Stock Transactions — RIO TINTO PLC

Total Bought
18,726,447
375 transactions
Total Sold
14,165,233
277 transactions
Net
+4,561,214
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
HARDING LOEVNER LP289,6462,231,860+1,942,2140.110.81+0.70buy
GOLDMAN SACHS GROUP INC6,001,1837,780,309+1,779,1260.080.10+0.02buy
BANK OF MONTREAL /CAN/733,7192,472,471+1,738,7520.010.05+0.03buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP01,723,499+1,723,4990.000.10+0.10buy
UBS Group AG880,9442,006,942+1,125,9980.020.04+0.02buy
HSBC HOLDINGS PLC81,3371,039,471+958,1340.000.04+0.04buy
MORGAN STANLEY5,329,0386,241,783+912,7450.030.03+0.00buy
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund0730,000+730,0000.002.03+2.03buy
BNP PARIBAS FINANCIAL MARKETS47,374723,981+676,6070.000.05+0.05buy
Optiver Holding B.V.360,725984,917+624,1920.951.25+0.30buy
Fisher Asset Management, LLC16,494,83917,042,364+547,5250.490.49-0.00buy
Connor, Clark & Lunn Investment Management Ltd.26,867568,691+541,8240.010.16+0.15buy
JPMORGAN CHASE & CO900,4761,380,271+479,7950.010.01+0.00buy
FMR LLC569,9941,023,136+453,1420.000.00+0.00buy
Palliser Capital (UK) Ltd63,200499,675+436,4755.4933.04+27.55buy
DIMENSIONAL FUND ADVISORS LP481,272858,050+376,7780.010.01+0.01buy
AQR Arbitrage LLC0326,000+326,0000.000.56+0.56buy
MANGROVE PARTNERS IM, LLC0249,490+249,4900.001.26+1.26buy
Grantham, Mayo, Van Otterloo & Co. LLC57,455294,941+237,4860.010.07+0.05buy
CITIGROUP INC183,091401,252+218,1610.010.03+0.01buy
Capital World Investors4,788,1864,939,722+151,5360.050.05+0.00buy
ROYAL BANK OF CANADA1,099,0511,234,001+134,9500.020.02+0.00buy
WELLS FARGO & COMPANY/MN930,2201,031,788+101,5680.020.02+0.00buy
TODD ASSET MANAGEMENT LLC980,1821,064,789+84,6071.281.46+0.18buy
NewEdge Advisors, LLC29,226113,800+84,5740.020.05+0.04buy
FRANKLIN RESOURCES INC5,183,8295,267,869+84,0400.100.11+0.00buy
FIRST TRUST ADVISORS LP64,204146,277+82,0730.000.01+0.01buy
HighTower Advisors, LLC79,467159,530+80,0630.010.02+0.01buy
Lighthouse Investment Partners, LLC072,957+72,9570.000.27+0.27buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC070,848+70,8480.000.00+0.00buy
AMERIPRISE FINANCIAL INC161,845230,111+68,2660.000.00+0.00buy
Federation des caisses Desjardins du Quebec34,22599,287+65,0620.020.04+0.02buy
NATIXIS ADVISORS, LLC639,764695,731+55,9670.090.10+0.01buy
GFS Advisors, LLC055,802+55,8020.000.00+0.00buy
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY597,180650,180+53,0000.340.38+0.04buy
Van Hulzen Asset Management, LLC050,464+50,4640.000.22+0.22buy
Pacer Advisors, Inc.528,409567,361+38,9520.080.09+0.01buy
ANCHOR CAPITAL ADVISORS LLC038,377+38,3770.000.07+0.07buy
Schonfeld Strategic Advisors LLC24,20062,500+38,3000.010.03+0.02buy
CIDEL ASSET MANAGEMENT INC90,403126,752+36,3490.440.65+0.21buy
OLD MISSION CAPITAL LLC036,122+36,1220.000.06+0.06buy
NORTHERN TRUST CORP1,353,1791,385,760+32,5810.010.02+0.00buy
Strategic Financial Concepts, LLC031,605+31,6050.000.00+0.00buy
BAROMETER CAPITAL MANAGEMENT INC.031,250+31,2500.000.79+0.79buy
Independent Advisor Alliance14,87643,291+28,4150.030.10+0.06buy
CHOREO, LLC028,238+28,2380.000.03+0.03buy
AVANTAX ADVISORY SERVICES, INC.45,58473,509+27,9250.030.03+0.01buy
QRG CAPITAL MANAGEMENT, INC.69,16895,497+26,3290.060.07+0.02buy
