 0.06 | +0.06 | buy |
| Kovitz Investment Group Partners, LLC | 0 | 167,173 | +167,173 | 0.00 | 0.01 | +0.01 | buy |
| Almitas Capital LLC | 360,847 | 497,471 | +136,624 | 1.14 | 1.45 | +0.32 | buy |
| 1607 Capital Partners, LLC | 5,084,807 | 5,160,129 | +75,322 | 3.45 | 3.90 | +0.45 | buy |
| RPO LLC | 15,467 | 76,345 | +60,878 | 0.09 | 0.94 | +0.84 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 87,404 | 139,930 | +52,526 | 0.06 | 0.12 | +0.06 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 51,237 | +51,237 | 0.00 | 0.00 | +0.00 | buy |
| Quantedge Capital Pte Ltd | 0 | 37,200 | +37,200 | 0.00 | 0.09 | +0.09 | buy |
| Hara Capital LLC | 335,111 | 371,564 | +36,453 | 1.63 | 1.91 | +0.29 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 4,600 | 38,042 | +33,442 | 0.00 | 0.01 | +0.01 | buy |
| Mraz, Amerine & Associates, Inc. | 0 | 31,300 | +31,300 | 0.00 | 0.05 | +0.05 | buy |
| RAFFLES ASSOCIATES LP | 193,025 | 224,025 | +31,000 | 1.65 | 1.90 | +0.25 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 27,395 | +27,395 | 0.00 | 0.01 | +0.01 | buy |
| Matisse Capital | 246,456 | 263,808 | +17,352 | 0.92 | 1.06 | +0.14 | buy |
| CITADEL ADVISORS LLC | 0 | 12,764 | +12,764 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 12,588 | +12,588 | 0.00 | 0.01 | +0.01 | buy |
| Logan Stone Capital, LLC | 63,356 | 74,144 | +10,788 | 0.12 | 0.15 | +0.03 | buy |
| Pekin Hardy Strauss, Inc. | 13,044 | 16,119 | +3,075 | 0.01 | 0.02 | +0.00 | buy |
| CSS LLC/IL | 19,903 | 22,418 | +2,515 | 0.01 | 0.01 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,777 | 8,961 | +2,184 | 0.01 | 0.01 | +0.00 | buy |
| US BANCORP \DE\ | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 20,862 | 22,471 | +1,609 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 85,548 | 86,695 | +1,147 | 0.00 | 0.00 | +0.00 | buy |
| Mills Wealth Advisors LLC | 22,299 | 22,813 | +514 | 0.12 | 0.13 | +0.01 | buy |
| Dakota Wealth Management | 19,642 | 19,792 | +150 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 589 | 661 | +72 | 0.00 | 0.00 | +0.00 | buy |
| ROBERTS GLORE & CO INC /IL/ | 18,968 | 18,968 | 0 | 0.04 | 0.05 | +0.00 | hold |
| INGALLS & SNYDER LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NOMURA ASSET MANAGEMENT CO LTD | 56,006 | 56,006 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ancora Advisors LLC | 600 | 600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,557 | 1,557 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaker Financial Services, LLC | 75,633 | 75,633 | 0 | 0.23 | 0.24 | +0.00 | hold |
| CWM, LLC | 1,200 | 1,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Successful Portfolios LLC | 15,000 | 15,000 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Waterfront Wealth Inc. | 13,000 | 13,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Triasima Portfolio Management inc. | 24,600 | 24,600 | 0 | 0.02 | 0.05 | +0.03 | hold |
| Seed Wealth Management, Inc. | 12,400 | 12,400 | 0 | 0.08 | 0.08 | +0.00 | hold |
| BARCLAYS PLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 16,145 | 16,145 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OSAIC HOLDINGS, INC. | 4,743 | 4,543 | -200 | 0.00 | 0.00 | -0.00 | sell |
| BARD ASSOCIATES INC | 68,713 | 68,213 | -500 | 0.20 | 0.19 | -0.01 | sell |
| MORGAN STANLEY | 249,296 | 247,856 | -1,440 | 0.00 | 0.00 | +0.00 | sell |
| Hudson Portfolio Management LLC | 55,831 | 54,131 | -1,700 | 0.46 | 0.44 | -0.02 | sell |
| BEAM WEALTH ADVISORS, INC. | 40,400 | 38,400 | -2,000 | 0.10 | 0.10 | -0.01 | sell |
| Dynamic Advisor Solutions LLC | 76,243 | 74,189 | -2,054 | 0.02 | 0.02 | +0.00 | sell |
| Barry Investment Advisors, LLC | 196,835 | 194,668 | -2,167 | 0.50 | 0.49 | -0.01 | sell |
| SeaCrest Wealth Management, LLC | 79,884 | 72,985 | -6,899 | 0.07 | 0.07 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 87,627 | 78,228 | -9,399 | 0.01 | 0.01 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 5,730,271 | 5,714,329 | -15,942 | 0.07 | 0.07 | +0.00 | sell |
| UBS Group AG | 16,078 | 0 | -16,078 | 0.00 | 0.00 | -0.00 | sell |
| Atlas Wealth LLC | 18,397 | 0 | -18,397 | 0.02 | 0.00 | -0.02 | sell |
| Karpus Management, Inc. | 1,088,993 | 1,059,528 | -29,465 | 0.23 | 0.24 | +0.01 | sell |
| LAZARD ASSET MANAGEMENT LLC | 2,542,039 | 2,247,924 | -294,115 | 0.02 | 0.02 | +0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4,903,167 | 4,580,657 | -322,510 | 3.18 | 3.29 | +0.11 | sell |