Stock Transactions — ALT5 SIGMA CORP

Total Bought
7,840,515
40 transactions
Total Sold
9,935,675
35 transactions
Net
-2,095,160
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Hunting Hill Global Capital, LLC01,924,603+1,924,6030.002.55+2.55buy
CRCM LP10,941,28012,611,530+1,670,2504.079.91+5.85buy
MILLENNIUM MANAGEMENT LLC192,1481,508,918+1,316,7700.000.00+0.00buy
GOLDMAN SACHS GROUP INC0710,351+710,3510.000.00+0.00buy
SG Americas Securities, LLC100,000367,150+267,1500.000.00+0.00buy
Hudson Bay Capital Management LP0220,009+220,0090.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC510,948726,293+215,3450.000.00+0.00buy
Squarepoint Ops LLC0186,161+186,1610.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,331,9631,491,367+159,4040.000.00+0.00buy
Brevan Howard Capital Management LP0145,960+145,9600.000.00+0.00buy
TWO SIGMA SECURITIES, LLC0124,031+124,0310.000.02+0.02buy
PANAGORA ASSET MANAGEMENT INC0109,624+109,6240.000.00+0.00buy
CITIGROUP INC150,520254,697+104,1770.000.00+0.00buy
SIMPLEX TRADING, LLC094,741+94,7410.000.00+0.00buy
Aptus Capital Advisors, LLC090,195+90,1950.000.00+0.00buy
Schonfeld Strategic Advisors LLC14,79688,096+73,3000.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP622,526687,616+65,0900.000.00+0.00buy
GROUP ONE TRADING LLC61465,174+64,5600.000.00+0.00buy
Tower Research Capital LLC (TRC)21,02880,228+59,2000.000.00+0.00buy
Private Advisor Group, LLC39,85794,857+55,0000.000.00+0.00buy
NORTHERN TRUST CORP243,194271,359+28,1650.000.00+0.00buy
NINE MASTS CAPITAL Ltd023,925+23,9250.000.00+0.00buy
Catalyst Funds Management Pty Ltd021,800+21,8000.000.00+0.00buy
CTC Alternative Strategies, Ltd.021,126+21,1260.000.05+0.05buy
Gainplan LLC015,407+15,4070.000.01+0.01buy
SummitTX Capital, L.P.014,800+14,8000.000.00+0.00buy
LMR Partners LLP012,615+12,6150.000.00+0.00buy
VOISARD ASSET MANAGEMENT GROUP, INC.012,000+12,0000.000.00+0.00buy
BANK OF MONTREAL /CAN/15,64124,119+8,4780.000.00+0.00buy
Harvest Portfolios Group Inc.14,23020,938+6,7080.000.00+0.00buy
Newbridge Financial Services Group, Inc.06,400+6,4000.000.00+0.00buy
Savvy Advisors, Inc.14,38020,380+6,0000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC11,00013,500+2,5000.000.00+0.00buy
Arkadios Wealth Advisors41,62043,520+1,9000.000.00-0.00buy
VICTORY CAPITAL MANAGEMENT INC12,31714,115+1,7980.000.00+0.00buy
Steward Partners Investment Advisory, LLC0400+4000.000.00+0.00buy
Avion Wealth0362+3620.000.000.00buy
HighMark Wealth Management LLC0100+1000.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP2,0002,100+1000.000.00-0.00buy
GILL CAPITAL PARTNERS, LLC010+100.000.00+0.00buy
MAI Capital Management5,1315,13100.000.00-0.00hold
FIRST CITIZENS BANK & TRUST CO13,00013,00000.000.00+0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC19,50919,50900.000.00-0.00hold
Bank of New York Mellon Corp14,31814,31800.000.00+0.00hold
Empowered Funds, LLC19,50919,50900.000.00-0.00hold
Shay Capital LLC50,55850,55800.010.01-0.00hold
ExodusPoint Capital Management, LP2,254,9102,254,91000.030.02-0.00hold
Truvestments Capital LLC16816800.000.00-0.00hold
Golden State Wealth Management, LLC303000.000.00+0.00hold
Jump Financial, LLC1,000,0001,000,00000.010.02+0.00hold
WOLFF WIESE MAGANA LLC1100.000.00+0.00hold
Spire Wealth Management1,0001,00000.000.00+0.00hold
TD Waterhouse Canada Inc.4,2624,26200.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN1,4001,40000.000.00+0.00hold
BNP PARIBAS FINANCIAL MARKETS37,52137,507-140.000.00+0.00sell
SBI Securities Co., Ltd.150-150.000.00-0.00sell
SIGNATUREFD, LLC420400-200.000.00-0.00sell
NATIONAL BANK OF CANADA /FI/14,95014,877-730.000.00+0.00sell
Federation des caisses Desjardins du Quebec35,56533,565-2,0000.000.00-0.00sell
Rangeley Capital, LLC29,00026,000-3,0000.030.03+0.00sell
SCOTIA CAPITAL INC.13,80010,000-3,8000.000.00-0.00sell
Jefferies Financial Group Inc.36,19526,816-9,3790.000.00+0.00sell
State of Wyoming11,2990-11,2990.000.00-0.00sell
UBS Group AG1,904,5671,891,618-12,9490.000.00-0.00sell
Quadrature Capital Ltd15,7860-15,7860.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC16,9920-16,9920.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS37,30014,800-22,5000.000.00-0.00sell
BALYASNY ASSET MANAGEMENT L.P.23,5380-23,5380.000.00-0.00sell
HRT FINANCIAL LP96,06968,304-27,7650.000.00-0.00sell
STATE STREET CORP556,996522,996-34,0000.000.00-0.00sell
Virtu Financial LLC124,16785,639-38,5280.010.00-0.00sell
Lighthouse Investment Partners, LLC39,6000-39,6000.000.00-0.00sell
Engineers Gate Manager LP69,57327,315-42,2580.000.00-0.00sell
Paloma Partners Management Co60,0000-60,0000.020.00-0.02sell
683 Capital Management, LLC480,308410,000-70,3080.040.04-0.00sell
BARCLAYS PLC683,961607,304-76,6570.000.00-0.00sell
Marex Group plc92,09811,541-80,5570.000.00-0.00sell
CITADEL ADVISORS LLC1,507,8921,413,849-94,0430.000.00-0.00sell
OMERS ADMINISTRATION Corp185,60073,500-112,1000.000.00-0.00sell
Caitong International Asset Management Co., Ltd123,5770-123,5770.030.00-0.03sell
Aristides Capital LLC141,2000-141,2000.050.00-0.05sell
MARSHALL WACE, LLP330,632171,138-159,4940.000.00-0.00sell
FNY Investment Advisers, LLC199,5659,320-190,2450.060.00-0.06sell
TWO SIGMA INVESTMENTS, LP281,60969,519-212,0900.000.00-0.00sell
XTX Topco Ltd489,500217,555-271,9450.010.00-0.01sell
BlackRock, Inc.3,162,0212,792,324-369,6970.000.00-0.00sell
PRELUDE CAPITAL MANAGEMENT, LLC5,055,0892,950,155-2,104,9340.410.25-0.16sell
JANE STREET GROUP, LLC2,915,897552,911-2,362,9860.000.00-0.00sell
Diametric Capital, LP9,402,9466,200,620-3,202,3262.771.80-0.97sell
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