Stock Transactions

RIO TINTO PLC

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
JONES FINANCIAL COMPANIES LLLP46,8691,725,220+1,678,3510.000.07+0.07buy
RENAISSANCE TECHNOLOGIES LLC186,600965,800+779,2000.030.15+0.13buy
JPMORGAN CHASE & CO1,374,9611,949,753+574,7920.010.01+0.00buy
Fisher Asset Management, LLC19,642,74420,135,992+493,2480.540.64+0.10buy
Grantham, Mayo, Van Otterloo & Co. LLC1,568,2442,004,837+436,5930.320.48+0.16buy
HRT FINANCIAL LP149,041460,035+310,9940.040.12+0.08buy
ENVESTNET ASSET MANAGEMENT INC542,114838,415+296,3010.010.02+0.01buy
FMR LLC1,925,7772,180,186+254,4090.010.01+0.00buy
Neuberger Berman Group LLC2,223,5022,454,902+231,4000.130.18+0.04buy
BANK OF AMERICA CORP /DE/3,398,2783,623,294+225,0160.020.03+0.01buy
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.15,723212,538+196,8150.010.14+0.13buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.4,045,1604,237,751+192,5910.490.55+0.05buy
AMERICAN CENTURY COMPANIES INC418,868595,530+176,6620.020.03+0.01buy
SCS Capital Management LLC2,833170,697+167,8640.000.17+0.17buy
Oak Harvest Investment Services15,000182,554+167,5540.131.78+1.65buy
NATIXIS ADVISORS, LLC1,587,3871,748,965+161,5780.180.23+0.05buy
Cullen Capital Management, LLC498,868656,864+157,9960.440.63+0.19buy
NORTHERN TRUST CORP1,704,5631,839,582+135,0190.020.02+0.01buy
RAYMOND JAMES FINANCIAL INC757,242871,668+114,4260.020.03+0.01buy
Bridgewater Associates, LP9,462114,239+104,7770.000.05+0.04buy
Old West Investment Management, LLC14,210118,777+104,5670.201.20+1.00buy
SG Americas Securities, LLC112,438206,862+94,4240.010.02+0.01buy
SCOTIA CAPITAL INC.90,336172,289+81,9530.030.07+0.04buy
SummitTX Capital, L.P.36,703113,025+76,3220.090.34+0.25buy
Connor, Clark & Lunn Investment Management Ltd.26,89592,839+65,9440.010.02+0.01buy
Quantinno Capital Management LP150,626200,280+49,6540.030.03+0.01buy
CITIGROUP INC1,495,3441,544,579+49,2350.090.10+0.01buy
Creative Planning458,926505,442+46,5160.030.03+0.01buy
TD Waterhouse Canada Inc.37,08470,257+33,1730.020.02+0.00buy
Orion Porfolio Solutions, LLC59,27990,821+31,5420.040.08+0.04buy
Bank Julius Baer & Co. Ltd, Zurich32,22361,055+28,8320.010.02+0.01buy
OPPENHEIMER ASSET MANAGEMENT INC.114,260140,494+26,2340.110.15+0.04buy
ANCHOR CAPITAL ADVISORS LLC208,395234,303+25,9080.480.62+0.14buy
Integrated Wealth Concepts LLC9,83133,884+24,0530.010.03+0.02buy
MML INVESTORS SERVICES, LLC49,90273,820+23,9180.010.02+0.01buy
COMMERCE BANK6,37830,212+23,8340.000.01+0.01buy
Capital Wealth Planning, LLC121,628145,308+23,6800.060.07+0.01buy
Cambridge Investment Research Advisors, Inc.92,552114,611+22,0590.020.03+0.01buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/347,682368,340+20,6580.010.01+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC164,527183,998+19,4710.080.09+0.01buy
Royal Fund Management, LLC17,74837,043+19,2950.130.33+0.20buy
Horizon Investments, LLC18,07637,109+19,0330.020.04+0.02buy
Crescent Grove Advisors, LLC5,72723,866+18,1390.040.22+0.18buy
Brooklyn Investment Group49,29564,977+15,6820.190.21+0.01buy
1832 Asset Management L.P.625,330640,080+14,7500.060.08+0.02buy
QRG CAPITAL MANAGEMENT, INC.80,94094,934+13,9940.070.09+0.02buy
US BANCORP \DE\99,457112,087+12,6300.010.01+0.00buy
