Stock Transactions — FLAHERTY & CRUMRINE PFD INCO

Total Bought
317,339
20 transactions
Total Sold
110,629
16 transactions
Net
+206,710
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC1,084,3941,176,356+91,9620.260.27+0.01buy
Fiera Capital Corp99,494179,838+80,3440.000.01+0.00buy
MORGAN STANLEY255,309292,438+37,1290.000.00+0.00buy
LPL Financial LLC67,40789,580+22,1730.000.00+0.00buy
1607 Capital Partners, LLC36,20056,600+20,4000.030.05+0.01buy
Calamos Advisors LLC52,33869,159+16,8210.000.00+0.00buy
Capital Investment Advisors, LLC012,592+12,5920.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC36,32946,574+10,2450.000.00+0.00buy
WELLS FARGO & COMPANY/MN75,92085,730+9,8100.000.00+0.00buy
CARY STREET PARTNERS FINANCIAL LLC14,63523,135+8,5000.000.01+0.00buy
Pinnacle Wealth Planning Services, Inc.03,000+3,0000.000.00+0.00buy
WEBSTER BANK, N. A.02,000+2,0000.000.00+0.00buy
UBS Group AG121,919122,935+1,0160.000.00+0.00buy
OSAIC HOLDINGS, INC.82,38683,011+6250.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC38,57638,999+4230.000.00+0.00buy
Rockefeller Capital Management L.P.10,14410,273+1290.000.00-0.00buy
ROBINSON CAPITAL MANAGEMENT, LLC55,00855,073+650.480.27-0.20buy
Cetera Investment Advisers11,54011,579+390.000.00-0.00buy
Sound Income Strategies, LLC6,5356,570+350.000.00-0.00buy
COMERICA BANK8,7418,772+310.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.29529500.000.00-0.00hold
D.A. DAVIDSON & CO.16,60016,60000.000.00-0.00hold
WEDBUSH SECURITIES INC18,50018,50000.010.01-0.00hold
CIBC Private Wealth Group LLC441,364441,36400.010.01-0.00hold
Allworth Financial LP1,4331,43300.000.00-0.00hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,06011,06000.000.00-0.00hold
Lido Advisors, LLC66,88066,88000.000.00-0.00hold
Pathway Financial Advisors LLC48,19648,19600.080.07-0.00hold
Geneos Wealth Management Inc.36036000.000.00-0.00hold
Signature Wealth Management Partners, LLC14,35114,35100.090.08-0.01hold
Blue Trust, Inc.20020000.000.00-0.00hold
O'ROURKE & COMPANY, Inc13,26013,26000.070.06-0.01hold
LongView Wealth Management20,45020,45000.070.06-0.01hold
Farther Finance Advisors, LLC3,9003,90000.000.00-0.00hold
BlackRock, Inc.11,53311,53300.000.00-0.00hold
US BANCORP \DE\30030000.000.00-0.00hold
CENTAURUS FINANCIAL, INC.13,04313,04300.010.01-0.00hold
UMB Bank, n.a.86,37386,37300.020.01-0.00hold
Whipplewood Advisors, LLC3,7323,640-920.030.03-0.00sell
Crews Bank & Trust2000-2000.000.00-0.00sell
Steward Partners Investment Advisory, LLC750500-2500.000.00-0.00sell
GUGGENHEIM CAPITAL LLC33,45633,033-4230.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP5100-5100.000.00-0.00sell
Smith Asset Management Co., LLC106,993105,918-1,0751.030.97-0.06sell
GPS Wealth Strategies Group, LLC1,2500-1,2500.000.00-0.00sell
BANK OF AMERICA CORP /DE/163,028161,268-1,7600.000.00-0.00sell
Bridgewealth Advisory Group, LLC27,73325,590-2,1430.080.07-0.01sell
ROYAL BANK OF CANADA61,51758,912-2,6050.000.00-0.00sell
Pathway Financial Advisers, LLC2,6640-2,6640.010.00-0.01sell
MGO ONE SEVEN LLC168,292163,636-4,6560.050.04-0.01sell
IFP Advisors, Inc10,4331,000-9,4330.000.00-0.00sell
AQR Arbitrage LLC60,68035,599-25,0810.020.01-0.01sell
CreativeOne Wealth, LLC26,0000-26,0000.010.00-0.01sell
Pathstone Holdings, LLC32,4870-32,4870.000.00-0.00sell
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