Stock TransactionsCATHAY GEN BANCORP

Total Bought
199,618
14 transactions
Total Sold
349,188
15 transactions
Net
-149,570
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Stieven Capital Advisors, L.P.184,104256,404+72,3001.542.08+0.54buy
NorthCrest Asset Manangement, LLC17,77649,688+31,9120.020.06+0.04buy
Edgestream Partners, L.P.55,51776,480+20,9630.100.14+0.04buy
DENALI ADVISORS LLC14,95132,693+17,7420.150.15-0.00buy
Dean Capital Management15,30332,446+17,1430.740.59-0.15buy
DEAN INVESTMENT ASSOCIATES, LLC41,42452,366+10,9420.220.30+0.08buy
ROYCE & ASSOCIATES LP39,39849,420+10,0220.010.02+0.01buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management14,68122,132+7,4510.020.03+0.01buy
Legato Capital Management LLC15,30320,512+5,2090.080.11+0.03buy
Advantage Alpha Capital Partners LP8,30311,976+3,6730.070.12+0.05buy
CONGRESS ASSET MANAGEMENT CO149,481150,938+1,4570.040.04+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP5,4696,108+6390.040.05+0.01buy
Unison Advisors LLC15,62815,773+1450.070.08+0.01buy
Access Investment Management LLC20,52020,540+200.250.27+0.02buy
Hennion & Walsh Asset Management, Inc.7,9167,810-1060.020.02+0.00sell
Dana Investment Advisors, Inc.51,11550,676-4390.070.07+0.01sell
City Center Advisors, LLC9,7698,053-1,7160.440.38-0.05sell
SummerHaven Investment Management, LLC22,33420,444-1,8900.550.54-0.02sell
Brandywine Global Investment Management, LLC185,369180,369-5,0000.050.05+0.00sell
Iron Gate Global Advisors LLC31,12626,126-5,0000.190.17-0.02sell
NORDEA INVESTMENT MANAGEMENT AB151,927144,273-7,6540.010.01+0.00sell
EMC Capital Management10,5441,000-9,5440.230.04-0.19sell
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC170,505156,425-14,0800.020.02-0.00sell
T. Rowe Price Investment Management, Inc.1,290,9041,261,949-28,9550.030.03+0.00sell
MASSACHUSETTS FINANCIAL SERVICES CO /MA/1,114,9931,084,947-30,0460.010.01+0.00sell
GW&K Investment Management, LLC756,090722,935-33,1550.260.27+0.01sell
Boston Trust Walden Corp736,727690,242-46,4850.210.21+0.00sell
WEDGE CAPITAL MANAGEMENT L L P/NC136,40161,983-74,4180.090.05-0.05sell
LSV ASSET MANAGEMENT937,093846,393-90,7000.080.08+0.00sell
Page 1 of 1