Stock Transactions — AES CORP

Total Bought
90,318,688
341 transactions
Total Sold
128,006,460
348 transactions
Net
-37,687,772
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Point72 Asset Management, L.P.09,450,401+9,450,4010.000.33+0.33buy
FMR LLC41,146,20049,173,626+8,027,4260.050.04-0.01buy
AMERIPRISE FINANCIAL INC21,051,99028,571,119+7,519,1290.110.09-0.01buy
Invesco Ltd.9,710,72015,948,807+6,238,0870.040.04+0.00buy
SOUND SHORE MANAGEMENT INC /CT/05,367,768+5,367,7680.002.28+2.28buy
UBS Group AG1,666,0605,528,165+3,862,1050.010.02+0.01buy
Empyrean Capital Partners, LP03,755,000+3,755,0000.002.43+2.43buy
D. E. Shaw & Co., Inc.1,631,0375,036,837+3,405,8000.040.07+0.03buy
MILLENNIUM MANAGEMENT LLC3,387,3506,625,594+3,238,2440.060.07+0.01buy
M&G Plc6,511,7608,753,343+2,241,5830.470.70+0.23buy
DEUTSCHE BANK AG\1,714,5063,950,924+2,236,4180.010.02+0.01buy
Zimmer Partners, LP20,0001,750,000+1,730,0000.010.39+0.38buy
CITADEL ADVISORS LLC1,876,9253,338,903+1,461,9780.040.04+0.00buy
JANE STREET GROUP, LLC164,4091,430,375+1,265,9660.010.03+0.02buy
Cubist Systematic Strategies, LLC01,093,283+1,093,2830.000.23+0.23buy
DIMENSIONAL FUND ADVISORS LP3,239,0734,301,147+1,062,0740.020.01-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP236,6671,223,713+987,0460.010.02+0.02buy
Squarepoint Ops LLC637,6281,618,977+981,3490.040.05+0.01buy
ALGERT GLOBAL LLC140,175950,708+810,5330.080.29+0.21buy
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC5,802,7636,602,427+799,6641.851.50-0.35buy
EVERGREEN CAPITAL MANAGEMENT LLC472,1871,271,550+799,3630.320.53+0.21buy
Parallax Volatility Advisers, L.P.71,604849,924+778,3200.040.24+0.20buy
CITIGROUP INC2,865,0563,627,904+762,8480.050.04-0.01buy
ArrowMark Colorado Holdings LLC275,0001,010,800+735,8000.070.17+0.10buy
NORTHERN TRUST CORP5,931,0016,559,912+628,9110.020.01-0.01buy
Aquatic Capital Management LLC257,100881,345+624,2450.130.31+0.17buy
Man Group plc48,390645,210+596,8200.000.03+0.02buy
Trexquant Investment LP844,7801,416,727+571,9470.210.21-0.00buy
THRIVENT FINANCIAL FOR LUTHERANS219,270739,995+520,7250.010.02+0.01buy
Brevan Howard Capital Management LP0480,606+480,6060.000.15+0.15buy
BALYASNY ASSET MANAGEMENT L.P.23,018472,741+449,7230.000.01+0.01buy
Connor, Clark & Lunn Investment Management Ltd.0445,620+445,6200.000.03+0.03buy
Empower Advisory Group, LLC3,522,3343,961,827+439,4930.240.17-0.07buy
Sumitomo Mitsui Trust Group, Inc.1,596,0002,030,356+434,3560.020.02-0.00buy
Ensign Peak Advisors, Inc1,310,8471,739,558+428,7110.050.04-0.01buy
ARDSLEY ADVISORY PARTNERS LP38,000450,000+412,0000.141.12+0.98buy
Jump Financial, LLC264,045671,108+407,0630.110.18+0.07buy
APG Asset Management N.V.0400,600+400,6000.000.01+0.01buy
CastleKnight Management LP28,500425,100+396,6000.070.60+0.53buy
VAN LANSCHOT KEMPEN INVESTMENT MANAGEMENT N.V.0383,564+383,5640.000.05+0.05buy
GEODE CAPITAL MANAGEMENT, LLC16,513,91716,895,678+381,7610.030.02-0.01buy
MARSHALL WACE, LLP0373,658+373,6580.000.01+0.01buy
RWC Asset Management LLP0370,023+370,0230.000.24+0.24buy
ADAGE CAPITAL PARTNERS GP, L.L.C.1,828,4182,189,312+360,8940.060.05-0.02buy
American Trust Investment Advisors, LLC0354,410+354,4100.001.87+1.87buy
SIR Capital Management, L.P.1,798,9172,100,958+302,0413.512.79-0.72buy
IMC-Chicago, LLC0297,573+297,5730.000.10+0.10buy
SG Americas Securities, LLC8,833298,131+289,2980.000.02+0.02buy
