Stock TransactionsFLAHERTY & CRUMRINE PFD INCO

Total Bought
197,128
16 transactions
Total Sold
85,024
19 transactions
Net
+112,104
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC1,320,2171,462,183+141,9660.300.32+0.02buy
Cambridge Investment Research Advisors, Inc.017,460+17,4600.000.00+0.00buy
Capital Investment Advisors, LLC15,88922,651+6,7620.000.00+0.00buy
Kestra Advisory Services, LLC11,45318,046+6,5930.000.00+0.00buy
CreativeOne Wealth, LLC17,10023,199+6,0990.000.01+0.00buy
Fiera Capital Corp171,420177,117+5,6970.010.01+0.00buy
UBS Group AG112,617115,966+3,3490.000.00-0.00buy
Calamos Advisors LLC38,38341,125+2,7420.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC56,16458,868+2,7040.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV02,000+2,0000.000.00+0.00buy
CoreCap Advisors, LLC01,000+1,0000.000.00+0.00buy
BANK OF AMERICA CORP /DE/157,651157,980+3290.000.00-0.00buy
GUGGENHEIM CAPITAL LLC32,82833,048+2200.000.00-0.00buy
Rockefeller Capital Management L.P.10,40010,532+1320.000.00-0.00buy
Cetera Investment Advisers11,61811,658+400.000.00-0.00buy
FIFTH THIRD BANCORP8,8068,841+350.000.00-0.00buy
D.A. DAVIDSON & CO.16,60016,60000.000.00-0.00hold
WEBSTER BANK, N. A.2,0002,00000.000.00-0.00hold
Allworth Financial LP1,4331,43300.000.00+0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC55,07355,07300.290.28-0.01hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,06011,06000.000.00-0.00hold
Steward Partners Investment Advisory, LLC3,5303,53000.000.00+0.00hold
Bridgewealth Advisory Group, LLC25,59025,59000.060.06-0.00hold
Signature Wealth Management Partners, LLC14,35114,35100.080.08-0.00hold
Blue Trust, Inc.20020000.000.00-0.00hold
O'ROURKE & COMPANY, Inc13,68313,68300.060.06-0.01hold
Farther Finance Advisors, LLC3,9003,90000.000.00-0.00hold
BlackRock, Inc.11,53311,53300.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC25025000.000.00-0.00hold
US BANCORP \DE\30030000.000.00-0.00hold
UMB Bank, n.a.86,37386,37300.010.01-0.00hold
Geneos Wealth Management Inc.360200-1600.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC37,31936,829-4900.000.00-0.00sell
WEDBUSH SECURITIES INC17,50016,800-7000.010.01-0.00sell
OSAIC HOLDINGS, INC.86,29285,433-8590.000.00-0.00sell
LPL Financial LLC109,892109,007-8850.000.00-0.00sell
Pathway Financial Advisors LLC48,19646,996-1,2000.070.06-0.00sell
Smith Asset Management Co., LLC74,06572,668-1,3970.710.66-0.05sell
Whipplewood Advisors, LLC3,6411,498-2,1430.020.01-0.01sell
LongView Wealth Management17,67015,305-2,3650.050.05-0.01sell
MGO ONE SEVEN LLC143,682141,315-2,3670.030.03-0.01sell
Beacon Pointe Advisors, LLC19,88917,297-2,5920.000.00-0.00sell
CARY STREET PARTNERS FINANCIAL LLC22,73520,083-2,6520.010.01-0.00sell
Western Wealth Management, LLC2,8500-2,8500.000.00-0.00sell
WELLS FARGO & COMPANY/MN96,16393,148-3,0150.000.00-0.00sell
MORGAN STANLEY302,890297,511-5,3790.000.00-0.00sell
Sound Income Strategies, LLC6,1850-6,1850.000.00-0.00sell
ROYAL BANK OF CANADA49,21742,868-6,3490.000.00-0.00sell
CENTAURUS FINANCIAL, INC.13,0430-13,0430.010.00-0.01sell
1607 Capital Partners, LLC79,39749,004-30,3930.060.05-0.01sell
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