Stock Transactions — CATHAY GEN BANCORP

Total Bought
2,352,674
117 transactions
Total Sold
1,321,033
106 transactions
Net
+1,031,641
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Assenagon Asset Management S.A.41,435381,764+340,3290.000.03+0.03buy
GOLDMAN SACHS GROUP INC706,400919,795+213,3950.010.01+0.00buy
STATE STREET CORP3,626,2743,803,665+177,3910.010.01+0.00buy
JPMORGAN CHASE & CO156,125331,862+175,7370.000.00+0.00buy
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC156,425277,305+120,8800.020.04+0.02buy
DENALI ADVISORS LLC32,693143,727+111,0340.150.72+0.57buy
UBS Group AG57,084166,677+109,5930.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC2,758,7772,861,501+102,7240.020.03+0.00buy
Invesco Ltd.1,433,4791,519,442+85,9630.010.01+0.00buy
AMERICAN CENTURY COMPANIES INC1,398,5341,471,066+72,5320.030.04+0.01buy
NORGES BANK693,805760,998+67,1930.000.00+0.00buy
CITADEL ADVISORS LLC316,730377,986+61,2560.010.02+0.00buy
DEUTSCHE BANK AG\41,59290,721+49,1290.000.00+0.00buy
Proficio Capital Partners LLC042,348+42,3480.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND21,58763,487+41,9000.000.00+0.00buy
MARSHALL WACE, LLP033,342+33,3420.000.00+0.00buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/1,084,9471,116,419+31,4720.010.02+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC149,305174,176+24,8710.000.00+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD153,141177,409+24,2680.040.04+0.00buy
Amundi14,70038,422+23,7220.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC12,20235,558+23,3560.010.02+0.01buy
OSAIC HOLDINGS, INC.13,40535,674+22,2690.000.00+0.00buy
NORTHERN TRUST CORP935,718957,773+22,0550.010.01-0.00buy
Squarepoint Ops LLC020,634+20,6340.000.00+0.00buy
HSBC HOLDINGS PLC17,58436,749+19,1650.000.00+0.00buy
Headlands Technologies LLC3,66520,428+16,7630.020.10+0.08buy
Trexquant Investment LP5,38121,500+16,1190.000.01+0.01buy
DEAN INVESTMENT ASSOCIATES, LLC52,36667,261+14,8950.300.46+0.15buy
BANK OF AMERICA CORP /DE/296,125310,246+14,1210.000.00+0.00buy
Dean Capital Management32,44645,330+12,8840.590.92+0.33buy
DIMENSIONAL FUND ADVISORS LP4,218,0384,230,722+12,6840.040.05+0.00buy
CONGRESS ASSET MANAGEMENT CO150,938163,234+12,2960.040.05+0.01buy
Verition Fund Management LLC010,554+10,5540.000.00+0.00buy
State of Tennessee, Department of Treasury21,31430,872+9,5580.000.01+0.00buy
EMC Capital Management1,00010,544+9,5440.040.28+0.24buy
WELLS FARGO & COMPANY/MN34,77644,179+9,4030.000.00+0.00buy
FMR LLC25,31334,204+8,8910.000.00+0.00buy
NewEdge Wealth, LLC08,752+8,7520.000.01+0.01buy
Legato Capital Management LLC20,51228,504+7,9920.110.18+0.07buy
Mirae Asset Global Investments Co., Ltd.44,39952,236+7,8370.010.01+0.00buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC07,800+7,8000.000.00+0.00buy
NORDEA INVESTMENT MANAGEMENT AB144,273151,459+7,1860.010.01+0.00buy
GSA CAPITAL PARTNERS LLP11,17618,029+6,8530.040.06+0.03buy
CIBC WORLD MARKETS CORP06,514+6,5140.000.00+0.00buy
ProShare Advisors LLC14,57421,010+6,4360.000.00+0.00buy
T. Rowe Price Investment Management, Inc.1,261,9491,268,030+6,0810.030.04+0.00buy
Stieven Capital Advisors, L.P.256,404262,004+5,6002.082.22+0.14buy
