| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| DEERFIELD MANAGEMENT COMPANY, L.P. | 0 | 813,106 | +813,106 | 0.00 | 0.21 | +0.21 | buy |
| ExodusPoint Capital Management, LP | 51,697 | 699,352 | +647,655 | 0.01 | 0.12 | +0.11 | buy |
| PERCEPTIVE ADVISORS LLC | 50,000 | 462,422 | +412,422 | 0.02 | 0.21 | +0.19 | buy |
| Invesco Ltd. | 0 | 399,389 | +399,389 | 0.00 | 0.00 | +0.00 | buy |
| OBERWEIS ASSET MANAGEMENT INC/ | 0 | 362,200 | +362,200 | 0.00 | 0.23 | +0.23 | buy |
| Rosalind Advisors, Inc. | 2,650,389 | 2,900,389 | +250,000 | 17.19 | 14.13 | -3.06 | buy |
| MORGAN STANLEY | 172,022 | 343,131 | +171,109 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,224,768 | 1,394,028 | +169,260 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 117,404 | 282,538 | +165,134 | 0.02 | 0.05 | +0.02 | buy |
| Propel Bio Management, LLC | 17,000 | 177,600 | +160,600 | 0.20 | 2.63 | +2.42 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 152,842 | +152,842 | 0.00 | 0.00 | +0.00 | buy |
| Informed Momentum Co LLC | 65,447 | 208,604 | +143,157 | 0.11 | 0.46 | +0.35 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 418,609 | 557,400 | +138,791 | 0.01 | 0.01 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 314,675 | 422,066 | +107,391 | 0.00 | 0.01 | +0.00 | buy |
| Simplify Asset Management Inc. | 17,000 | 117,000 | +100,000 | 0.01 | 0.07 | +0.06 | buy |
| Private Wealth Advisors, LLC | 0 | 85,193 | +85,193 | 0.00 | 0.46 | +0.46 | buy |
| Capital Advisors Wealth Management, LLC | 0 | 70,000 | +70,000 | 0.00 | 0.16 | +0.16 | buy |
| BlackRock, Inc. | 133,651 | 193,367 | +59,716 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 51,127 | +51,127 | 0.00 | 0.00 | +0.00 | buy |
| APIS CAPITAL ADVISORS, LLC | 134,400 | 183,000 | +48,600 | 1.08 | 1.13 | +0.05 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 47,350 | +47,350 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 77,792 | 123,487 | +45,695 | 0.00 | 0.00 | +0.00 | buy |
| SILVERARC CAPITAL MANAGEMENT, LLC | 155,325 | 191,470 | +36,145 | 0.42 | 0.51 | +0.09 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 258,782 | 292,130 | +33,348 | 0.07 | 0.09 | +0.02 | buy |
| UBS Group AG | 0 | 32,861 | +32,861 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 27,684 | +27,684 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 17,852 | 43,555 | +25,703 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 23,497 | 47,609 | +24,112 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 22,891 | +22,891 | 0.00 | 0.01 | +0.01 | buy |
| Centiva Capital, LP | 0 | 20,603 | +20,603 | 0.00 | 0.02 | +0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 288,951 | 308,269 | +19,318 | 0.00 | 0.00 | +0.00 | buy |
| Cannon Global Investment Management, LLC | 0 | 18,800 | +18,800 | 0.00 | 0.66 | +0.66 | buy |
| Quantessence Capital LLC | 0 | 17,330 | +17,330 | 0.00 | 0.06 | +0.06 | buy |
| STATE STREET CORP | 96,793 | 113,743 | +16,950 | 0.00 | 0.00 | +0.00 | buy |
| LMR Partners LLP | 0 | 14,179 | +14,179 | 0.00 | 0.00 | +0.00 | buy |
| State of Tennessee, Department of Treasury | 0 | 13,500 | +13,500 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 79,537 | 92,985 | +13,448 | 0.00 | 0.00 | +0.00 | buy |
| Brevan Howard Capital Management LP | 0 | 12,944 | +12,944 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 205,304 | 217,001 | +11,697 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 5,470 | 17,108 | +11,638 | 0.00 | 0.01 | +0.00 | buy |
| Graham Capital Management, L.P. | 10,210 | 21,721 | +11,511 | 0.00 | 0.01 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 10,008 | +10,008 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 10 | 10,000 | +9,990 | 0.01 | 0.01 | -0.00 | buy |
| Baader Bank Aktiengesellschaft | 16,978 | 24,903 | +7,925 | 0.02 | 0.03 | +0.01 | buy |
| Point72 Asset Management, L.P. | 0 | 6,900 | +6,900 | 0.00 | 0.00 | +0.00 | buy |
| Inlight Wealth Management, LLC | 0 | 6,681 | +6,681 | 0.00 | 0.05 | +0.05 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 5,164 | +5,164 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 9,098 | 13,131 | +4,033 | 0.03 | 0.04 | +0.01 | buy |
