Stock Transactions — CATHAY GEN BANCORP

Total Bought
2,387,383
108 transactions
Total Sold
2,887,447
124 transactions
Net
-500,064
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
STATE STREET CORP3,403,7773,691,245+287,4680.010.01+0.00buy
CITADEL ADVISORS LLC102,746314,733+211,9870.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC1,054,3711,262,970+208,5990.030.03+0.00buy
DIMENSIONAL FUND ADVISORS LP4,018,0174,194,232+176,2150.040.04+0.00buy
Invesco Ltd.1,173,9541,344,257+170,3030.010.01+0.00buy
FIRST TRUST ADVISORS LP227,980326,633+98,6530.010.01+0.00buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC087,222+87,2220.000.01+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC85,067164,565+79,4980.000.00+0.00buy
T. Rowe Price Investment Management, Inc.1,217,4421,290,904+73,4620.030.03+0.00buy
Assenagon Asset Management S.A.072,954+72,9540.000.01+0.01buy
ALGERT GLOBAL LLC061,986+61,9860.000.08+0.08buy
D. E. Shaw & Co., Inc.061,687+61,6870.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,632,0151,692,810+60,7950.010.01-0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2,612,5632,670,930+58,3670.020.02-0.00buy
THRIVENT FINANCIAL FOR LUTHERANS67,898111,183+43,2850.010.01+0.00buy
Rafferty Asset Management, LLC67,446109,716+42,2700.010.02+0.01buy
TWO SIGMA INVESTMENTS, LP12,36750,884+38,5170.000.00+0.00buy
OSAIC HOLDINGS, INC.037,638+37,6380.000.00+0.00buy
Tower Research Capital LLC (TRC)6,78439,629+32,8450.010.03+0.02buy
BANK OF AMERICA CORP /DE/264,071296,594+32,5230.000.00+0.00buy
Boston Trust Walden Corp707,759736,727+28,9680.190.21+0.02buy
BALYASNY ASSET MANAGEMENT L.P.37,04364,681+27,6380.000.01+0.00buy
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC145,395170,505+25,1100.020.02+0.00buy
HSBC HOLDINGS PLC90,442114,934+24,4920.000.00+0.00buy
GSA CAPITAL PARTNERS LLP022,529+22,5290.000.06+0.06buy
SG Americas Securities, LLC4,06624,568+20,5020.000.01+0.01buy
CITIGROUP INC103,517123,549+20,0320.000.00+0.00buy
Trexquant Investment LP10,58730,333+19,7460.010.02+0.01buy
FRANKLIN RESOURCES INC73,65593,118+19,4630.000.00+0.00buy
JANE STREET GROUP, LLC47,64465,890+18,2460.000.00+0.00buy
DENALI ADVISORS LLC2414,951+14,9270.000.15+0.15buy
CAPSTONE INVESTMENT ADVISORS, LLC013,593+13,5930.000.01+0.01buy
CHOREO, LLC013,459+13,4590.000.01+0.01buy
OCCUDO QUANTITATIVE STRATEGIES LP013,149+13,1490.000.09+0.09buy
ROYCE & ASSOCIATES LP26,50439,398+12,8940.010.01+0.00buy
Allianz Asset Management GmbH012,200+12,2000.000.00+0.00buy
Amundi1,86713,354+11,4870.000.00+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD148,917160,241+11,3240.040.04-0.00buy
CANADA LIFE ASSURANCE Co62,58673,612+11,0260.000.01+0.00buy
READYSTATE ASSET MANAGEMENT LP010,696+10,6960.000.02+0.02buy
IFG Advisory, LLC010,189+10,1890.000.02+0.02buy
ORG Partners LLC26,60636,287+9,6811.870.17-1.70buy
AQR CAPITAL MANAGEMENT LLC21,37529,804+8,4290.000.00+0.00buy
Savant Capital, LLC06,644+6,6440.000.00+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP05,469+5,4690.000.04+0.04buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management9,31414,681+5,3670.010.02+0.01buy