Centiva Capital, LP05,564+5,5640.000.01+0.01buy
Zurcher Kantonalbank (Zurich Cantonalbank)15,03120,581+5,5500.000.00+0.00buy
NorthCrest Asset Manangement, LLC49,68855,191+5,5030.060.08+0.01buy
WINTON GROUP Ltd16,53721,847+5,3100.050.07+0.02buy
PRINCIPAL FINANCIAL GROUP INC340,483345,597+5,1140.010.01+0.00buy
ROYCE & ASSOCIATES LP49,42054,489+5,0690.020.02+0.00buy
XPONANCE, INC.05,023+5,0230.000.00+0.00buy
Iron Gate Global Advisors LLC26,12631,126+5,0000.170.21+0.03buy
PRICE T ROWE ASSOCIATES INC /MD/42,90447,864+4,9600.000.00+0.00buy
TWO SIGMA SECURITIES, LLC9,08313,730+4,6470.030.12+0.09buy
MACKENZIE FINANCIAL CORP04,459+4,4590.000.00+0.00buy
MACKENZIE FINANCIAL CORP04,459+4,4590.000.00+0.00buy
TIAA TRUST, NATIONAL ASSOCIATION04,279+4,2790.000.00+0.00buy
SEI INVESTMENTS CO11,18414,674+3,4900.000.00+0.00buy
Pathstone Holdings, LLC21,33024,777+3,4470.000.01+0.00buy
Engineers Gate Manager LP6,6909,463+2,7730.010.01+0.00buy
SG Americas Securities, LLC2,7525,411+2,6590.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC31,16233,716+2,5540.000.00+0.00buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management22,13224,575+2,4430.030.03+0.01buy
PROFUND ADVISORS LLC7,3069,501+2,1950.010.02+0.00buy
Mitsubishi UFJ Trust & Banking Corp17,72919,818+2,0890.000.00+0.00buy
Sterling Capital Management LLC12,71114,717+2,0060.010.01+0.00buy
NATIXIS ADVISORS, LLC11,91413,916+2,0020.000.00+0.00buy
Legal & General Group Plc194,289196,208+1,9190.000.00+0.00buy
MetLife Investment Management, LLC40,06141,923+1,8620.010.01+0.00buy
Venturi Wealth Management, LLC01,725+1,7250.000.00+0.00buy
Handelsbanken Fonder AB14,48816,088+1,6000.000.00+0.00buy
ROYAL BANK OF CANADA10,13711,731+1,5940.000.00+0.00buy
CITIGROUP INC135,681137,267+1,5860.010.01+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.38,09039,635+1,5450.000.00+0.00buy
Advantage Alpha Capital Partners LP11,97613,520+1,5440.120.15+0.03buy
KBC Group NV2,2133,730+1,5170.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC30,28631,575+1,2890.000.00+0.00buy
Smartleaf Asset Management LLC6191,794+1,1750.000.01+0.01buy
Physician Wealth Advisors, Inc.01,161+1,1610.000.01+0.01buy
Mariner, LLC5,6376,789+1,1520.000.00+0.00buy
STRS OHIO1,6002,600+1,0000.000.00+0.00buy
GAMMA Investing LLC1,5312,188+6570.010.01+0.00buy
CWM, LLC1,5172,165+6480.000.00+0.00buy
ALGERT GLOBAL LLC76,57677,166+5900.090.09-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC9,74910,293+5440.000.00+0.00buy
V-Square Quantitative Management LLC0485+4850.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD5,8936,313+4200.000.00+0.00buy
BANK OF MONTREAL /CAN/9,5679,961+3940.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD520850+3300.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC4,7065,017+3110.000.00+0.00buy
Quarry LP0301+3010.000.00+0.00buy
Cetera Investment Advisers31,51531,770+2550.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS23,26423,486+2220.000.00+0.00buy
RHUMBLINE ADVISERS228,938229,067+1290.010.01+0.00buy
Unison Advisors LLC15,77315,892+1190.080.09+0.01buy
Access Investment Management LLC20,54020,655+1150.270.28+0.02buy
SHELL ASSET MANAGEMENT CO2,7972,898+1010.010.01+0.00buy
Page 1 of 3