| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 1,038,828 | 2,650,389 | +1,611,561 | 4.63 | 12.28 | +7.65 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 0 | 335,903 | +335,903 | 0.00 | 0.53 | +0.53 | buy |
| VANGUARD GROUP INC | 683,686 | 996,376 | +312,690 | 0.00 | 0.00 | +0.00 | buy |
| LASRY MARC | 0 | 161,827 | +161,827 | 0.00 | 1.06 | +1.06 | buy |
| Shellback Capital, LP | 0 | 161,688 | +161,688 | 0.00 | 0.10 | +0.10 | buy |
| CITADEL ADVISORS LLC | 42,909 | 152,922 | +110,013 | 0.00 | 0.00 | +0.00 | buy |
| Ikarian Capital, LLC | 0 | 100,370 | +100,370 | 0.00 | 0.26 | +0.26 | buy |
| Informed Momentum Co LLC | 0 | 87,208 | +87,208 | 0.00 | 0.12 | +0.12 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 82,900 | +82,900 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 44,222 | +44,222 | 0.00 | 0.01 | +0.01 | buy |
| AIGH Capital Management LLC | 2,359,728 | 2,399,792 | +40,064 | 5.35 | 9.80 | +4.46 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 39,062 | +39,062 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 33,362 | +33,362 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 32,200 | +32,200 | 0.00 | 0.01 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 26,688 | +26,688 | 0.00 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 0 | 21,835 | +21,835 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 223,005 | 244,597 | +21,592 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 13,403 | 28,358 | +14,955 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 12,959 | 25,466 | +12,507 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 0 | 10,553 | +10,553 | 0.00 | 0.00 | +0.00 | buy |
| NBC SECURITIES, INC. | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| STATE STREET CORP | 68,757 | 76,057 | +7,300 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 7,141 | +7,141 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 86,665 | 92,731 | +6,066 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 10,937 | 15,279 | +4,342 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 63,098 | 64,741 | +1,643 | 0.00 | 0.00 | +0.00 | buy |
| nVerses Capital, LLC | 0 | 1,500 | +1,500 | 0.00 | 0.01 | +0.01 | buy |
| Activest Wealth Management | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Quent Capital, LLC | 519 | 949 | +430 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 0 | 300 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AllSquare Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Vivo Capital, LLC | 1,666,746 | 1,666,746 | 0 | 0.62 | 1.29 | +0.66 | hold |
| Parallel Advisors, LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WealthPlan Investment Management, LLC | 17,443 | 17,443 | 0 | 0.01 | 0.02 | +0.01 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Newbridge Financial Services Group, Inc. | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Engineers Gate Manager LP | 11,292 | 10,650 | -642 | 0.00 | 0.00 | +0.00 | sell |
| Investors Research Corp | 2,900 | 1,100 | -1,800 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 6,984 | 0 | -6,984 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 36,726 | 28,876 | -7,850 | 0.00 | 0.00 | +0.00 | sell |
| ADAR1 Capital Management, LLC | 218,973 | 198,347 | -20,626 | 0.29 | 0.33 | +0.05 | sell |
| CIBC WORLD MARKET INC. | 260,280 | 229,074 | -31,206 | 0.00 | 0.00 | +0.00 | sell |
| Hunting Hill Global Capital, LLC | 104,398 | 68,402 | -35,996 | 0.29 | 0.28 | -0.01 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 54,969 | 15,000 | -39,969 | 0.03 | 0.01 | -0.01 | sell |
| BVF INC/IL | 1,202,067 | 0 | -1,202,067 | 0.16 | 0.00 | -0.16 | sell |