Stock Transactions — CATHAY GEN BANCORP

Total Bought
3,537,133
153 transactions
Total Sold
4,455,778
105 transactions
Net
-918,645
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC0533,448+533,4480.000.09+0.09buy
Qube Research & Technologies Ltd80,548460,733+380,1850.010.03+0.03buy
AMERICAN CENTURY COMPANIES INC1,347,6741,606,886+259,2120.030.04+0.01buy
FRANKLIN RESOURCES INC88,202239,622+151,4200.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC84,165214,121+129,9560.000.01+0.00buy
Waverly Advisors, LLC0127,850+127,8500.000.05+0.05buy
GOLDMAN SACHS GROUP INC580,038705,016+124,9780.000.00+0.00buy
HRT FINANCIAL LP0116,852+116,8520.000.01+0.01buy
D. E. Shaw & Co., Inc.338,019452,038+114,0190.010.02+0.01buy
JANE STREET GROUP, LLC51,659156,021+104,3620.000.01+0.01buy
TWO SIGMA INVESTMENTS, LP29,078129,398+100,3200.000.01+0.00buy
BANK OF AMERICA CORP /DE/259,375351,195+91,8200.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.31,051120,634+89,5830.000.01+0.01buy
GW&K Investment Management, LLC601,183664,920+63,7370.250.29+0.04buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,03665,335+53,2990.000.00+0.00buy
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC195,982249,120+53,1380.030.04+0.01buy
STATE STREET CORP3,406,9703,457,812+50,8420.010.01+0.00buy
AQR CAPITAL MANAGEMENT LLC79,523124,148+44,6250.000.00+0.00buy
Weiss Asset Management LP043,628+43,6280.000.04+0.04buy
Brevan Howard Capital Management LP043,061+43,0610.000.02+0.02buy
AMERIPRISE FINANCIAL INC153,277195,742+42,4650.000.00+0.00buy
Point72 Asset Management, L.P.039,904+39,9040.000.00+0.00buy
BlackRock, Inc.9,708,0849,745,583+37,4990.010.01+0.00buy
PICTON MAHONEY ASSET MANAGEMENT034,998+34,9980.000.02+0.02buy
LAZARD ASSET MANAGEMENT LLC032,804+32,8040.000.00+0.00buy
FIFTH THIRD BANCORP83932,121+31,2820.000.00+0.00buy
Golden State Equity Partners030,815+30,8150.000.12+0.12buy
LSV ASSET MANAGEMENT648,900678,200+29,3000.070.07+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD277,909306,348+28,4390.050.05+0.00buy
Y-Intercept (Hong Kong) Ltd17,32843,419+26,0910.020.04+0.02buy
PRUDENTIAL FINANCIAL INC91,030115,845+24,8150.010.01+0.00buy
RENAISSANCE TECHNOLOGIES LLC11,97134,271+22,3000.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP32,08852,774+20,6860.000.00+0.00buy
Fieldview Capital Management, LLC020,627+20,6270.000.30+0.30buy
VIRGINIA RETIREMENT SYSTEMS ET Al37,78758,187+20,4000.010.02+0.01buy
Trexquant Investment LP019,266+19,2660.000.01+0.01buy
CSM Advisors, LLC179,883197,372+17,4890.240.24+0.01buy
DIMENSIONAL FUND ADVISORS LP4,032,5634,050,007+17,4440.040.04+0.00buy
Graham Capital Management, L.P.017,049+17,0490.000.03+0.03buy
Engineers Gate Manager LP016,881+16,8810.000.01+0.01buy
FIRST TRUST ADVISORS LP111,140127,143+16,0030.000.00+0.00buy
ROYAL BANK OF CANADA5,33620,810+15,4740.000.00+0.00buy
Freestone Grove Partners LP015,008+15,0080.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC1,724,7411,739,638+14,8970.010.01+0.00buy
iSAM Funds (UK) Ltd013,523+13,5230.000.33+0.33buy
SEI INVESTMENTS CO22,14535,498+13,3530.000.00+0.00buy
Convergence Investment Partners, LLC31,09344,316+13,2230.300.36+0.06buy
