| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 3,300,389 | 3,300,389 | 0 | 12.02 | 12.55 | +0.52 | hold |
| BlackRock, Inc. | 1,825,086 | 1,784,466 | -40,620 | 0.00 | 0.00 | -0.00 | sell |
| Propel Bio Management, LLC | 438,509 | 979,698 | +541,189 | 3.78 | 5.77 | +1.99 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 682,829 | 692,031 | +9,202 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 608,008 | 664,428 | +56,420 | 0.00 | 0.00 | +0.00 | buy |
| Private Wealth Advisors, LLC | 290,481 | 591,524 | +301,043 | 1.06 | 1.54 | +0.49 | buy |
| MILLENNIUM MANAGEMENT LLC | 246,444 | 588,055 | +341,611 | 0.00 | 0.00 | +0.00 | buy |
| Divisadero Street Capital Management, LP | 499,796 | 499,796 | 0 | 0.29 | 0.22 | -0.07 | hold |
| Ikarian Capital, LLC | 431,251 | 431,251 | 0 | 0.56 | 0.57 | +0.01 | hold |
| MORGAN STANLEY | 308,550 | 385,524 | +76,974 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 587,678 | 289,131 | -298,547 | 0.00 | 0.00 | -0.00 | sell |
| Simplify Asset Management Inc. | 261,126 | 261,126 | 0 | 0.04 | 0.04 | -0.01 | hold |
| NORTHERN TRUST CORP | 240,604 | 251,863 | +11,259 | 0.00 | 0.00 | -0.00 | buy |
| ADAR1 Capital Management, LLC | 224,385 | 224,385 | 0 | 0.17 | 0.13 | -0.04 | hold |
| KENNEDY CAPITAL MANAGEMENT LLC | 202,752 | 207,923 | +5,171 | 0.04 | 0.04 | -0.00 | buy |
| Lane Generational LLC | 197,690 | 205,092 | +7,402 | 1.81 | 1.52 | -0.29 | buy |
| ROYCE & ASSOCIATES LP | 155,000 | 195,000 | +40,000 | 0.02 | 0.02 | +0.00 | buy |
| MARSHALL WACE, LLP | 24,342 | 191,630 | +167,288 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 158,910 | 189,737 | +30,827 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 220,182 | 156,481 | -63,701 | 0.60 | 0.38 | -0.22 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 361,599 | 155,300 | -206,299 | 0.01 | 0.00 | -0.00 | sell |
| ALGERT GLOBAL LLC | 171,595 | 145,733 | -25,862 | 0.03 | 0.02 | -0.01 | sell |
| JANE STREET GROUP, LLC | 212,056 | 128,193 | -83,863 | 0.00 | 0.00 | -0.00 | sell |
| Trexquant Investment LP | 118,083 | 104,150 | -13,933 | 0.01 | 0.01 | -0.00 | sell |
| Nuveen, LLC | 66,358 | 103,774 | +37,416 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 38,158 | 102,214 | +64,056 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 100,993 | 98,636 | -2,357 | 0.00 | 0.00 | -0.00 | sell |
| Capital Advisors Wealth Management, LLC | 90,500 | 93,000 | +2,500 | 0.12 | 0.12 | -0.01 | buy |
| Jefferies Financial Group Inc. | 0 | 83,980 | +83,980 | 0.00 | 0.01 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 72,977 | 81,896 | +8,919 | 0.02 | 0.02 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 85,882 | 78,625 | -7,257 | 0.00 | 0.00 | -0.00 | sell |
| Caption Management, LLC | 0 | 77,700 | +77,700 | 0.00 | 0.03 | +0.03 | buy |
| CITADEL ADVISORS LLC | 368,865 | 77,264 | -291,601 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 198,992 | 69,139 | -129,853 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 0 | 57,729 | +57,729 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 22,029 | 44,058 | +22,029 | 0.00 | 0.00 | +0.00 | buy |
| Pale Fire Capital SE | 40,085 | 40,085 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Creative Planning | 37,271 | 39,549 | +2,278 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 0 | 39,531 | +39,531 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 52,140 | 38,524 | -13,616 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 78,487 | 37,849 | -40,638 | 0.00 | 0.00 | -0.00 | sell |
| Aquatic Capital Management LLC | 28,110 | 36,343 | +8,233 | 0.01 | 0.01 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 496,705 | 35,968 | -460,737 | 0.06 | 0.00 | -0.05 | sell |
| RHUMBLINE ADVISERS | 34,579 | 34,334 | -245 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 0 | 32,096 | +32,096 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 0 | 32,081 | +32,081 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 28,999 | 28,282 | -717 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 24,162 | 27,670 | +3,508 | 0.00 | 0.00 | +0.00 | buy |
