Stock Transactions — FLAHERTY & CRUMRINE PFD INCO

Total Bought
1,020,706
23 transactions
Total Sold
487,431
19 transactions
Net
+533,275
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
SIT INVESTMENT ASSOCIATES INC568,2321,084,394+516,1620.140.26+0.13buy
MGO ONE SEVEN LLC0168,292+168,2920.000.05+0.05buy
Fiera Capital Corp099,494+99,4940.000.00+0.00buy
Calamos Advisors LLC052,338+52,3380.000.00+0.00buy
1607 Capital Partners, LLC036,200+36,2000.000.03+0.03buy
Pathstone Holdings, LLC032,487+32,4870.000.00+0.00buy
Smith Asset Management Co., LLC76,132106,993+30,8610.741.03+0.29buy
LPL Financial LLC41,80667,407+25,6010.000.00+0.00buy
CreativeOne Wealth, LLC10,20026,000+15,8000.000.01+0.00buy
Rockefeller Capital Management L.P.010,144+10,1440.000.00+0.00buy
BANK OF AMERICA CORP /DE/154,578163,028+8,4500.000.00+0.00buy
WELLS FARGO & COMPANY/MN67,58875,920+8,3320.000.00+0.00buy
MORGAN STANLEY248,980255,309+6,3290.000.00+0.00buy
Farther Finance Advisors, LLC03,900+3,9000.000.00+0.00buy
Pathway Financial Advisers, LLC02,664+2,6640.000.01+0.01buy
Lido Advisors, LLC65,81166,880+1,0690.000.00-0.00buy
O'ROURKE & COMPANY, Inc12,42613,260+8340.070.07+0.00buy
Cetera Investment Advisers10,85811,540+6820.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP0510+5100.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.0295+2950.000.00+0.00buy
Crews Bank & Trust0200+2000.000.00+0.00buy
Sound Income Strategies, LLC6,5036,535+320.000.00+0.00buy
COMERICA BANK8,7118,741+300.000.00+0.00buy
D.A. DAVIDSON & CO.16,60016,60000.000.00-0.00hold
WEDBUSH SECURITIES INC18,50018,50000.010.01-0.00hold
CIBC Private Wealth Group LLC441,364441,36400.010.01+0.00hold
Allworth Financial LP1,4331,43300.000.00-0.00hold
ROBINSON CAPITAL MANAGEMENT, LLC55,00855,00800.260.48+0.21hold
Steward Partners Investment Advisory, LLC75075000.000.00-0.00hold
GPS Wealth Strategies Group, LLC1,2501,25000.000.00-0.00hold
Pathway Financial Advisors LLC48,19648,19600.080.08-0.00hold
Geneos Wealth Management Inc.36036000.000.00+0.00hold
Bridgewealth Advisory Group, LLC27,73327,73300.080.08-0.00hold
Signature Wealth Management Partners, LLC14,35114,35100.090.09-0.00hold
Blue Trust, Inc.20020000.000.00+0.00hold
BlackRock, Inc.11,53311,53300.000.00-0.00hold
US BANCORP \DE\30030000.000.00+0.00hold
CENTAURUS FINANCIAL, INC.13,04313,04300.010.01-0.00hold
UMB Bank, n.a.86,37386,37300.020.02+0.00hold
Whipplewood Advisors, LLC3,8203,732-880.020.03+0.01sell
Cape Investment Advisory, Inc.2000-2000.000.00-0.00sell
EVOLUTION WEALTH MANAGEMENT INC.6480-6480.010.00-0.01sell
MAI Capital Management7500-7500.000.00-0.00sell
IFP Advisors, Inc11,28410,433-8510.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,08711,060-1,0270.000.00-0.00sell
GUGGENHEIM CAPITAL LLC35,06033,456-1,6040.000.00-0.00sell
LongView Wealth Management22,78020,450-2,3300.080.07-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC41,48938,576-2,9130.000.00-0.00sell
ROYAL BANK OF CANADA67,24161,517-5,7240.000.00-0.00sell
OSAIC HOLDINGS, INC.89,75582,386-7,3690.000.00-0.00sell
UBS Group AG131,211121,919-9,2920.000.00-0.00sell
BYRNE FINANCIAL FREEDOM, LLC10,6000-10,6000.060.00-0.06sell
CARY STREET PARTNERS FINANCIAL LLC44,83514,635-30,2000.010.00-0.01sell
AQR Arbitrage LLC91,02160,680-30,3410.020.02-0.01sell
RIVERNORTH CAPITAL MANAGEMENT, LLC52,2980-52,2980.030.00-0.03sell
WOLVERINE ASSET MANAGEMENT LLC55,3830-55,3830.010.00-0.01sell
Matisse Capital134,8050-134,8050.720.00-0.72sell
RAYMOND JAMES FINANCIAL INC177,33736,329-141,0080.000.00-0.00sell
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