SEI INVESTMENTS CO72,162324,906+252,7440.000.01+0.00buy
Shellback Capital, LP350,000600,000+250,0000.570.53-0.04buy
Bank of New York Mellon Corp4,507,3454,756,831+249,4860.020.01-0.01buy
AMERICAN CENTURY COMPANIES INC1,538,5731,784,619+246,0460.020.01-0.00buy
GROUP ONE TRADING LLC42,910286,997+244,0870.030.13+0.09buy
ALLIANCEBERNSTEIN L.P.1,196,3921,439,334+242,9420.010.01-0.00buy
HSBC HOLDINGS PLC3,011,7843,238,885+227,1010.040.03-0.01buy
SIMPLEX TRADING, LLC0225,238+225,2380.000.08+0.08buy
TWINBEECH CAPITAL LP0221,904+221,9040.000.05+0.05buy
Andra AP-fonden0214,700+214,7000.000.04+0.04buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC6,694,2396,879,259+185,0200.030.02-0.01buy
Leibman Financial Services, Inc.0184,566+184,5660.001.73+1.73buy
TUDOR INVESTMENT CORP ET AL231,240402,734+171,4940.050.06+0.00buy
FIRST TRUST ADVISORS LP306,116471,026+164,9100.010.01-0.00buy
STIFEL FINANCIAL CORP288,647452,197+163,5500.010.01-0.00buy
READYSTATE ASSET MANAGEMENT LP0159,245+159,2450.000.09+0.09buy
Pacer Advisors, Inc.0155,000+155,0000.000.00+0.00buy
DECADE RENEWABLE PARTNERS LP262,200416,600+154,4002.762.62-0.14buy
LOS ANGELES CAPITAL MANAGEMENT LLC0153,215+153,2150.000.01+0.01buy
Quadrature Capital Ltd79,102232,277+153,1750.040.06+0.02buy
Redwood Investment Management, LLC0146,483+146,4830.000.18+0.18buy
Quinn Opportunity Partners LLC273,030419,030+146,0000.550.39-0.16buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2,946,8623,089,385+142,5230.020.01-0.01buy
Venture Visionary Partners LLC0142,512+142,5120.000.08+0.08buy
TOWNSQUARE CAPITAL LLC385,386519,867+134,4810.090.08-0.02buy
STEPHENS INC /AR/198,704332,012+133,3080.060.06+0.00buy
Nebula Research & Development LLC0133,154+133,1540.000.20+0.20buy
BTG Pactual Asset Management US LLC0129,718+129,7180.000.22+0.22buy
Alden Global Capital LLC100,179226,246+126,0672.172.84+0.67buy
Kerusso Capital Management LLC154,878274,560+119,6821.972.26+0.28buy
Verition Fund Management LLC699,697817,319+117,6220.100.05-0.04buy
Atria Wealth Solutions, Inc.0116,676+116,6760.000.02+0.02buy
OMERS ADMINISTRATION Corp23,354139,971+116,6170.000.02+0.01buy
OPPENHEIMER ASSET MANAGEMENT INC.447,842559,752+111,9100.110.09-0.02buy
SCP Investment, LP28,800139,600+110,8000.421.37+0.95buy
Retirement Solution LLC0107,404+107,4040.000.36+0.36buy
Advisors Asset Management, Inc.118,256221,857+103,6010.040.05+0.01buy
NORTH STAR ASSET MANAGEMENT INC1,413,9301,515,444+101,5141.270.86-0.41buy
Providence Capital Advisors, LLC372,983473,481+100,4981.491.24-0.25buy
Maxi Investments CY Ltd0100,170+100,1700.000.25+0.25buy
Aventail Capital Group, LP240,000339,709+99,7090.280.23-0.05buy
INTECH INVESTMENT MANAGEMENT LLC271,090369,324+98,2340.060.05-0.01buy
Marathon Trading Investment Management LLC092,698+92,6980.000.20+0.20buy
CenterBook Partners LP089,956+89,9560.000.07+0.07buy
GSA CAPITAL PARTNERS LLP18,185107,769+89,5840.030.10+0.08buy
North Star Investment Management Corp.95,994179,006+83,0120.130.16+0.03buy
Baird Financial Group, Inc.155,560238,362+82,8020.010.01-0.00buy
Penn Mutual Asset Management37,000119,500+82,5001.472.77+1.30buy
Mork Capital Management, LLC078,400+78,4000.000.66+0.66buy
Rock Point Advisors, LLC760,775838,482+77,7074.173.15-1.02buy
DRW Securities, LLC35,419112,834+77,4150.040.10+0.06buy
AXQ CAPITAL, LP14,66491,867+77,2030.090.53+0.44buy
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