| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 5,714,329 | 5,238,656 | -475,673 | 0.07 | 0.06 | -0.01 | sell |
| 1607 Capital Partners, LLC | 5,160,129 | 4,886,335 | -273,794 | 3.90 | 3.01 | -0.89 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 4,580,657 | 4,541,678 | -38,979 | 3.29 | 3.46 | +0.17 | sell |
| LAZARD ASSET MANAGEMENT LLC | 2,247,924 | 2,222,950 | -24,974 | 0.02 | 0.02 | +0.00 | sell |
| Karpus Management, Inc. | 1,059,528 | 1,042,058 | -17,470 | 0.24 | 0.24 | -0.01 | sell |
| Saba Capital Management, L.P. | 321,162 | 1,034,195 | +713,033 | 0.06 | 0.20 | +0.14 | buy |
| Almitas Capital LLC | 497,471 | 497,471 | 0 | 1.45 | 0.84 | -0.62 | hold |
| Hara Capital LLC | 371,564 | 376,463 | +4,899 | 1.91 | 1.83 | -0.08 | buy |
| Matisse Capital | 263,808 | 362,000 | +98,192 | 1.06 | 1.41 | +0.35 | buy |
| MORGAN STANLEY | 247,856 | 260,551 | +12,695 | 0.00 | 0.00 | -0.00 | buy |
| RAFFLES ASSOCIATES LP | 224,025 | 248,168 | +24,143 | 1.90 | 2.05 | +0.15 | buy |
| Barry Investment Advisors, LLC | 194,668 | 188,705 | -5,963 | 0.49 | 0.47 | -0.03 | sell |
| Kovitz Investment Group Partners, LLC | 167,173 | 165,792 | -1,381 | 0.01 | 0.01 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 139,930 | 107,849 | -32,081 | 0.12 | 0.09 | -0.03 | sell |
| Mraz, Amerine & Associates, Inc. | 31,300 | 101,821 | +70,521 | 0.05 | 0.14 | +0.09 | buy |
| RPO LLC | 76,345 | 100,852 | +24,507 | 0.94 | 1.01 | +0.07 | buy |
| Quantedge Capital Pte Ltd | 37,200 | 88,350 | +51,150 | 0.09 | 0.25 | +0.16 | buy |
| Baird Financial Group, Inc. | 86,695 | 80,421 | -6,274 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Advisor Solutions LLC | 74,189 | 74,879 | +690 | 0.02 | 0.02 | +0.01 | buy |
| SeaCrest Wealth Management, LLC | 72,985 | 72,944 | -41 | 0.07 | 0.06 | -0.01 | sell |
| Shaker Financial Services, LLC | 75,633 | 66,876 | -8,757 | 0.24 | 0.20 | -0.04 | sell |
| NOMURA ASSET MANAGEMENT CO LTD | 56,006 | 58,257 | +2,251 | 0.00 | 0.00 | -0.00 | buy |
| Ionic Capital Management LLC | 0 | 56,681 | +56,681 | 0.00 | 0.43 | +0.43 | buy |
| Hudson Portfolio Management LLC | 54,131 | 54,131 | 0 | 0.44 | 0.41 | -0.03 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 27,395 | 51,595 | +24,200 | 0.01 | 0.01 | +0.01 | buy |
| BARD ASSOCIATES INC | 68,213 | 49,809 | -18,404 | 0.19 | 0.13 | -0.06 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 8,961 | 39,450 | +30,489 | 0.01 | 0.06 | +0.04 | buy |
| Independent Advisor Alliance | 0 | 39,150 | +39,150 | 0.00 | 0.00 | +0.00 | buy |
| BEAM WEALTH ADVISORS, INC. | 38,400 | 34,000 | -4,400 | 0.10 | 0.08 | -0.01 | sell |
| Mills Wealth Advisors LLC | 22,813 | 22,821 | +8 | 0.13 | 0.10 | -0.03 | buy |
| CSS LLC/IL | 22,418 | 22,402 | -16 | 0.01 | 0.01 | -0.00 | sell |
| INGALLS & SNYDER LLC | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ROBERTS GLORE & CO INC /IL/ | 18,968 | 18,133 | -835 | 0.05 | 0.04 | -0.00 | sell |
| HighTower Advisors, LLC | 22,471 | 17,465 | -5,006 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 16,145 | 16,145 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pekin Hardy Strauss, Inc. | 16,119 | 16,119 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Successful Portfolios LLC | 15,000 | 15,000 | 0 | 0.08 | 0.08 | -0.01 | hold |
| Waterfront Wealth Inc. | 13,000 | 13,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Seed Wealth Management, Inc. | 12,400 | 12,400 | 0 | 0.08 | 0.08 | -0.01 | hold |
| Triasima Portfolio Management inc. | 24,600 | 11,900 | -12,700 | 0.05 | 0.02 | -0.03 | sell |
| OSAIC HOLDINGS, INC. | 4,543 | 4,656 | +113 | 0.00 | 0.00 | -0.00 | buy |
| US BANCORP \DE\ | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 1,557 | 1,557 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 1,200 | 1,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ancora Advisors LLC | 600 | 600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 661 | 598 | -63 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 78,228 | 0 | -78,228 | 0.01 | 0.00 | -0.01 | sell |
| CITADEL ADVISORS LLC | 12,764 | 0 | -12,764 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 51,237 | 0 | -51,237 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 12,588 | 0 | -12,588 | 0.01 | 0.00 | -0.01 | sell |
| Logan Stone Capital, LLC | 74,144 | 0 | -74,144 | 0.15 | 0.00 | -0.15 | sell |
| Dakota Wealth Management | 19,792 | 0 | -19,792 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 38,042 | 0 | -38,042 | 0.01 | 0.00 | -0.01 | sell |