| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Rosalind Advisors, Inc. | 3,300,389 | 3,300,389 | 0 | 11.66 | 12.02 | +0.36 | hold |
| BlackRock, Inc. | 1,768,954 | 1,825,086 | +56,132 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 1,657,428 | 1,672,357 | +14,929 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 687,613 | 682,829 | -4,784 | 0.00 | 0.00 | -0.00 | sell |
| STATE STREET CORP | 621,250 | 608,008 | -13,242 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 272,095 | 587,678 | +315,583 | 0.00 | 0.00 | +0.00 | buy |
| Divisadero Street Capital Management, LP | 476,160 | 499,796 | +23,636 | 0.24 | 0.29 | +0.05 | buy |
| ExodusPoint Capital Management, LP | 379,583 | 496,705 | +117,122 | 0.06 | 0.06 | -0.00 | buy |
| Propel Bio Management, LLC | 438,509 | 438,509 | 0 | 4.72 | 3.78 | -0.94 | hold |
| Ikarian Capital, LLC | 431,251 | 431,251 | 0 | 0.94 | 0.56 | -0.37 | hold |
| CITADEL ADVISORS LLC | 449,315 | 368,865 | -80,450 | 0.00 | 0.00 | -0.00 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 256,200 | 361,599 | +105,399 | 0.00 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 253,015 | 308,550 | +55,535 | 0.00 | 0.00 | +0.00 | buy |
| Private Wealth Advisors, LLC | 156,283 | 290,481 | +134,198 | 0.63 | 1.06 | +0.42 | buy |
| Palisades Investment Partners, LLC | 262,942 | 267,138 | +4,196 | 1.11 | 1.02 | -0.09 | buy |
| Simplify Asset Management Inc. | 261,126 | 261,126 | 0 | 0.06 | 0.04 | -0.01 | hold |
| MILLENNIUM MANAGEMENT LLC | 239,254 | 246,444 | +7,190 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 252,727 | 240,604 | -12,123 | 0.00 | 0.00 | -0.00 | sell |
| ADAR1 Capital Management, LLC | 224,385 | 224,385 | 0 | 0.24 | 0.17 | -0.07 | hold |
| Diametric Capital, LP | 86,227 | 220,182 | +133,955 | 0.34 | 0.60 | +0.25 | buy |
| JANE STREET GROUP, LLC | 219,260 | 212,056 | -7,204 | 0.00 | 0.00 | -0.00 | sell |
| KENNEDY CAPITAL MANAGEMENT LLC | 413,820 | 202,752 | -211,068 | 0.10 | 0.04 | -0.05 | sell |
| UBS Group AG | 114,831 | 198,992 | +84,161 | 0.00 | 0.00 | +0.00 | buy |
| Lane Generational LLC | 0 | 197,690 | +197,690 | 0.00 | 1.81 | +1.81 | buy |
| ALGERT GLOBAL LLC | 0 | 171,595 | +171,595 | 0.00 | 0.03 | +0.03 | buy |
| CIBC WORLD MARKET INC. | 178,510 | 158,910 | -19,600 | 0.00 | 0.00 | -0.00 | sell |
| ROYCE & ASSOCIATES LP | 0 | 155,000 | +155,000 | 0.00 | 0.02 | +0.02 | buy |
| APIS CAPITAL ADVISORS, LLC | 246,000 | 136,000 | -110,000 | 0.58 | 0.24 | -0.34 | sell |
| Trexquant Investment LP | 118,780 | 118,083 | -697 | 0.01 | 0.01 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 119,262 | 114,562 | -4,700 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 279,160 | 103,826 | -175,334 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 69,429 | 100,993 | +31,564 | 0.00 | 0.00 | +0.00 | buy |
| Capital Advisors Wealth Management, LLC | 85,500 | 90,500 | +5,000 | 0.13 | 0.12 | -0.01 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 85,621 | 85,882 | +261 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 55,996 | 78,487 | +22,491 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 62,147 | 75,143 | +12,996 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 116,112 | 72,977 | -43,135 | 0.03 | 0.02 | -0.01 | sell |
| XTX Topco Ltd | 16,203 | 71,193 | +54,990 | 0.01 | 0.02 | +0.01 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 67,506 | 68,335 | +829 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 67,778 | +67,778 | 0.00 | 0.06 | +0.06 | buy |
| Nuveen, LLC | 66,358 | 66,358 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NOMURA HOLDINGS INC | 20,617 | 64,367 | +43,750 | 0.00 | 0.00 | +0.00 | buy |
| AWM Investment Company, Inc. | 57,721 | 60,000 | +2,279 | 0.06 | 0.06 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 65,128 | 57,782 | -7,346 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 30,756 | 52,140 | +21,384 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 43,237 | 47,079 | +3,842 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 27,357 | 45,953 | +18,596 | 0.00 | 0.01 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 33,334 | 43,332 | +9,998 | 0.03 | 0.03 | +0.00 | buy |
| Pale Fire Capital SE | 0 | 40,085 | +40,085 | 0.00 | 0.05 | +0.05 | buy |
