Stock Transactions — FLAHERTY & CRUMRINE PFD INCO

Total Bought
287,991
19 transactions
Total Sold
227,855
18 transactions
Net
+60,136
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC1,176,3561,320,217+143,8610.270.30+0.02buy
1607 Capital Partners, LLC56,60079,397+22,7970.050.06+0.02buy
LPL Financial LLC89,580109,892+20,3120.000.00+0.00buy
Beacon Pointe Advisors, LLC019,889+19,8890.000.00+0.00buy
CreativeOne Wealth, LLC017,100+17,1000.000.00+0.00buy
Kestra Advisory Services, LLC011,453+11,4530.000.00+0.00buy
MORGAN STANLEY292,438302,890+10,4520.000.00-0.00buy
WELLS FARGO & COMPANY/MN85,73096,163+10,4330.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC46,57456,164+9,5900.000.00+0.00buy
FIFTH THIRD BANCORP08,806+8,8060.000.00+0.00buy
Capital Investment Advisors, LLC12,59215,889+3,2970.000.00+0.00buy
OSAIC HOLDINGS, INC.83,01186,292+3,2810.000.00-0.00buy
Steward Partners Investment Advisory, LLC5003,530+3,0300.000.00+0.00buy
Western Wealth Management, LLC02,850+2,8500.000.00+0.00buy
O'ROURKE & COMPANY, Inc13,26013,683+4230.060.06-0.00buy
HIGHLINE WEALTH PARTNERS LLC0250+2500.000.00+0.00buy
Rockefeller Capital Management L.P.10,27310,400+1270.000.00-0.00buy
Cetera Investment Advisers11,57911,618+390.000.00-0.00buy
Whipplewood Advisors, LLC3,6403,641+10.030.02-0.01buy
D.A. DAVIDSON & CO.16,60016,60000.000.00-0.00hold
WEBSTER BANK, N. A.2,0002,00000.000.00-0.00hold
Allworth Financial LP1,4331,43300.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC55,07355,07300.270.29+0.01hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,06011,06000.000.00+0.00hold
Pathway Financial Advisors LLC48,19648,19600.070.07-0.01hold
Geneos Wealth Management Inc.36036000.000.00-0.00hold
Bridgewealth Advisory Group, LLC25,59025,59000.070.06-0.01hold
Signature Wealth Management Partners, LLC14,35114,35100.080.08-0.00hold
Blue Trust, Inc.20020000.000.00-0.00hold
Farther Finance Advisors, LLC3,9003,90000.000.00-0.00hold
BlackRock, Inc.11,53311,53300.000.00-0.00hold
US BANCORP \DE\30030000.000.00-0.00hold
CENTAURUS FINANCIAL, INC.13,04313,04300.010.01-0.00hold
UMB Bank, n.a.86,37386,37300.010.01-0.00hold
GUGGENHEIM CAPITAL LLC33,03332,828-2050.000.00+0.00sell
HANTZ FINANCIAL SERVICES, INC.2950-2950.000.00-0.00sell
Sound Income Strategies, LLC6,5706,185-3850.000.00-0.00sell
CARY STREET PARTNERS FINANCIAL LLC23,13522,735-4000.010.01-0.00sell
WEDBUSH SECURITIES INC18,50017,500-1,0000.010.01-0.00sell
IFP Advisors, Inc1,0000-1,0000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC38,99937,319-1,6800.000.00-0.00sell
LongView Wealth Management20,45017,670-2,7800.060.05-0.01sell
Pinnacle Wealth Planning Services, Inc.3,0000-3,0000.000.00-0.00sell
BANK OF AMERICA CORP /DE/161,268157,651-3,6170.000.00-0.00sell
Fiera Capital Corp179,838171,420-8,4180.010.01-0.00sell
ROYAL BANK OF CANADA58,91249,217-9,6950.000.00-0.00sell
UBS Group AG122,935112,617-10,3180.000.00-0.00sell
MGO ONE SEVEN LLC163,636143,682-19,9540.040.03-0.01sell
Calamos Advisors LLC69,15938,383-30,7760.000.00-0.00sell
Smith Asset Management Co., LLC105,91874,065-31,8530.970.71-0.26sell
AQR Arbitrage LLC35,5990-35,5990.010.00-0.01sell
Lido Advisors, LLC66,8800-66,8800.000.00-0.00sell
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