Y-Intercept (Hong Kong) Ltd025,702+25,7020.000.09+0.09buy
Quantinno Capital Management LP39,65464,702+25,0480.050.08+0.02buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC39,56864,177+24,6090.000.00+0.00buy
Quantbot Technologies LP29,76351,679+21,9160.110.16+0.06buy
COMMONWEALTH EQUITY SERVICES, LLC176,625198,371+21,7460.020.02+0.00buy
STIFEL FINANCIAL CORP342,374361,365+18,9910.020.03+0.00buy
GROUPAMA ASSET MANAGMENT212,949230,833+17,8840.250.21-0.04buy
OPPENHEIMER ASSET MANAGEMENT INC.122,037139,444+17,4070.110.12+0.00buy
Ovata Capital Management Ltd90,169106,230+16,0612.963.80+0.83buy
Janney Montgomery Scott LLC70,98786,332+15,3450.010.02+0.00buy
AMERICAN CENTURY COMPANIES INC223,604238,110+14,5060.010.01+0.00buy
LIBERTY WEALTH MANAGEMENT LLC014,127+14,1270.000.00+0.00buy
BANK OF NOVA SCOTIA013,408+13,4080.000.00+0.00buy
LPL Financial LLC347,485360,656+13,1710.010.01-0.00buy
CAPITAL ADVISORS INC/OK421,322434,304+12,9820.580.59+0.02buy
BARCLAYS PLC90,689103,098+12,4090.000.00+0.00buy
Strategic Wealth Partners, Ltd.012,041+12,0410.000.08+0.08buy
Bramshill Investments, LLC012,035+12,0350.000.09+0.09buy
Capital Wealth Planning, LLC14,57626,433+11,8570.010.02+0.01buy
Penserra Capital Management LLC14,57626,433+11,8570.010.02+0.01buy
CULLINAN ASSOCIATES INC011,735+11,7350.000.04+0.04buy
Capital Investment Advisors, LLC390,250401,950+11,7000.580.60+0.02buy
Kovitz Investment Group Partners, LLC5,93717,500+11,5630.000.01+0.01buy
Frank, Rimerman Advisors LLC74712,118+11,3710.010.06+0.05buy
ADVOCATE GROUP LLC27,94138,956+11,0150.350.52+0.16buy
DRW Securities, LLC4,36415,254+10,8900.020.06+0.05buy
Verdence Capital Advisors LLC22,63832,515+9,8770.130.19+0.06buy
Cambria Investment Management, L.P.09,809+9,8090.000.04+0.04buy
D.A. DAVIDSON & CO.87,25996,874+9,6150.050.06+0.01buy
Sumitomo Mitsui Trust Group, Inc.60,65770,177+9,5200.000.00+0.00buy
Nikko Asset Management Americas, Inc.60,65770,177+9,5200.040.05+0.02buy
Sowell Financial Services LLC10,09319,511+9,4180.030.06+0.03buy
Kovack Advisors, Inc.08,879+8,8790.000.06+0.06buy
First City Capital Management, Inc.6,94815,178+8,2300.250.56+0.32buy
TWO SIGMA ADVISERS, LP25,00033,000+8,0000.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC07,852+7,8520.000.00+0.00buy
BLAIR WILLIAM & CO/IL9,10816,915+7,8070.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC162,167169,663+7,4960.110.12+0.00buy
Solitude Financial Services07,300+7,3000.000.22+0.22buy
Summit Global Investments63,42570,478+7,0530.300.31+0.01buy
OPPENHEIMER & CO INC29,09036,127+7,0370.030.04+0.01buy
Cordatus Wealth Management LLC06,859+6,8590.000.17+0.17buy
OneDigital Investment Advisors LLC06,703+6,7030.000.01+0.01buy
Amundi69,58176,032+6,4510.000.00-0.00buy
Tower Research Capital LLC (TRC)1,8378,242+6,4050.000.01+0.01buy
&PARTNERS06,365+6,3650.000.02+0.02buy
Maven Securities LTD136,363142,596+6,2330.521.46+0.95buy
SATURNA CAPITAL CORP77,30083,529+6,2290.070.07+0.01buy
Eagle Strategies LLC06,054+6,0540.000.08+0.08buy
TD Waterhouse Canada Inc.50,32056,049+5,7290.030.03+0.01buy
HUB Investment Partners, LLC5,05710,652+5,5950.020.03+0.02buy
Centiva Capital, LP05,582+5,5820.000.02+0.02buy
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