| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 3,864,757 | 13,186,895 | +9,322,138 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,523,114 | 5,299,457 | +2,776,343 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 1,090,111 | 2,314,180 | +1,224,069 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 499,127 | 1,656,651 | +1,157,524 | 0.00 | 0.00 | +0.00 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 577,435 | +577,435 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 129,924 | 577,435 | +447,511 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 426,169 | +426,169 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 23,213 | 391,675 | +368,462 | 0.00 | 0.00 | +0.00 | buy |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 0 | 304,562 | +304,562 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 143,190 | 444,774 | +301,584 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 0 | 245,384 | +245,384 | 0.00 | 0.00 | +0.00 | buy |
| Aster Capital Management (DIFC) Ltd | 0 | 218,241 | +218,241 | 0.00 | 0.03 | +0.03 | buy |
| DEUTSCHE BANK AG\ | 0 | 183,324 | +183,324 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 0 | 183,117 | +183,117 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 0 | 151,233 | +151,233 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 0 | 129,536 | +129,536 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 393,309 | 508,668 | +115,359 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 0 | 110,301 | +110,301 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 100,129 | +100,129 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 84,857 | +84,857 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspire Advisors, LLC | 0 | 80,088 | +80,088 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 83,984 | 148,292 | +64,308 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 0 | 54,351 | +54,351 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 0 | 44,900 | +44,900 | 0.00 | 0.00 | +0.00 | buy |
| State of Wyoming | 0 | 43,879 | +43,879 | 0.00 | 0.01 | +0.01 | buy |
| ZACKS INVESTMENT MANAGEMENT | 0 | 42,084 | +42,084 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 37,569 | +37,569 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 0 | 37,232 | +37,232 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 34,020 | +34,020 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 29,795 | +29,795 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 32,368 | 58,365 | +25,997 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 0 | 24,129 | +24,129 | 0.00 | 0.00 | +0.00 | buy |
| UNITED BANK | 0 | 21,170 | +21,170 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 0 | 17,988 | +17,988 | 0.00 | 0.00 | +0.00 | buy |
| XPONANCE, INC. | 0 | 17,522 | +17,522 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 20,390 | 37,793 | +17,403 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 17,008 | +17,008 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 16,724 | +16,724 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 0 | 14,103 | +14,103 | 0.00 | 0.00 | +0.00 | buy |
| Warwick Investment Management, Inc. | 0 | 11,300 | +11,300 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 10,046 | +10,046 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 27,847 | 37,847 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 128 | 5,878 | +5,750 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 419,355 | 424,373 | +5,018 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 34,810 | 37,903 | +3,093 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 2,538 | +2,538 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 1,300 | 3,800 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 0 | 647 | +647 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 7,135 | 7,445 | +310 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 0 | 230 | +230 | 0.00 | 0.00 | +0.00 | buy |
| Tradewinds Capital Management, LLC | 0 | 224 | +224 | 0.00 | 0.00 | +0.00 | buy |
| Dauntless Investment Group, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 3 | 45 | +42 | 0.00 | 0.00 | +0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 83,795 | 83,795 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ALBION FINANCIAL GROUP /UT | 3,043 | 3,043 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 29 | 29 | 0 | 0.00 | 0.00 | 0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 221,000 | 221,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TRUST CO OF VERMONT | 1,553 | 1,553 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 887 | 887 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROADWOOD CAPITAL INC | 49,560,992 | 49,560,992 | 0 | 5.52 | 3.39 | -2.13 | hold |
| Lafayette Investments, Inc. | 13,000 | 13,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Equitable Holdings, Inc. | 30,012 | 30,012 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC WORLD MARKET INC. | 47,050 | 47,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 99,870 | 99,870 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROWN BROTHERS HARRIMAN & CO | 9,379 | 9,379 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Elgethun Capital Management | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RED CRANE WEALTH MANAGEMENT, LLC | 597,263 | 597,263 | 0 | 0.78 | 0.58 | -0.20 | hold |
| Beirne Wealth Consulting Services, LLC | 45,000 | 45,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Founders Capital Management | 16,000 | 16,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WoodTrust Financial Corp | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quadrant Private Wealth Management, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Larson Financial Group LLC | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 5,309 | 5,309 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 1,400 | 1,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Williams Jones Wealth Management, LLC. | 101,300 | 101,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacifica Partners Inc. | 2,926 | 2,926 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SkyOak Wealth, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 3 | 3 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLFF WIESE MAGANA LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allegheny Financial Group | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Piscataqua Savings Bank | 12,499 | 12,499 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Beverly Hills Private Wealth, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LAZARI CAPITAL MANAGEMENT, INC. | 10,500 | 10,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TD Waterhouse Canada Inc. | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Smartleaf Asset Management LLC | 177 | 177 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AssuredPartners Investment Advisors, LLC | 16,500 | 16,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rossby Financial, LCC | 58 | 58 | 0 | 0.00 | 0.00 | -0.00 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 4,600,000 | 4,600,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 1,600 | 1,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHAPIN DAVIS, INC. | 20,029 | 20,029 | 0 | 0.01 | 0.00 | -0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 1,589 | 1,589 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Planning | 13,685 | 13,600 | -85 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 22,202 | 22,002 | -200 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 12,514 | 12,280 | -234 | 0.00 | 0.00 | -0.00 | sell |
| Western Wealth Management, LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 193,308 | 192,926 | -382 | 0.00 | 0.00 | -0.00 | sell |
| Mesirow Financial Investment Management, Inc. | 30,500 | 30,000 | -500 | 0.00 | 0.00 | -0.00 | sell |