Stock Transactions — ALT5 SIGMA CORP

Total Bought
23,615,152
35 transactions
Total Sold
15,088,564
48 transactions
Net
+8,526,588
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
CRCM LP2,312,17710,941,280+8,629,1031.804.07+2.27buy
Diametric Capital, LP3,543,9689,402,946+5,858,9783.542.77-0.76buy
PRELUDE CAPITAL MANAGEMENT, LLC2,310,7605,055,089+2,744,3290.490.41-0.08buy
BlackRock, Inc.1,574,5363,162,021+1,587,4850.000.00-0.00buy
CITADEL ADVISORS LLC233,7461,507,892+1,274,1460.000.00+0.00buy
UBS Group AG681,8771,904,567+1,222,6900.000.00+0.00buy
683 Capital Management, LLC0480,308+480,3080.000.04+0.04buy
XTX Topco Ltd122,699489,500+366,8010.020.01-0.00buy
MARSHALL WACE, LLP0330,632+330,6320.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0192,148+192,1480.000.00+0.00buy
FNY Investment Advisers, LLC24,130199,565+175,4350.020.06+0.04buy
Aristides Capital LLC0141,200+141,2000.000.05+0.05buy
SG Americas Securities, LLC0100,000+100,0000.000.00+0.00buy
HRT FINANCIAL LP096,069+96,0690.000.00+0.00buy
Caitong International Asset Management Co., Ltd36,580123,577+86,9970.070.03-0.03buy
Engineers Gate Manager LP11,97069,573+57,6030.000.00+0.00buy
CITIGROUP INC106,215150,520+44,3050.000.00-0.00buy
Lighthouse Investment Partners, LLC039,600+39,6000.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS037,521+37,5210.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.023,538+23,5380.000.00+0.00buy
BARCLAYS PLC662,032683,961+21,9290.000.00-0.00buy
CAPTRUST FINANCIAL ADVISORS17,24637,300+20,0540.000.00-0.00buy
Arkadios Wealth Advisors23,11041,620+18,5100.000.00-0.00buy
Private Advisor Group, LLC22,85739,857+17,0000.000.00-0.00buy
Tower Research Capital LLC (TRC)8,09021,028+12,9380.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,319,5631,331,963+12,4000.000.00-0.00buy
State of Wyoming011,299+11,2990.000.00+0.00buy
SCOTIA CAPITAL INC.10,00013,800+3,8000.000.00-0.00buy
MAI Capital Management1,5005,131+3,6310.000.00+0.00buy
BANK OF MONTREAL /CAN/13,96015,641+1,6810.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP1,0002,000+1,0000.000.00-0.00buy
Shay Capital LLC49,55950,558+9990.020.01-0.02buy
COMMONWEALTH EQUITY SERVICES, LLC10,38211,000+6180.000.00-0.00buy
SIGNATUREFD, LLC30420+3900.000.00+0.00buy
SBI Securities Co., Ltd.015+150.000.00+0.00buy
FIRST CITIZENS BANK & TRUST CO13,00013,00000.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC19,50919,50900.000.00-0.00hold
Bank of New York Mellon Corp14,31814,31800.000.00-0.00hold
Empowered Funds, LLC19,50919,50900.000.00-0.00hold
Truvestments Capital LLC16816800.000.00-0.00hold
Golden State Wealth Management, LLC303000.000.00-0.00hold
Jump Financial, LLC1,000,0001,000,00000.040.01-0.03hold
WOLFF WIESE MAGANA LLC1100.000.00-0.00hold
Spire Wealth Management1,0001,00000.000.00-0.00hold
NORTHERN TRUST CORP243,194243,19400.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN1,4001,40000.000.00-0.00hold
PEAK6 LLC10-10.000.00-0.00sell
VICTORY CAPITAL MANAGEMENT INC12,42912,317-1120.000.00-0.00sell
MassMutual Private Wealth & Trust, FSB3110-3110.000.00-0.00sell
PRINCIPAL SECURITIES, INC.5000-5000.000.00-0.00sell
Colonial Trust Co / SC5000-5000.000.00-0.00sell
TD Waterhouse Canada Inc.5,2624,262-1,0000.000.00-0.00sell
Farther Finance Advisors, LLC1,1260-1,1260.000.00-0.00sell
Delos Wealth Advisors, LLC1,6660-1,6660.000.00-0.00sell
Schonfeld Strategic Advisors LLC16,58314,796-1,7870.000.00-0.00sell
Jefferies Financial Group Inc.38,10036,195-1,9050.000.00-0.00sell
Caitlin John, LLC2,3000-2,3000.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC19,99216,992-3,0000.000.00-0.00sell
Marex Group plc96,50092,098-4,4020.000.00-0.00sell
Belvedere Trading LLC5,1230-5,1230.000.00-0.00sell
Savvy Advisors, Inc.19,87114,380-5,4910.000.00-0.00sell
PROFUND ADVISORS LLC10,3660-10,3660.000.00-0.00sell
Arete Wealth Advisors, LLC10,5000-10,5000.000.00-0.00sell
Baird Financial Group, Inc.10,5000-10,5000.000.00-0.00sell
Lantern Wealth Advisors, LLC13,5000-13,5000.020.00-0.02sell
Rangeley Capital, LLC48,30029,000-19,3000.120.03-0.09sell
Harvest Portfolios Group Inc.33,53414,230-19,3040.000.00-0.00sell
SIH Partners, LLLP20,0000-20,0000.000.00-0.00sell
Aptus Capital Advisors, LLC20,3120-20,3120.000.00-0.00sell
Private Capital Advisors, Inc.31,0000-31,0000.010.00-0.01sell
Virtu Financial LLC162,248124,167-38,0810.020.01-0.02sell
NATIONAL BANK OF CANADA /FI/67,97414,950-53,0240.000.00-0.00sell
TWO SIGMA SECURITIES, LLC53,5830-53,5830.020.00-0.02sell
TORNO CAPITAL, LLC67,7000-67,7000.020.00-0.02sell
Federation des caisses Desjardins du Quebec113,86835,565-78,3030.000.00-0.00sell
GARDNER LEWIS ASSET MANAGEMENT L P78,9750-78,9750.060.00-0.06sell
SIMPLEX TRADING, LLC110,3820-110,3820.010.00-0.01sell
STATE STREET CORP699,010556,996-142,0140.000.00-0.00sell
OMERS ADMINISTRATION Corp331,800185,600-146,2000.010.00-0.00sell
Quadrature Capital Ltd222,86715,786-207,0810.010.00-0.01sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC721,756510,948-210,8080.000.00-0.00sell
GROUP ONE TRADING LLC215,850614-215,2360.020.00-0.02sell
Centiva Capital, LP232,7260-232,7260.060.00-0.06sell
VANGUARD GROUP INC6,126,3955,856,146-270,2490.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC344,3000-344,3000.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP679,238281,609-397,6290.000.00-0.00sell
Paloma Partners Management Co554,54060,000-494,5400.300.02-0.27sell
ExodusPoint Capital Management, LP2,988,2102,254,910-733,3000.110.03-0.08sell
BANK OF AMERICA CORP /DE/887,8210-887,8210.000.00-0.00sell
Potrero Capital Research LLC1,104,8050-1,104,8050.900.00-0.90sell
Alyeska Investment Group, L.P.1,746,0200-1,746,0200.010.00-0.01sell
NWI MANAGEMENT LP1,800,0000-1,800,0000.480.00-0.48sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP2,675,287622,526-2,052,7610.010.00-0.01sell
JANE STREET GROUP, LLC6,354,9172,915,897-3,439,0200.020.00-0.02sell
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