| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RENAISSANCE TECHNOLOGIES LLC | 82,900 | 311,800 | +228,900 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 176,500 | +176,500 | 0.00 | 0.04 | +0.04 | buy |
| MILLENNIUM MANAGEMENT LLC | 28,876 | 205,107 | +176,231 | 0.00 | 0.00 | +0.00 | buy |
| Palisades Investment Partners, LLC | 0 | 149,656 | +149,656 | 0.00 | 0.59 | +0.59 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 0 | 136,464 | +136,464 | 0.00 | 0.03 | +0.03 | buy |
| VANGUARD GROUP INC | 996,376 | 1,110,707 | +114,331 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 0 | 89,447 | +89,447 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 67,856 | +67,856 | 0.00 | 0.30 | +0.30 | buy |
| Qube Research & Technologies Ltd | 10,553 | 76,311 | +65,758 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 65,022 | +65,022 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 50,875 | +50,875 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 49,594 | +49,594 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 33,362 | 75,415 | +42,053 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 39,093 | +39,093 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 44,222 | 82,010 | +37,788 | 0.01 | 0.01 | +0.00 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 32,232 | +32,232 | 0.00 | 0.05 | +0.05 | buy |
| Virtu Financial LLC | 0 | 32,000 | +32,000 | 0.00 | 0.02 | +0.02 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 30,611 | +30,611 | 0.00 | 0.02 | +0.02 | buy |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 0 | 18,646 | +18,646 | 0.00 | 0.00 | +0.00 | buy |
| Riverwater Partners LLC | 0 | 18,628 | +18,628 | 0.00 | 0.08 | +0.08 | buy |
| Kerrisdale Advisers, LLC | 0 | 17,967 | +17,967 | 0.00 | 0.06 | +0.06 | buy |
| Engineers Gate Manager LP | 10,650 | 25,205 | +14,555 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 0 | 11,479 | +11,479 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | 11,318 | +11,318 | 0.00 | 0.02 | +0.02 | buy |
| Jump Financial, LLC | 32,200 | 42,200 | +10,000 | 0.01 | 0.01 | +0.00 | buy |
| STATE STREET CORP | 76,057 | 85,457 | +9,400 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 244,597 | 251,895 | +7,298 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 1,165 | +1,165 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 152,922 | 153,961 | +1,039 | 0.00 | 0.00 | +0.00 | buy |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | 0 | 1,008 | +1,008 | 0.00 | 0.00 | +0.00 | buy |
| Informed Momentum Co LLC | 87,208 | 88,206 | +998 | 0.12 | 0.12 | +0.00 | buy |
| ESSEX INVESTMENT MANAGEMENT CO LLC | 335,903 | 336,722 | +819 | 0.53 | 0.53 | +0.00 | buy |
| nVerses Capital, LLC | 1,500 | 1,600 | +100 | 0.01 | 0.01 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 82 | +82 | 0.00 | 0.00 | +0.00 | buy |
| LASRY MARC | 161,827 | 161,827 | 0 | 1.06 | 2.10 | +1.04 | hold |
| SIGNATUREFD, LLC | 300 | 300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 26,688 | 26,688 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Allworth Financial LP | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rosalind Advisors, Inc. | 2,650,389 | 2,650,389 | 0 | 12.28 | 14.07 | +1.79 | hold |
| AllSquare Wealth Management LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallel Advisors, LLC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ikarian Capital, LLC | 100,370 | 100,370 | 0 | 0.26 | 0.28 | +0.02 | hold |
| Activest Wealth Management | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quent Capital, LLC | 949 | 949 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WealthPlan Investment Management, LLC | 17,443 | 17,443 | 0 | 0.02 | 0.02 | -0.01 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| NBC SECURITIES, INC. | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Investors Research Corp | 1,100 | 950 | -150 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 64,741 | 63,713 | -1,028 | 0.00 | 0.00 | +0.00 | sell |
| MARSHALL WACE, LLP | 92,731 | 90,908 | -1,823 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 21,835 | 17,382 | -4,453 | 0.00 | 0.00 | -0.00 | sell |
| Quantbot Technologies LP | 7,141 | 0 | -7,141 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 25,466 | 17,127 | -8,339 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 15,279 | 3,266 | -12,013 | 0.00 | 0.00 | -0.00 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 15,000 | 0 | -15,000 | 0.01 | 0.00 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 39,062 | 20,058 | -19,004 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE TRADING, LLC | 28,358 | 0 | -28,358 | 0.00 | 0.00 | -0.00 | sell |
| CIBC WORLD MARKET INC. | 229,074 | 200,492 | -28,582 | 0.00 | 0.00 | -0.00 | sell |
| Hunting Hill Global Capital, LLC | 68,402 | 13,222 | -55,180 | 0.28 | 0.17 | -0.12 | sell |
| Shellback Capital, LP | 161,688 | 0 | -161,688 | 0.10 | 0.00 | -0.10 | sell |
| ADAR1 Capital Management, LLC | 198,347 | 31,052 | -167,295 | 0.33 | 0.05 | -0.29 | sell |
| AIGH Capital Management LLC | 2,399,792 | 1,782,490 | -617,302 | 9.80 | 7.53 | -2.27 | sell |
| Vivo Capital, LLC | 1,666,746 | 997,005 | -669,741 | 1.29 | 0.75 | -0.54 | sell |