| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Almitas Capital LLC | 92,088 | 298,460 | +206,372 | 0.31 | 0.78 | +0.47 | buy |
| 1607 Capital Partners, LLC | 4,866,818 | 5,053,077 | +186,259 | 2.60 | 2.69 | +0.09 | buy |
| Matisse Capital | 0 | 83,137 | +83,137 | 0.00 | 0.34 | +0.34 | buy |
| RAFFLES ASSOCIATES LP | 75,683 | 154,495 | +78,812 | 0.71 | 1.48 | +0.77 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4,447,382 | 4,500,984 | +53,602 | 2.77 | 2.79 | +0.02 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 36,432 | +36,432 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 1,029,482 | 1,065,494 | +36,012 | 0.25 | 0.25 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 21,376 | 54,375 | +32,999 | 0.00 | 0.01 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,190 | 39,379 | +28,189 | 0.01 | 0.03 | +0.02 | buy |
| Saba Capital Management, L.P. | 0 | 19,071 | +19,071 | 0.00 | 0.00 | +0.00 | buy |
| Successful Portfolios LLC | 0 | 15,000 | +15,000 | 0.00 | 0.09 | +0.09 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 0 | 11,000 | +11,000 | 0.00 | 0.01 | +0.01 | buy |
| Weiss Asset Management LP | 0 | 10,642 | +10,642 | 0.00 | 0.01 | +0.01 | buy |
| INGALLS & SNYDER LLC | 10,000 | 20,000 | +10,000 | 0.00 | 0.01 | +0.00 | buy |
| Baird Financial Group, Inc. | 84,871 | 87,561 | +2,690 | 0.00 | 0.00 | -0.00 | buy |
| NOMURA ASSET MANAGEMENT CO LTD | 54,139 | 56,006 | +1,867 | 0.00 | 0.00 | -0.00 | buy |
| Dynamic Advisor Solutions LLC | 75,185 | 76,469 | +1,284 | 0.03 | 0.02 | -0.00 | buy |
| CSS LLC/IL | 19,240 | 19,903 | +663 | 0.01 | 0.01 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 5,278 | 5,339 | +61 | 0.00 | 0.00 | -0.00 | buy |
| Mills Wealth Advisors LLC | 12,084 | 12,088 | +4 | 0.07 | 0.07 | +0.00 | buy |
| Pekin Hardy Strauss, Inc. | 10,310 | 10,310 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,220 | 6,220 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Ancora Advisors LLC | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaker Financial Services, LLC | 75,633 | 75,633 | 0 | 0.25 | 0.24 | -0.01 | hold |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,000 | 11,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Waterfront Wealth Inc. | 15,000 | 15,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Seed Wealth Management, Inc. | 12,400 | 12,400 | 0 | 0.10 | 0.09 | -0.00 | hold |
| BARCLAYS PLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 16,145 | 16,145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,163 | 1,013 | -150 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 666 | 486 | -180 | 0.00 | 0.00 | -0.00 | sell |
| Gradient Investments LLC | 400 | 0 | -400 | 0.00 | 0.00 | -0.00 | sell |
| ROBERTS GLORE & CO INC /IL/ | 29,918 | 29,093 | -825 | 0.07 | 0.07 | -0.00 | sell |
| US BANCORP \DE\ | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 19,692 | 18,642 | -1,050 | 0.01 | 0.01 | -0.00 | sell |
| Hudson Portfolio Management LLC | 57,831 | 55,831 | -2,000 | 0.47 | 0.46 | -0.01 | sell |
| NATIONAL BANK OF CANADA /FI/ | 3,385 | 0 | -3,385 | 0.00 | 0.00 | -0.00 | sell |
| Register Financial Advisors LLC | 3,604 | 0 | -3,604 | 0.02 | 0.00 | -0.02 | sell |
| BARD ASSOCIATES INC | 72,557 | 68,588 | -3,969 | 0.21 | 0.20 | -0.02 | sell |
| HighTower Advisors, LLC | 27,434 | 18,959 | -8,475 | 0.00 | 0.00 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 10,727 | 0 | -10,727 | 0.00 | 0.00 | -0.00 | sell |
| Triasima Portfolio Management inc. | 23,700 | 12,700 | -11,000 | 0.02 | 0.01 | -0.01 | sell |
| Atlas Wealth LLC | 16,910 | 0 | -16,910 | 0.02 | 0.00 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 22,392 | 0 | -22,392 | 0.00 | 0.00 | -0.00 | sell |
| Barry Investment Advisors, LLC | 244,507 | 211,939 | -32,568 | 0.63 | 0.54 | -0.08 | sell |
| MORGAN STANLEY | 314,552 | 279,455 | -35,097 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Advisors, LLC | 50,452 | 0 | -50,452 | 0.02 | 0.00 | -0.02 | sell |
| Guild Investment Management, Inc. | 86,863 | 0 | -86,863 | 1.03 | 0.00 | -1.03 | sell |
| Allspring Global Investments Holdings, LLC | 6,347,354 | 6,202,586 | -144,768 | 0.08 | 0.08 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 3,690,817 | 3,377,135 | -313,682 | 0.04 | 0.03 | -0.00 | sell |