Jain Global LLC012,627+12,6270.000.01+0.01buy
NORTHERN TRUST CORP798,213809,789+11,5760.000.01+0.00buy
UBS Group AG95,584107,018+11,4340.000.00+0.00buy
WINTON GROUP Ltd15,24624,681+9,4350.030.04+0.02buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC17,13926,481+9,3420.000.01+0.00buy
FOX RUN MANAGEMENT, L.L.C.09,280+9,2800.000.08+0.08buy
Mariner, LLC09,224+9,2240.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/60,64068,519+7,8790.000.00+0.00buy
GTS SECURITIES LLC07,521+7,5210.000.01+0.01buy
Jefferies Financial Group Inc.07,450+7,4500.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM60,89768,258+7,3610.000.00+0.00buy
Catalyst Funds Management Pty Ltd06,972+6,9720.000.06+0.06buy
NewEdge Wealth, LLC14,48021,129+6,6490.010.01+0.00buy
Brooklyn Investment Group06,441+6,4410.000.01+0.01buy
Neuberger Berman Group LLC8,95115,272+6,3210.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD06,290+6,2900.000.00+0.00buy
Zhang Financial LLC06,000+6,0000.000.01+0.01buy
Quantinno Capital Management LP33,93339,542+5,6090.000.00-0.00buy
Vestcor Inc05,587+5,5870.000.01+0.01buy
Cambria Investment Management, L.P.05,241+5,2410.000.01+0.01buy
GSA CAPITAL PARTNERS LLP04,839+4,8390.000.01+0.01buy
JONES FINANCIAL COMPANIES LLLP2015,029+4,8280.000.00+0.00buy
Rockefeller Capital Management L.P.1,8096,289+4,4800.000.00+0.00buy
Handelsbanken Fonder AB16,08820,288+4,2000.000.00+0.00buy
Crossmark Global Holdings, Inc.04,046+4,0460.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS26,22130,174+3,9530.000.00+0.00buy
Nuveen, LLC414,279417,757+3,4780.010.01+0.00buy
HighTower Advisors, LLC4,2557,504+3,2490.000.00+0.00buy
Cerity Partners LLC10,30512,573+2,2680.000.00+0.00buy
Invesco Ltd.1,685,2031,687,452+2,2490.010.01+0.00buy
PRINCIPAL FINANCIAL GROUP INC324,332326,562+2,2300.010.01+0.00buy
ENVESTNET ASSET MANAGEMENT INC9,89411,932+2,0380.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)23,48625,484+1,9980.000.00+0.00buy
Blue Trust, Inc.01,829+1,8290.000.00+0.00buy
Cetera Investment Advisers32,62934,429+1,8000.000.00+0.00buy
ROYCE & ASSOCIATES LP30,53532,299+1,7640.010.02+0.00buy
Tower Research Capital LLC (TRC)2,1683,681+1,5130.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC4431,923+1,4800.000.00+0.00buy
Amundi10,83312,305+1,4720.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC01,468+1,4680.000.00+0.00buy
Pictet Asset Management Holding SA9,45710,485+1,0280.000.00+0.00buy
COMMERCE BANK8,1119,081+9700.000.00+0.00buy
XPONANCE, INC.5,2786,178+9000.000.00+0.00buy
CWM, LLC3,7104,591+8810.000.00+0.00buy
CHOREO, LLC16,44917,326+8770.010.01+0.00buy
NATIXIS ADVISORS, LLC16,98617,754+7680.000.00+0.00buy
Mitsubishi UFJ Trust & Banking Corp43,09543,763+6680.000.01+0.00buy
CAPTRUST FINANCIAL ADVISORS25,60926,226+6170.000.00-0.00buy
DENALI ADVISORS LLC158,462159,062+6000.850.88+0.03buy
Versant Capital Management, Inc375847+4720.000.00+0.00buy
FIDUCIARY TRUST CO5,8126,263+4510.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.1,5251,949+4240.000.00+0.00buy
Illinois Municipal Retirement Fund35,65436,078+4240.020.02+0.00buy
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