| OMERS ADMINISTRATION Corp | 48,000 | 51,600 | +3,600 | 0.01 | 0.01 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 115,183 | 117,620 | +2,437 | 0.00 | 0.00 | +0.00 | buy |
| Palisades Investment Partners, LLC | 169,327 | 171,084 | +1,757 | 0.86 | 1.09 | +0.23 | buy |
| CIBC WORLD MARKET INC. | 176,343 | 177,893 | +1,550 | 0.00 | 0.01 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 800 | +800 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 12,743 | 13,268 | +525 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 300 | 600 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Point72 (DIFC) Ltd | 1,700 | 2,000 | +300 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 12,977 | 13,091 | +114 | 0.00 | 0.00 | +0.00 | buy |
| AlphaQuest LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Kiker Wealth Management, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1 | 2 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AllSquare Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallel Advisors, LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Geneos Wealth Management Inc. | 923 | 923 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ikarian Capital, LLC | 100,365 | 100,365 | 0 | 0.35 | 0.42 | +0.07 | hold |
| Activest Wealth Management | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quent Capital, LLC | 949 | 949 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WealthPlan Investment Management, LLC | 17,443 | 17,443 | 0 | 0.02 | 0.02 | +0.00 | hold |
| ADAR1 Capital Management, LLC | 149,385 | 149,385 | 0 | 0.37 | 0.37 | -0.00 | hold |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 1,008 | 1,008 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 65,022 | 65,022 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wingate Wealth Advisors, Inc. | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| SBI Securities Co., Ltd. | 30 | 8 | -22 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 82 | 0 | -82 | 0.00 | 0.00 | -0.00 | sell |
| Hunting Hill Global Capital, LLC | 14,241 | 14,118 | -123 | 0.08 | 0.23 | +0.15 | sell |
| US BANCORP \DE\ | 250 | 0 | -250 | 0.00 | 0.00 | -0.00 | sell |
| Investors Research Corp | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 2,863 | 0 | -2,863 | 0.01 | 0.00 | -0.01 | sell |
| NORTHERN TRUST CORP | 100,356 | 97,071 | -3,285 | 0.00 | 0.00 | +0.00 | sell |
| Jefferies Financial Group Inc. | 20,806 | 17,479 | -3,327 | 0.00 | 0.00 | +0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 34,749 | 31,171 | -3,578 | 0.01 | 0.01 | +0.00 | sell |
| GROUP ONE TRADING LLC | 23,158 | 18,079 | -5,079 | 0.01 | 0.01 | +0.00 | sell |
| Aristides Capital LLC | 27,000 | 21,600 | -5,400 | 0.10 | 0.10 | +0.00 | sell |
| SIMPLEX TRADING, LLC | 9,501 | 3,547 | -5,954 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 26,603 | 20,461 | -6,142 | 0.01 | 0.00 | -0.00 | sell |
| Jump Financial, LLC | 34,764 | 28,013 | -6,751 | 0.01 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 50,225 | 42,094 | -8,131 | 0.00 | 0.00 | -0.00 | sell |
| PharVision Advisers, LLC | 10,738 | 0 | -10,738 | 0.11 | 0.00 | -0.11 | sell |
| GSA CAPITAL PARTNERS LLP | 10,850 | 0 | -10,850 | 0.01 | 0.00 | -0.01 | sell |
| EntryPoint Capital, LLC | 24,816 | 11,596 | -13,220 | 0.13 | 0.07 | -0.06 | sell |
| Aster Capital Management (DIFC) Ltd | 13,373 | 0 | -13,373 | 0.06 | 0.00 | -0.06 | sell |
| BARCLAYS PLC | 65,006 | 50,665 | -14,341 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 14,694 | 0 | -14,694 | 0.00 | 0.00 | -0.00 | sell |
| Riverwater Partners LLC | 27,229 | 11,392 | -15,837 | 0.16 | 0.07 | -0.09 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 37,326 | 17,516 | -19,810 | 0.04 | 0.02 | -0.02 | sell |
| Kerrisdale Advisers, LLC | 66,645 | 36,645 | -30,000 | 0.27 | 0.20 | -0.08 | sell |
| LASRY MARC | 34,072 | 0 | -34,072 | 1.82 | 0.00 | -1.82 | sell |
| NOMURA HOLDINGS INC | 53,200 | 0 | -53,200 | 0.00 | 0.00 | -0.00 | sell |
| 683 Capital Management, LLC | 61,533 | 0 | -61,533 | 0.07 | 0.00 | -0.07 | sell |