WELLS FARGO & COMPANY/MN28,69733,903+5,2060.000.00+0.00buy
ROYAL BANK OF CANADA3,3478,281+4,9340.000.00+0.00buy
MetLife Investment Management, LLC35,57140,061+4,4900.010.01-0.00buy
ALLIANCEBERNSTEIN L.P.88,07692,136+4,0600.000.00+0.00buy
WEDGE CAPITAL MANAGEMENT L L P/NC132,390136,401+4,0110.080.09+0.01buy
Mitsubishi UFJ Trust & Banking Corp1,1254,912+3,7870.000.00+0.00buy
TWO SIGMA ADVISERS, LP11,70015,300+3,6000.000.00+0.00buy
SEI INVESTMENTS CO7,70210,222+2,5200.000.00+0.00buy
Handelsbanken Fonder AB11,98814,488+2,5000.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/40,08542,314+2,2290.000.00+0.00buy
Pathstone Holdings, LLC18,86620,969+2,1030.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE37,45239,076+1,6240.000.00+0.00buy
Russell Investments Group, Ltd.36,41438,008+1,5940.000.00+0.00buy
PROFUND ADVISORS LLC5,3896,846+1,4570.010.01+0.00buy
AlphaQuest LLC01,050+1,0500.000.01+0.01buy
CWM, LLC4711,265+7940.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)15,21515,954+7390.000.00-0.00buy
QUADRANT CAPITAL GROUP LLC2,3213,060+7390.010.01+0.00buy
Louisiana State Employees Retirement System36,00036,600+6000.030.03+0.00buy
EntryPoint Capital, LLC0599+5990.000.01+0.01buy
KBC Group NV1,6432,213+5700.000.00+0.00buy
Illinois Municipal Retirement Fund39,86140,373+5120.020.02+0.00buy
INNEALTA CAPITAL, LLC0474+4740.000.01+0.01buy
SummerHaven Investment Management, LLC21,91722,334+4170.520.55+0.03buy
Arizona State Retirement System18,96719,327+3600.000.00-0.00buy
Quarry LP434765+3310.010.01+0.01buy
Legal & General Group Plc195,522195,853+3310.000.00-0.00buy
VOYA INVESTMENT MANAGEMENT LLC23,04723,313+2660.000.00+0.00buy
Smartleaf Asset Management LLC168423+2550.000.00+0.00buy
Access Investment Management LLC20,29520,520+2250.250.25-0.00buy
State of Wyoming1,7321,946+2140.010.01+0.00buy
Unison Advisors LLC15,47915,628+1490.060.07+0.02buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC9,5889,704+1160.000.00-0.00buy
GUGGENHEIM CAPITAL LLC29,03729,148+1110.010.01+0.00buy
CAPTRUST FINANCIAL ADVISORS22,75522,865+1100.000.00-0.00buy
GAMMA Investing LLC1,1251,226+1010.010.01-0.00buy
Manchester Capital Management LLC21105+840.000.00+0.00buy
Mariner, LLC5,6095,689+800.000.00-0.00buy
NISA INVESTMENT ADVISORS, LLC1,2931,368+750.000.00+0.00buy
UMB Bank, n.a.3288+560.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP050+500.000.00+0.00buy
SIMPLEX TRADING, LLC042+420.000.00+0.00buy
FIFTH THIRD BANCORP570610+400.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO1,3271,359+320.000.00+0.00buy
Global Retirement Partners, LLC025+250.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC530+250.000.00+0.00buy
Glen Eagle Advisors, LLC024+240.000.00+0.00buy
Spire Wealth Management2544+190.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC9,7259,744+190.000.00-0.00buy
Blue Trust, Inc.012+120.000.00+0.00buy
Larson Financial Group LLC011+110.000.00+0.00buy
JFS WEALTH ADVISORS, LLC3343+100.000.00+0.00buy
Atria Wealth Solutions, Inc.6,7996,809+100.000.00-0.00buy
Bruce G. Allen Investments, LLC09+90.000.00+0.00buy
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