| Man Group plc | 28,453 | 38,158 | +9,705 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 15,584 | 37,271 | +21,687 | 0.00 | 0.00 | +0.00 | buy |
| Tripletail Wealth Management, LLC | 36,825 | 36,825 | 0 | 0.49 | 0.47 | -0.02 | hold |
| Verition Fund Management LLC | 35,838 | 35,600 | -238 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 42,508 | 34,579 | -7,929 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 18,541 | 32,820 | +14,279 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 16,874 | 28,999 | +12,125 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 31,915 | 28,110 | -3,805 | 0.01 | 0.01 | +0.00 | sell |
| Stonepine Capital Management, LLC | 0 | 27,232 | +27,232 | 0.00 | 0.22 | +0.22 | buy |
| Quantbot Technologies LP | 0 | 27,027 | +27,027 | 0.00 | 0.01 | +0.01 | buy |
| State of Alaska, Department of Revenue | 2,011 | 26,033 | +24,022 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 288,763 | 24,342 | -264,421 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 22,914 | 24,162 | +1,248 | 0.00 | 0.00 | -0.00 | buy |
| SEI INVESTMENTS CO | 0 | 22,029 | +22,029 | 0.00 | 0.00 | +0.00 | buy |
| CORSAIR CAPITAL MANAGEMENT, L.P. | 0 | 20,000 | +20,000 | 0.00 | 0.03 | +0.03 | buy |
| MetLife Investment Management, LLC | 18,669 | 18,669 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTECH INVESTMENT MANAGEMENT LLC | 15,560 | 17,595 | +2,035 | 0.00 | 0.00 | +0.00 | buy |
| WealthPlan Investment Management, LLC | 17,443 | 17,443 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Invesco Ltd. | 19,079 | 17,095 | -1,984 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 1,886 | 16,318 | +14,432 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 16,076 | 16,076 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROYAL BANK OF CANADA | 12,570 | 16,019 | +3,449 | 0.00 | 0.00 | +0.00 | buy |
| SkyOak Wealth, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.03 | +0.03 | buy |
| ALLIANCEBERNSTEIN L.P. | 14,000 | 14,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 14,154 | 13,820 | -334 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 20,029 | 13,283 | -6,746 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 12,501 | 12,927 | +426 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 155,082 | 12,581 | -142,501 | 0.01 | 0.00 | -0.01 | sell |
| Hunting Hill Global Capital, LLC | 17,882 | 12,284 | -5,598 | 0.07 | 0.12 | +0.05 | sell |
| Quadrature Capital Ltd | 14,025 | 11,888 | -2,137 | 0.00 | 0.00 | -0.00 | sell |
| Brooklyn Investment Group | 42,115 | 11,887 | -30,228 | 0.05 | 0.01 | -0.04 | sell |
| NBC SECURITIES, INC. | 11,861 | 11,679 | -182 | 0.01 | 0.01 | -0.00 | sell |
| PharVision Advisers, LLC | 15,035 | 11,220 | -3,815 | 0.09 | 0.06 | -0.03 | sell |
| SHERBROOKE PARK ADVISERS LLC | 0 | 10,883 | +10,883 | 0.00 | 0.28 | +0.28 | buy |
| Soleus Capital Management, L.P. | 10,000 | 10,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Police & Firemen's Retirement System of New Jersey | 8,795 | 8,795 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 262 | 7,482 | +7,220 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 5,826 | 6,437 | +611 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 3,356 | 3,167 | -189 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 3,075 | 3,075 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Russell Investments Group, Ltd. | 2,709 | 2,713 | +4 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 1,882 | 1,833 | -49 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 1,296 | 1,509 | +213 | 0.00 | 0.00 | +0.00 | buy |
| AlphaQuest LLC | 0 | 1,433 | +1,433 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 6,270 | 1,129 | -5,141 | 0.00 | 0.00 | -0.00 | sell |
| Activest Wealth Management | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 1,029 | 935 | -94 | 0.00 | 0.00 | -0.00 | sell |
| Geneos Wealth Management Inc. | 923 | 923 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quent Capital, LLC | 949 | 894 | -55 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 2,640 | 829 | -1,811 | 0.01 | 0.00 | -0.01 | sell |
| Federation des caisses Desjardins du Quebec | 800 | 800 | 0 | 0.00 | 0.00 | -0.00 | hold |