BARCLAYS PLC441,921453,897+11,9760.020.02+0.00buy
ELEVATION POINT WEALTH PARTNERS, LLC5,23716,865+11,6280.020.04+0.02buy
FCG Investment Co3,39714,624+11,2270.100.60+0.49buy
Marks Group Wealth Management, Inc3,65414,558+10,9040.030.13+0.10buy
KEYBANK NATIONAL ASSOCIATION/OH36,01446,873+10,8590.010.02+0.01buy
Artemis Investment Management LLP4,76615,055+10,2890.000.01+0.01buy
Mariner, LLC99,275109,423+10,1480.010.01+0.00buy
Prospera Financial Services Inc15,68025,585+9,9050.020.04+0.02buy
CULLEN/FROST BANKERS, INC.186,103195,769+9,6660.160.21+0.04buy
Cerity Partners LLC69,24678,883+9,6370.010.01+0.00buy
FIL Ltd236,765246,237+9,4720.010.02+0.00buy
Moran Wealth Management, LLC108,891117,834+8,9430.270.34+0.07buy
Cetera Investment Advisers173,633181,852+8,2190.020.02+0.00buy
TRUIST FINANCIAL CORP68,16475,392+7,2280.010.01+0.00buy
Westover Capital Advisors, LLC3,20010,300+7,1000.050.18+0.13buy
HUNTINGTON NATIONAL BANK2,5349,472+6,9380.000.00+0.00buy
Atria Investments, Inc56,05762,680+6,6230.050.07+0.02buy
Farther Finance Advisors, LLC10,26016,873+6,6130.010.02+0.01buy
SEI INVESTMENTS CO557,784564,191+6,4070.050.05+0.01buy
SUMMIT SECURITIES GROUP LLC2,6008,900+6,3000.040.40+0.37buy
LMCG INVESTMENTS, LLC51,39157,620+6,2290.240.32+0.08buy
WESTBOURNE INVESTMENTS, INC.7,15013,210+6,0600.270.59+0.32buy
&PARTNERS55,07161,116+6,0450.020.03+0.00buy
Vident Advisory, LLC34,62840,528+5,9000.030.03+0.01buy
KESTRA PRIVATE WEALTH SERVICES, LLC12,32818,122+5,7940.010.02+0.01buy
PINNACLE ASSOCIATES LTD44,11949,913+5,7940.050.06+0.01buy
TrueMark Investments, LLC40,37646,041+5,6650.620.84+0.22buy
SALEM INVESTMENT COUNSELORS INC99,483105,137+5,6540.220.29+0.06buy
HANTZ FINANCIAL SERVICES, INC.37,19942,717+5,5180.040.06+0.02buy
JENNISON ASSOCIATES LLC187,269192,748+5,4790.010.01+0.00buy
Tower Research Capital LLC (TRC)89,86695,298+5,4320.190.25+0.07buy
IEQ CAPITAL, LLC20,08525,352+5,2670.000.01+0.01buy
Steward Partners Investment Advisory, LLC17,87122,858+4,9870.010.01+0.00buy
MERCER GLOBAL ADVISORS INC /ADV42,66647,461+4,7950.010.01+0.00buy
PHILADELPHIA TRUST CO7,11511,905+4,7900.040.08+0.04buy
Bramshill Investments, LLC10,84115,556+4,7150.050.13+0.08buy
Campbell & CO Investment Adviser LLC25,80629,984+4,1780.100.16+0.06buy
Jaffetilchin Investment Partners, LLC5,7369,913+4,1770.030.06+0.03buy
CAPITAL ADVISORS INC/OK525,449529,596+4,1470.680.79+0.12buy
OneDigital Investment Advisors LLC6,26710,292+4,0250.000.01+0.00buy
Americana Partners, LLC16,10820,077+3,9690.040.05+0.01buy
RITHOLTZ WEALTH MANAGEMENT25,85729,720+3,8630.040.05+0.01buy
Community Bank & Trust, Waco, Texas32,02735,827+3,8000.530.66+0.14buy
Oxbow Advisors, LLC68,02671,732+3,7060.480.57+0.09buy
Aaron Wealth Advisors LLC9,56013,238+3,6780.040.07+0.03buy
Kovack Advisors, Inc.9,98613,534+3,5480.040.07+0.03buy
Sequoia Financial Advisors, LLC21,52824,856+3,3280.010.01+0.00buy
Aprio Wealth Management, LLC4,2427,540+3,2980.030.04+0.01buy
STEPHENS INC /AR/65,31068,593+3,2830.070.08+0.02buy
Aviso Financial Inc.20,92023,970+3,0500.060.08+0.02buy
ASSETMARK, INC70,33673,385+3,0490.010.01+0.00buy
CLOVERFIELDS CAPITAL GROUP, LP10,78413,783+2,9990.270.42+0.15buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO53,25656,234+2,9780.000.00+0.00buy
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