Stock Transactions — CATHAY GEN BANCORP

Total Bought
1,550,614
108 transactions
Total Sold
3,372,993
140 transactions
Net
-1,822,379
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MILLENNIUM MANAGEMENT LLC88,512420,509+331,9970.000.02+0.01buy
D. E. Shaw & Co., Inc.41,746234,399+192,6530.000.01+0.01buy
ExodusPoint Capital Management, LP0118,317+118,3170.000.08+0.08buy
DARK FOREST CAPITAL MANAGEMENT LP081,434+81,4340.000.11+0.11buy
Qube Research & Technologies Ltd12,04693,282+81,2360.000.01+0.01buy
BANK OF AMERICA CORP /DE/309,063386,291+77,2280.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP76,182152,802+76,6200.010.01+0.01buy
Invesco Ltd.1,526,0981,579,719+53,6210.010.01+0.00buy
SG Americas Securities, LLC12,06358,995+46,9320.000.01+0.01buy
Edgestream Partners, L.P.202,577246,948+44,3710.260.35+0.09buy
JPMORGAN CHASE & CO107,733150,601+42,8680.000.00+0.00buy
MOODY ALDRICH PARTNERS LLC41,58581,799+40,2140.370.74+0.38buy
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC166,699197,969+31,2700.020.03+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD280,428305,043+24,6150.050.05-0.00buy
GSA CAPITAL PARTNERS LLP8,08528,518+20,4330.030.11+0.09buy
DEAN INVESTMENT ASSOCIATES, LLC64,30782,789+18,4820.430.56+0.13buy
Quantinno Capital Management LP7,53025,967+18,4370.000.00+0.00buy
Dean Capital Management51,78168,344+16,5630.971.28+0.31buy
CSM Advisors, LLC155,429170,906+15,4770.210.23+0.02buy
ALGERT GLOBAL LLC85,606100,976+15,3700.080.08-0.00buy
Elo Mutual Pension Insurance Co015,015+15,0150.000.01+0.01buy
Rafferty Asset Management, LLC58,40770,089+11,6820.010.01+0.00buy
iSAM Funds (UK) Ltd011,579+11,5790.000.11+0.11buy
WELLS FARGO & COMPANY/MN45,68256,366+10,6840.000.00+0.00buy
Legato Capital Management LLC32,42242,779+10,3570.180.22+0.05buy
Harvest Investment Services, LLC08,896+8,8960.000.09+0.09buy
TWO SIGMA ADVISERS, LP12,50020,700+8,2000.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC61,94469,733+7,7890.000.00-0.00buy
AlphaQuest LLC21,42728,733+7,3060.100.09-0.01buy
MQS Management LLC06,774+6,7740.000.19+0.19buy
NORDEA INVESTMENT MANAGEMENT AB174,987181,351+6,3640.010.01+0.00buy
DEUTSCHE BANK AG\47,00353,160+6,1570.000.00+0.00buy
DENALI ADVISORS LLC148,246153,474+5,2280.700.83+0.13buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management31,24836,452+5,2040.030.04+0.00buy
NorthCrest Asset Manangement, LLC49,70554,437+4,7320.060.06-0.00buy
TIAA TRUST, NATIONAL ASSOCIATION04,279+4,2790.000.00+0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC04,189+4,1890.000.00+0.00buy
PRUDENTIAL FINANCIAL INC72,52676,301+3,7750.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC03,761+3,7610.000.05+0.05buy
PRICE T ROWE ASSOCIATES INC /MD/56,09059,392+3,3020.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey15,47218,660+3,1880.010.01+0.00buy
NEW YORK STATE TEACHERS RETIREMENT SYSTEM119,553122,591+3,0380.010.01+0.00buy
Universal- Beteiligungs- und Servicegesellschaft mbH94,42697,460+3,0340.010.01+0.00buy
Connor, Clark & Lunn Investment Management Ltd.20,04722,906+2,8590.000.00+0.00buy
VIRGINIA RETIREMENT SYSTEMS ET Al37,63740,237+2,6000.010.01+0.00buy
JUPITER ASSET MANAGEMENT LTD18,25420,849+2,5950.010.01+0.00buy
LPL Financial LLC5,7778,226+2,4490.000.00+0.00buy
JANUS HENDERSON GROUP PLC25,89228,326+2,4340.000.00+0.00buy
Russell Investments Group, Ltd.37,04939,323+2,2740.000.00-0.00buy
Swiss National Bank127,000129,100+2,1000.000.00+0.00buy
SEI INVESTMENTS CO19,85421,903+2,0490.000.00+0.00buy
NewEdge Wealth, LLC11,08113,105+2,0240.010.01+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,737,8281,739,771+1,9430.010.01-0.00buy
FRANKLIN RESOURCES INC83,99585,631+1,6360.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC13,85415,454+1,6000.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC4,8416,425+1,5840.000.00+0.00buy
Smartleaf Asset Management LLC1,9683,483+1,5150.010.01+0.00buy
Creative Planning14,64916,137+1,4880.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC80,39881,849+1,4510.000.00-0.00buy
Arax Advisory Partners781,386+1,3080.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC10,42011,688+1,2680.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS24,30525,541+1,2360.000.00+0.00buy
CWM, LLC2,7693,810+1,0410.000.00+0.00buy
Neuberger Berman Group LLC6,3687,339+9710.000.00+0.00buy
Salomon & Ludwin, LLC0897+8970.000.00+0.00buy
Amundi13,38914,116+7270.000.00+0.00buy
Rockefeller Capital Management L.P.0701+7010.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.63,79764,438+6410.010.01-0.00buy
CHOREO, LLC15,01115,594+5830.010.01+0.00buy
Illinois Municipal Retirement Fund36,70337,153+4500.020.02+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.5,8006,227+4270.000.00+0.00buy
Cetera Investment Advisers32,15632,561+4050.000.00-0.00buy
BESSEMER GROUP INC387781+3940.000.00+0.00buy
Wealthspire Advisors, LLC0393+3930.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.7,3677,674+3070.000.00-0.00buy
Arizona State Retirement System19,39619,703+3070.010.01-0.00buy
HANTZ FINANCIAL SERVICES, INC.720979+2590.000.00+0.00buy
Access Investment Management LLC20,89021,145+2550.270.27+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD6,1826,435+2530.000.00+0.00buy
Root Financial Partners, LLC0239+2390.000.00+0.00buy
GAMMA Investing LLC2,4232,641+2180.010.01+0.00buy
MATHER GROUP, LLC.0202+2020.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC1,2681,470+2020.000.00+0.00buy
Savant Capital, LLC7,0467,239+1930.000.00-0.00buy
Westside Investment Management, Inc.172344+1720.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV34,65434,825+1710.000.00-0.00buy
Pathstone Holdings, LLC22,06222,222+1600.000.00+0.00buy
Optiver Holding B.V.115271+1560.000.00+0.00buy
Larson Financial Group LLC11152+1410.000.00+0.00buy
IFP Advisors, Inc0124+1240.000.00-0.00buy
Unison Advisors LLC16,14516,260+1150.080.07-0.01buy
Caitong International Asset Management Co., Ltd0111+1110.000.00+0.00buy
XPONANCE, INC.5,2415,305+640.000.00+0.00buy
UMB Bank, n.a.336383+470.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO038+380.000.00+0.00buy
Quarry LP033+330.000.00+0.00buy
FIFTH THIRD BANCORP779810+310.000.00+0.00buy
Cloud Capital Management, LLC017+170.000.000.00buy
Farther Finance Advisors, LLC7187+160.000.00-0.00buy
Allworth Financial LP541556+150.000.00-0.00buy
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