Stock Transactions — RIO TINTO PLC

Total Bought
18,583,521
396 transactions
Total Sold
22,186,369
298 transactions
Net
-3,602,848
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GOLDMAN SACHS GROUP INC9,279,06110,880,045+1,600,9840.090.10+0.02buy
JPMORGAN CHASE & CO2,238,9023,715,534+1,476,6320.010.02+0.01buy
CITIGROUP INC237,8921,707,812+1,469,9200.010.08+0.07buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP01,435,195+1,435,1950.000.06+0.06buy
Neuberger Berman Group LLC583,5292,008,816+1,425,2870.030.10+0.07buy
BANK OF AMERICA CORP /DE/2,393,7593,157,545+763,7860.010.02+0.00buy
NATIONAL BANK OF CANADA /FI/84,238824,092+739,8540.010.06+0.06buy
Schonfeld Strategic Advisors LLC0562,259+562,2590.000.26+0.26buy
Fisher Asset Management, LLC18,562,93419,120,168+557,2340.430.46+0.03buy
FMR LLC1,484,5271,914,098+429,5710.000.01+0.00buy
Engineers Gate Manager LP24,438393,302+368,8640.020.30+0.28buy
SPX Gestao de Recursos Ltda278,840646,866+368,0261.523.58+2.06buy
MILLENNIUM MANAGEMENT LLC750,6611,080,352+329,6910.040.06+0.02buy
Optiver Holding B.V.377,102669,251+292,1490.590.72+0.12buy
Qube Research & Technologies Ltd2,167,3282,450,210+282,8820.180.23+0.05buy
CITADEL ADVISORS LLC275,053540,696+265,6430.010.03+0.01buy
Creative Planning157,322399,505+242,1830.010.02+0.01buy
FIL Ltd0232,329+232,3290.000.01+0.01buy
BALYASNY ASSET MANAGEMENT L.P.7,089236,327+229,2380.000.03+0.03buy
Catalyst Funds Management Pty Ltd43,016244,216+201,2000.692.45+1.75buy
Grantham, Mayo, Van Otterloo & Co. LLC926,4831,126,445+199,9620.160.21+0.05buy
BlackRock, Inc.1,308,9121,503,211+194,2990.000.00+0.00buy
BANK OF MONTREAL /CAN/1,855,6072,045,636+190,0290.050.06+0.00buy
WELLS FARGO & COMPANY/MN1,007,1411,190,852+183,7110.010.02+0.00buy
QSM Asset Management Ltd0174,700+174,7000.008.22+8.22buy
THOMIST CAPITAL MANAGEMENT, LP0174,400+174,4000.003.58+3.58buy
DIMENSIONAL FUND ADVISORS LP1,837,5772,009,293+171,7160.020.03+0.00buy
CAPITAL FUND MANAGEMENT S.A.199,468361,035+161,5670.130.24+0.11buy
Foresight Global Investors, Inc.36,255193,014+156,7591.507.56+6.06buy
Synergy Asset Management, LLC55,184205,418+150,2340.370.46+0.09buy
NATIXIS ADVISORS, LLC499,726648,700+148,9740.050.06+0.02buy
Yaupon Capital Management LP0144,771+144,7710.000.49+0.49buy
Lighthouse Investment Partners, LLC31,362166,432+135,0700.080.40+0.32buy
Campbell & CO Investment Adviser LLC24,939144,553+119,6140.090.72+0.63buy
JENNISON ASSOCIATES LLC0119,586+119,5860.000.00+0.00buy
NORTHERN TRUST CORP1,557,3091,672,792+115,4830.010.01+0.00buy
CANTOR FITZGERALD, L. P.0110,162+110,1620.000.14+0.14buy
ADAGE CAPITAL PARTNERS GP, L.L.C.524,602624,602+100,0000.050.07+0.01buy
Aberdeen Group plc208,700303,500+94,8000.020.03+0.01buy
Cetera Investment Advisers79,411171,978+92,5670.010.01+0.01buy
ROYAL BANK OF CANADA1,425,4431,516,964+91,5210.020.02+0.00buy
JANE STREET GROUP, LLC23,402114,768+91,3660.000.01+0.01buy
CAPITAL ADVISORS INC/OK431,359520,428+89,0690.450.57+0.12buy
AMERIPRISE FINANCIAL INC363,585452,019+88,4340.010.01+0.00buy
RAYMOND JAMES FINANCIAL INC522,893603,451+80,5580.010.01+0.00buy
Bank of New York Mellon Corp82,948159,737+76,7890.000.00+0.00buy
Walleye Capital LLC13,38987,482+74,0930.010.05+0.04buy
COHEN & STEERS, INC.54,194128,255+74,0610.010.02+0.01buy
SG Americas Securities, LLC15,59783,143+67,5460.000.02+0.02buy
