| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AIGH Capital Management LLC | 1,182,198 | 2,359,728 | +1,177,530 | 1.95 | 5.35 | +3.40 | buy |
| Vivo Capital, LLC | 855,191 | 1,666,746 | +811,555 | 0.29 | 0.62 | +0.33 | buy |
| BVF INC/IL | 976,149 | 1,202,067 | +225,918 | 0.10 | 0.16 | +0.06 | buy |
| VANGUARD GROUP INC | 522,008 | 683,686 | +161,678 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 169,602 | 223,005 | +53,403 | 0.00 | 0.00 | +0.00 | buy |
| Engineers Gate Manager LP | 0 | 11,292 | +11,292 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 30,255 | 36,726 | +6,471 | 0.00 | 0.00 | +0.00 | buy |
| LEVIN CAPITAL STRATEGIES, L.P. | 49,000 | 54,969 | +5,969 | 0.02 | 0.03 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 3,003 | 6,984 | +3,981 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 60,667 | 63,098 | +2,431 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rosalind Advisors, Inc. | 1,038,828 | 1,038,828 | 0 | 3.62 | 4.63 | +1.02 | hold |
| AllSquare Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallel Advisors, LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Newbridge Financial Services Group, Inc. | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quent Capital, LLC | 519 | 519 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WealthPlan Investment Management, LLC | 17,443 | 17,443 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| STATE STREET CORP | 68,757 | 68,757 | 0 | 0.00 | 0.00 | +0.00 | hold |
| UMB Bank, n.a. | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Investors Research Corp | 3,900 | 2,900 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| CIBC WORLD MARKET INC. | 261,429 | 260,280 | -1,149 | 0.00 | 0.00 | +0.00 | sell |
| SIMPLEX TRADING, LLC | 13,814 | 10,937 | -2,877 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 5,892 | 0 | -5,892 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 19,673 | 13,403 | -6,270 | 0.00 | 0.00 | +0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 21,713 | 12,959 | -8,754 | 0.00 | 0.00 | -0.00 | sell |
| ADAR1 Capital Management, LLC | 231,302 | 218,973 | -12,329 | 0.43 | 0.29 | -0.15 | sell |
| CITADEL ADVISORS LLC | 57,185 | 42,909 | -14,276 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 18,240 | 0 | -18,240 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 130,425 | 86,665 | -43,760 | 0.00 | 0.00 | -0.00 | sell |
| Hunting Hill Global Capital, LLC | 164,846 | 104,398 | -60,448 | 0.52 | 0.29 | -0.22 | sell |
| Connective Capital Management, LLC | 137,055 | 0 | -137,055 | 0.48 | 0.00 | -0.48 | sell |
| Worth Venture Partners, LLC | 294,248 | 0 | -294,248 | 0.66 | 0.00 | -0.66 | sell |
| Logos Global Management LP | 300,000 | 0 | -300,000 | 0.14 | 0.00 | -0.14 | sell |