| State of Alaska, Department of Revenue | 26,033 | 26,033 | 0 | 0.00 | 0.00 | -0.00 | hold |
| XTX Topco Ltd | 71,193 | 25,056 | -46,137 | 0.02 | 0.00 | -0.01 | sell |
| EntryPoint Capital, LLC | 0 | 25,030 | +25,030 | 0.00 | 0.07 | +0.07 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 43,332 | 24,296 | -19,036 | 0.03 | 0.02 | -0.01 | sell |
| AMERIPRISE FINANCIAL INC | 47,079 | 22,289 | -24,790 | 0.00 | 0.00 | -0.00 | sell |
| TUDOR INVESTMENT CORP ET AL | 0 | 22,018 | +22,018 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 16,076 | 21,479 | +5,403 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 18,669 | 18,669 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROYAL BANK OF CANADA | 16,019 | 18,383 | +2,364 | 0.00 | 0.00 | +0.00 | buy |
| Tripletail Wealth Management, LLC | 36,825 | 18,383 | -18,442 | 0.47 | 0.24 | -0.23 | sell |
| WealthPlan Investment Management, LLC | 17,443 | 17,443 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Invesco Ltd. | 17,095 | 17,137 | +42 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 67,778 | 16,066 | -51,712 | 0.06 | 0.01 | -0.05 | sell |
| GROUP ONE TRADING LLC | 16,318 | 15,914 | -404 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 64,367 | 15,717 | -48,650 | 0.00 | 0.00 | -0.00 | sell |
| SkyOak Wealth, LLC | 15,000 | 15,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Magnetar Financial LLC | 0 | 14,989 | +14,989 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 13,820 | 14,160 | +340 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 14,000 | 14,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Palisades Investment Partners, LLC | 267,138 | 13,763 | -253,375 | 1.02 | 0.05 | -0.97 | sell |
| JPMORGAN CHASE & CO | 12,927 | 13,175 | +248 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 6,437 | 13,018 | +6,581 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 12,945 | +12,945 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 12,158 | +12,158 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 11,679 | 11,954 | +275 | 0.01 | 0.01 | -0.00 | buy |
| Hunting Hill Global Capital, LLC | 12,284 | 11,284 | -1,000 | 0.12 | 0.13 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 32,820 | 11,214 | -21,606 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 27,027 | 9,301 | -17,726 | 0.01 | 0.00 | -0.01 | sell |
| Police & Firemen's Retirement System of New Jersey | 8,795 | 8,795 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 7,482 | 4,820 | -2,662 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 114,562 | 4,800 | -109,762 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 0 | 3,162 | +3,162 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 3,075 | 3,075 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 3,167 | 2,743 | -424 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 2,713 | 2,604 | -109 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 0 | 2,511 | +2,511 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 13,283 | 2,107 | -11,176 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,833 | 1,611 | -222 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 1,509 | 1,583 | +74 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 1,129 | 1,372 | +243 | 0.00 | 0.00 | +0.00 | buy |
| Activest Wealth Management | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 800 | 1,000 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Covestor Ltd | 0 | 984 | +984 | 0.00 | 0.01 | +0.01 | buy |
| Geneos Wealth Management Inc. | 923 | 923 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quent Capital, LLC | 894 | 894 | 0 | 0.00 | 0.00 | -0.00 | hold |
| QUADRANT CAPITAL GROUP LLC | 491 | 627 | +136 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 305 | 555 | +250 | 0.00 | 0.00 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 423 | 423 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GAMMA Investing LLC | 0 | 412 | +412 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 354 | +354 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Wealth Planning Services, Inc. | 0 | 261 | +261 | 0.00 | 0.00 | +0.00 | buy |