Cinctive Capital Management LP060,705+60,7050.000.20+0.20buy
ANCHOR CAPITAL ADVISORS LLC153,508211,721+58,2130.260.40+0.14buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC86,966138,942+51,9760.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND051,341+51,3410.000.00+0.00buy
HRT FINANCIAL LP144,576193,663+49,0870.040.05+0.01buy
UBS Group AG1,213,0601,262,146+49,0860.010.02+0.00buy
AMERICAN CENTURY COMPANIES INC320,311368,680+48,3690.010.01+0.00buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/211,894256,027+44,1330.000.01+0.00buy
JONES FINANCIAL COMPANIES LLLP17243,370+43,1980.000.00+0.00buy
Boston Partners042,678+42,6780.000.00+0.00buy
LPL Financial LLC397,489439,244+41,7550.010.01+0.00buy
Rockefeller Capital Management L.P.63,09398,260+35,1670.010.01+0.00buy
Quantinno Capital Management LP65,551100,066+34,5150.020.02+0.00buy
STIFEL FINANCIAL CORP196,370229,582+33,2120.010.01+0.00buy
SUMMIT SECURITIES GROUP LLC9,34039,775+30,4350.190.86+0.67buy
Alphadyne Asset Management LP030,000+30,0000.001.34+1.34buy
COMMONS CAPITAL, LLC030,000+30,0000.001.33+1.33buy
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY671,370697,770+26,4000.320.35+0.03buy
Atria Investments, Inc19,70945,688+25,9790.010.03+0.02buy
TODD ASSET MANAGEMENT LLC1,068,5361,093,903+25,3671.341.46+0.12buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC90,397113,200+22,8030.040.04+0.01buy
Janney Montgomery Scott LLC89,172110,592+21,4200.010.02+0.00buy
PANAGORA ASSET MANAGEMENT INC020,907+20,9070.000.01+0.01buy
SATURNA CAPITAL CORP85,920106,269+20,3490.070.09+0.02buy
HIMENSION CAPITAL (SINGAPORE) PTE. LTD.019,951+19,9510.000.08+0.08buy
AQR CAPITAL MANAGEMENT LLC12,33431,767+19,4330.000.00+0.00buy
STOCK YARDS BANK & TRUST CO4,13821,099+16,9610.010.04+0.04buy
HANTZ FINANCIAL SERVICES, INC.4,61121,307+16,6960.000.02+0.02buy
STERLING INVESTMENT MANAGEMENT, LLC016,672+16,6720.000.66+0.66buy
Greenline Partners, LLC86,586103,050+16,4640.680.83+0.15buy
Walleye Trading LLC015,886+15,8860.000.02+0.02buy
Nekton Capital Ltd.013,748+13,7480.001.84+1.84buy
OSAIC HOLDINGS, INC.253,358267,063+13,7050.030.02-0.00buy
CULLEN/FROST BANKERS, INC.168,017180,914+12,8970.120.14+0.02buy
Financial Sense Advisors, Inc.012,500+12,5000.000.15+0.15buy
Legacy Financial Advisors, Inc.012,261+12,2610.000.11+0.11buy
Delta Investment Management, LLC012,180+12,1800.000.14+0.14buy
Verition Fund Management LLC011,149+11,1490.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.010,274+10,2740.000.11+0.11buy
Corient Private Wealth LLC32,74942,957+10,2080.000.00+0.00buy
Farringdon Capital, Ltd.13,19822,573+9,3750.260.38+0.12buy
Kestra Advisory Services, LLC21,83530,969+9,1340.010.01+0.00buy
R Squared Ltd09,035+9,0350.000.26+0.26buy
EVERGREEN CAPITAL MANAGEMENT LLC15,20223,954+8,7520.030.04+0.01buy
Russell Investments Group, Ltd.37,91646,655+8,7390.000.00+0.00buy
NewEdge Advisors, LLC73,85382,273+8,4200.020.02+0.00buy
Ovata Capital Management Ltd132,471140,771+8,3001.681.86+0.18buy
Quantitative Investment Management, LLC08,139+8,1390.000.07+0.07buy
IEQ CAPITAL, LLC6,30614,129+7,8230.000.00+0.00buy
Voleon Capital Management LP07,256+7,2560.000.01+0.01buy
Vanguard Personalized Indexing Management, LLC31,23438,255+7,0210.020.03+0.01buy
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