Stock Transactions — AES CORP

Total Bought
73,178,738
388 transactions
Total Sold
56,204,028
320 transactions
Net
+16,974,710
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
AMERIPRISE FINANCIAL INC24,658,30833,846,653+9,188,3450.080.09+0.01buy
FIRST TRUST ADVISORS LP1,867,3127,541,717+5,674,4050.020.06+0.04buy
Point72 Asset Management, L.P.1,202,2685,394,764+4,192,4960.040.13+0.09buy
GOLDMAN SACHS GROUP INC7,115,43811,106,786+3,991,3480.020.02+0.00buy
BANK OF AMERICA CORP /DE/8,821,29412,459,032+3,637,7380.010.01+0.00buy
Mitsubishi UFJ Trust & Banking Corp287,0163,086,164+2,799,1480.010.08+0.07buy
HSBC HOLDINGS PLC797,9433,115,174+2,317,2310.010.02+0.01buy
SOUND SHORE MANAGEMENT INC /CT/6,097,9468,067,687+1,969,7412.652.89+0.24buy
STATE STREET CORP41,888,53543,741,919+1,853,3840.020.02-0.00buy
CastleKnight Management LP746,3002,503,100+1,756,8000.991.74+0.75buy
Man Group plc01,670,600+1,670,6000.000.04+0.04buy
MORGAN STANLEY25,185,95726,854,526+1,668,5690.020.02-0.00buy
Ensign Peak Advisors, Inc1,662,4093,281,339+1,618,9300.040.06+0.02buy
NORTHERN TRUST CORP6,419,4657,762,581+1,343,1160.010.01-0.00buy
GEODE CAPITAL MANAGEMENT, LLC23,197,51424,389,981+1,192,4670.020.02-0.00buy
ROYAL BANK OF CANADA1,790,5402,961,950+1,171,4100.000.01+0.00buy
CSM Advisors, LLC01,135,596+1,135,5960.000.35+0.35buy
Invesco Ltd.20,790,95621,856,100+1,065,1440.050.04-0.01buy
Susquehanna Portfolio Strategies, LLC01,035,811+1,035,8110.000.24+0.24buy
Yaupon Capital Management LP0994,713+994,7130.000.69+0.69buy
ENVESTNET ASSET MANAGEMENT INC1,270,5432,135,322+864,7790.010.01+0.00buy
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC7,043,4617,812,629+769,1681.341.25-0.09buy
Quantbot Technologies LP182,496883,016+700,5200.070.24+0.17buy
LAZARD ASSET MANAGEMENT LLC278,592968,333+689,7410.010.01+0.01buy
ADAGE CAPITAL PARTNERS GP, L.L.C.0652,012+652,0120.000.01+0.01buy
Rockefeller Capital Management L.P.707,2851,302,693+595,4080.020.03+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP1,476,4972,009,632+533,1350.030.03+0.00buy
Brevan Howard Capital Management LP112,172612,231+500,0590.040.07+0.03buy
SG Americas Securities, LLC183,815665,409+481,5940.010.03+0.02buy
THRIVENT FINANCIAL FOR LUTHERANS1,067,4691,548,858+481,3890.030.04+0.01buy
Vennlight Capital Management, LP0424,291+424,2910.004.90+4.90buy
AMERICAN CENTURY COMPANIES INC2,034,1602,450,371+416,2110.020.01-0.00buy
Saba Capital Management, L.P.0369,582+369,5820.000.11+0.11buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/7,377,8487,747,121+369,2730.030.03-0.00buy
Schonfeld Strategic Advisors LLC209,433566,978+357,5450.020.04+0.03buy
Janney Montgomery Scott LLC163,526470,078+306,5520.010.01+0.01buy
Wakefield Asset Management LLLP0306,293+306,2930.000.90+0.90buy
TWINBEECH CAPITAL LP0301,731+301,7310.000.07+0.07buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM819,3321,120,421+301,0890.010.01+0.00buy
BRUNI J V & CO /CO2,014,5552,311,019+296,4642.912.56-0.35buy
Envestnet Portfolio Solutions, Inc.543,580839,810+296,2300.030.03+0.01buy
ALLIANCEBERNSTEIN L.P.1,055,4051,346,543+291,1380.000.00-0.00buy
LPL Financial LLC634,974922,471+287,4970.000.00+0.00buy
FRANKLIN RESOURCES INC2,484,1862,769,891+285,7050.010.01-0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC7,134,7717,406,407+271,6360.020.01-0.00buy
SIMPLEX TRADING, LLC291,962560,576+268,6140.130.16+0.03buy
DIMENSIONAL FUND ADVISORS LP5,907,2646,172,585+265,3210.020.02-0.00buy
