Stock Transactions — JAPAN SMALLER CAPITALIZATION

Total Bought
1,547,337
18 transactions
Total Sold
1,524,232
23 transactions
Net
+23,105
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
LAZARD ASSET MANAGEMENT LLC2,313,0233,470,865+1,157,8420.030.07+0.03buy
Focus Partners Wealth0122,289+122,2890.000.00+0.00buy
LPL Financial LLC057,879+57,8790.000.00+0.00buy
Spectrum Asset Management, Inc. (NB/CA)047,055+47,0550.000.17+0.17buy
Altium Capital Management LLC039,775+39,7750.001.74+1.74buy
SAX WEALTH ADVISORS, LLC027,225+27,2250.000.01+0.01buy
CIBC WORLD MARKET INC.58,70080,398+21,6980.000.00+0.00buy
Mraz, Amerine & Associates, Inc.155,051174,710+19,6590.250.29+0.03buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC73,30685,070+11,7640.120.14+0.02buy
Colonial Trust Advisors09,399+9,3990.000.01+0.01buy
Pekin Hardy Strauss, Inc.197,467205,920+8,4530.210.21+0.00buy
Allspring Global Investments Holdings, LLC5,487,8925,495,862+7,9700.090.10+0.01buy
Triasima Portfolio Management inc.15,80021,800+6,0000.030.04+0.01buy
RAYMOND JAMES FINANCIAL INC101,127106,962+5,8350.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC03,900+3,9000.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0300+3000.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC0200+2000.000.00+0.00buy
OSAIC HOLDINGS, INC.8,8248,918+940.000.00+0.00buy
ROBERTS GLORE & CO INC /IL/17,63317,63300.050.05+0.00hold
INGALLS & SNYDER LLC20,00020,00000.010.01+0.00hold
Ancora Advisors LLC50050000.000.00+0.00hold
Thomas J. Herzfeld Advisors, Inc.1,8511,85100.010.01+0.00hold
CWM, LLC4,5064,50600.000.00-0.00hold
Successful Portfolios LLC15,00015,00000.090.09-0.01hold
Hudson Portfolio Management LLC50,78150,78100.470.48+0.01hold
DKM Wealth Management, Inc.34,00134,00100.290.28-0.01hold
US BANCORP \DE\1,5251,52500.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.6,0556,05500.000.00-0.00hold
Dynamic Advisor Solutions LLC34,92034,882-380.010.01+0.00sell
Mills Wealth Advisors LLC24,86624,818-480.110.11+0.00sell
Bulldog Investors, LLP217,948217,441-5070.530.54+0.00sell
BARCLAYS PLC1,0000-1,0000.000.00-0.00sell
Baird Financial Group, Inc.65,66363,928-1,7350.000.00-0.00sell
BEAM WEALTH ADVISORS, INC.32,50030,500-2,0000.090.09-0.00sell
Shaker Financial Services, LLC97,57593,681-3,8940.350.33-0.02sell
RAFFLES ASSOCIATES LP147,289139,462-7,8271.451.16-0.29sell
BARD ASSOCIATES INC47,75939,292-8,4670.130.11-0.02sell
Seed Wealth Management, Inc.10,4000-10,4000.080.00-0.08sell
Hara Capital LLC128,412113,014-15,3980.800.70-0.10sell
Quantedge Capital Pte Ltd15,5220-15,5220.090.00-0.09sell
MORGAN STANLEY311,335294,575-16,7600.000.00-0.00sell
Marex Group plc27,1090-27,1090.000.00-0.00sell
Barry Investment Advisors, LLC146,710115,120-31,5900.350.28-0.07sell
BAROMETER CAPITAL MANAGEMENT INC.42,5002,450-40,0500.100.14+0.04sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD3,520,0683,479,014-41,0542.742.89+0.15sell
Almitas Capital LLC481,642435,985-45,6571.161.06-0.10sell
Karpus Management, Inc.662,088566,415-95,6730.220.17-0.05sell
Kovitz Investment Group Partners, LLC131,9340-131,9340.010.00-0.01sell
1607 Capital Partners, LLC4,151,3033,990,675-160,6283.303.01-0.28sell
BANK OF AMERICA CORP /DE/792,100569,213-222,8870.000.00-0.00sell
Saba Capital Management, L.P.2,276,5841,632,530-644,0540.790.61-0.19sell
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