Stock Transactions — FLAHERTY & CRUMRINE PFD INCO

Total Bought
466,849
17 transactions
Total Sold
71,786
14 transactions
Net
+395,063
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC84,189291,167+206,9780.020.07+0.05buy
SFI Advisors, LLC29,99589,443+59,4480.250.74+0.49buy
WELLS FARGO & COMPANY/MN23,94071,965+48,0250.000.00+0.00buy
AQR Arbitrage LLC98,228124,667+26,4390.040.05+0.01buy
MORGAN STANLEY203,197223,149+19,9520.000.00+0.00buy
IFP Advisors, Inc018,037+18,0370.000.01+0.01buy
WOLVERINE ASSET MANAGEMENT LLC110,200127,100+16,9000.020.03+0.01buy
Logan Stone Capital, LLC014,850+14,8500.000.03+0.03buy
BANK OF AMERICA CORP /DE/142,957156,402+13,4450.000.00+0.00buy
UBS Group AG145,753158,670+12,9170.000.00-0.00buy
Cetera Investment Advisers012,261+12,2610.000.00+0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC44,85854,858+10,0000.160.20+0.04buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.46,15351,881+5,7280.040.05+0.01buy
Matisse Capital19,89821,138+1,2400.100.11+0.00buy
WEDBUSH SECURITIES INC16,65717,025+3680.010.01-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC17,27417,487+2130.000.00-0.00buy
CENTAURUS FINANCIAL, INC.15,30315,351+480.010.01-0.00buy
PRINCIPAL SECURITIES, INC.1,0401,04000.000.00-0.00hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,06011,06000.000.00-0.00hold
Steward Partners Investment Advisory, LLC75075000.000.00-0.00hold
GPS Wealth Strategies Group, LLC1,2501,25000.000.00-0.00hold
Geneos Wealth Management Inc.36036000.000.00-0.00hold
WOLFF WIESE MAGANA LLC99699600.010.01-0.00hold
Blue Trust, Inc.20020000.000.00-0.00hold
Cape Investment Advisory, Inc.20020000.000.00+0.00hold
US BANCORP \DE\30030000.000.00+0.00hold
Pathway Financial Advisers, LLC3,7613,760-10.010.01+0.00sell
D.A. DAVIDSON & CO.21,77521,677-980.000.00-0.00sell
Cooper Financial Group13,70213,302-4000.020.02-0.00sell
Advisory Services Network, LLC1,1710-1,1710.000.00-0.00sell
LPL Financial LLC39,43737,749-1,6880.000.00-0.00sell
LongView Wealth Management29,39727,668-1,7290.130.12-0.02sell
COMERICA BANK7,4815,045-2,4360.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,4920-2,4920.000.00-0.00sell
McClarren Financial Advisors, Inc.9,6277,115-2,5120.070.05-0.02sell
ROYAL BANK OF CANADA59,66555,304-4,3610.000.00-0.00sell
OSAIC HOLDINGS, INC.92,05184,834-7,2170.000.00+0.00sell
RPO LLC10,9120-10,9120.170.00-0.17sell
TRUIST FINANCIAL CORP17,1980-17,1980.000.00-0.00sell
Saba Capital Management, L.P.19,5710-19,5710.000.00-0.00sell
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