Slagle Financial, LLC0253,425+253,4250.001.07+1.07buy
FIRST CITIZENS BANK & TRUST CO600,545847,809+247,2640.190.16-0.03buy
STIFEL FINANCIAL CORP485,233724,809+239,5760.010.01+0.00buy
PEAK6 LLC8,462231,062+222,6000.000.08+0.08buy
Empower Advisory Group, LLC4,537,0954,757,212+220,1170.180.15-0.03buy
Rock Point Advisors, LLC924,1721,143,467+219,2953.543.39-0.15buy
Virtu Financial LLC0217,256+217,2560.000.12+0.12buy
Caption Management, LLC9,300220,300+211,0000.010.21+0.21buy
Legal & General Group Plc1,946,9912,157,523+210,5320.010.01-0.00buy
GROUP ONE TRADING LLC293,741492,072+198,3310.150.17+0.02buy
ARCADIA INVESTMENT MANAGEMENT CORP/MI13,600211,455+197,8550.030.36+0.33buy
NOMURA HOLDINGS INC22,509219,702+197,1930.000.02+0.01buy
Ausbil Investment Management Ltd0184,565+184,5650.001.14+1.14buy
Advisors Asset Management, Inc.424,726603,758+179,0320.100.11+0.01buy
COZAD ASSET MANAGEMENT INC0178,988+178,9880.000.16+0.16buy
Parallax Volatility Advisers, L.P.455,972630,933+174,9610.180.27+0.08buy
SEI INVESTMENTS CO365,006535,805+170,7990.010.01+0.00buy
Police & Firemen's Retirement System of New Jersey103,052269,606+166,5540.010.03+0.01buy
CITIGROUP INC2,921,6753,085,843+164,1680.030.02-0.01buy
ONTARIO TEACHERS PENSION PLAN BOARD0162,941+162,9410.000.04+0.04buy
READYSTATE ASSET MANAGEMENT LP112,240274,814+162,5740.070.12+0.05buy
Delta Investment Management, LLC0158,581+158,5810.000.32+0.32buy
Carson Advisory Inc.142,900297,535+154,6351.201.99+0.79buy
IMC-Chicago, LLC0151,383+151,3830.000.04+0.04buy
Amundi198,129345,424+147,2950.000.00+0.00buy
FIRST FINANCIAL BANKSHARES INC616,965757,280+140,3150.170.18+0.01buy
Walleye Trading LLC50,783190,258+139,4750.020.05+0.03buy
Quantitative Investment Management, LLC0137,881+137,8810.000.19+0.19buy
Weaver C. Barksdale & Associates, Inc.56,515190,982+134,4670.671.93+1.26buy
Nuveen, LLC1,478,0161,607,299+129,2830.010.00-0.00buy
NORTH STAR ASSET MANAGEMENT INC1,602,8161,731,382+128,5660.910.77-0.14buy
Aquatic Capital Management LLC246,519372,480+125,9610.080.08+0.00buy
Bank of New York Mellon Corp4,126,6044,247,200+120,5960.010.01-0.00buy
RFG Advisory, LLC0112,265+112,2650.000.03+0.03buy
Gotham Asset Management, LLC48,973157,202+108,2290.010.01+0.00buy
Investment Management Corp of Ontario186,699291,722+105,0230.050.04-0.00buy
MACKENZIE FINANCIAL CORP26,112128,851+102,7390.000.00+0.00buy
Holocene Advisors, LP164,791264,576+99,7850.010.01+0.00buy
Orbis Allan Gray Ltd27,518,95227,618,252+99,3001.951.41-0.54buy
Quantessence Capital LLC095,615+95,6150.000.30+0.30buy
OAK FAMILY ADVISORS, LLC244,865338,305+93,4401.261.29+0.02buy
TEACHER RETIREMENT SYSTEM OF TEXAS216,978301,905+84,9270.010.01+0.00buy
Kovitz Investment Group Partners, LLC43,231125,998+82,7670.000.01+0.00buy
STEPHENS INC /AR/710,831791,336+80,5050.130.11-0.01buy
Ridgewood Investments LLC078,843+78,8430.000.36+0.36buy
MOODY NATIONAL BANK TRUST DIVISION078,003+78,0030.000.08+0.08buy
ICON ADVISERS INC/CO077,223+77,2230.000.19+0.19buy
CIBC WORLD MARKETS CORP53,411129,940+76,5290.010.01+0.00buy
Retirement Solution LLC107,404182,925+75,5210.380.49+0.11buy
JONES FINANCIAL COMPANIES LLLP2,52077,077+74,5570.000.00+0.00buy
Bridgefront Capital, LLC071,927+71,9270.000.20+0.20buy
New Century Financial Group, LLC069,224+69,2240.000.85+0.85buy
NFJ INVESTMENT GROUP, LLC1,577,6521,645,879+68,2270.660.60-0.06buy
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