Stock TransactionsJAPAN SMALLER CAPITALIZATION

Total Bought
601,197
10 transactions
Total Sold
51,562
7 transactions
Net
+549,635
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Almitas Capital LLC92,088298,460+206,3720.310.78+0.47buy
1607 Capital Partners, LLC4,866,8185,053,077+186,2592.602.69+0.09buy
RAFFLES ASSOCIATES LP75,683154,495+78,8120.711.48+0.77buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD4,447,3824,500,984+53,6022.772.79+0.02buy
Karpus Management, Inc.1,029,4821,065,494+36,0120.250.25+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.11,19039,379+28,1890.010.03+0.02buy
INGALLS & SNYDER LLC10,00020,000+10,0000.000.01+0.00buy
Dynamic Advisor Solutions LLC75,18576,469+1,2840.030.02-0.00buy
CSS LLC/IL19,24019,903+6630.010.01-0.00buy
Mills Wealth Advisors LLC12,08412,088+40.070.07+0.00buy
Thomas J. Herzfeld Advisors, Inc.1,1631,013-1500.000.00-0.00sell
ROBERTS GLORE & CO INC /IL/29,91829,093-8250.070.07-0.00sell
Dakota Wealth Management19,69218,642-1,0500.010.01-0.00sell
Hudson Portfolio Management LLC57,83155,831-2,0000.470.46-0.01sell
BARD ASSOCIATES INC72,55768,588-3,9690.210.20-0.02sell
Triasima Portfolio Management inc.23,70012,700-11,0000.020.01-0.01sell
Barry Investment Advisors, LLC244,507211,939-32,5680.630.54-0.08sell
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