| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RAFFLES ASSOCIATES LP | 3,209,981 | 4,357,781 | +1,147,800 | 5.51 | 4.90 | -0.62 | buy |
| ROYAL BANK OF CANADA | 0 | 647,463 | +647,463 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 2,177,209 | 2,562,869 | +385,660 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 3,253,056 | 3,596,006 | +342,950 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 26,554 | 164,584 | +138,030 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 41,698 | 168,978 | +127,280 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 321,196 | 435,958 | +114,762 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 8,373,771 | 8,473,967 | +100,196 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 0 | 78,454 | +78,454 | 0.00 | 0.01 | +0.01 | buy |
| XTX Topco Ltd | 0 | 61,515 | +61,515 | 0.00 | 0.01 | +0.01 | buy |
| Qube Research & Technologies Ltd | 13,123 | 68,286 | +55,163 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 530,600 | 583,622 | +53,022 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 365,952 | 416,415 | +50,463 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,311,281 | 1,360,925 | +49,644 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 0 | 47,139 | +47,139 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 31,177 | +31,177 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 17,730 | 46,580 | +28,850 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 115,080 | 132,491 | +17,411 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 25,853 | 36,094 | +10,241 | 0.00 | 0.00 | -0.00 | buy |
| UNITED BANK | 42,000 | 52,000 | +10,000 | 0.01 | 0.01 | -0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 47,830 | 56,786 | +8,956 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 69,709 | 78,181 | +8,472 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 60,376 | 67,441 | +7,065 | 0.00 | 0.00 | -0.00 | buy |
| Defender Capital, LLC. | 4,967,675 | 4,972,975 | +5,300 | 2.50 | 1.69 | -0.81 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 161,314 | 165,394 | +4,080 | 0.00 | 0.00 | -0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 206,243 | 207,764 | +1,521 | 0.00 | 0.00 | -0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 17,851 | 19,277 | +1,426 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 636 | +636 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,513 | 1,643 | +130 | 0.00 | 0.00 | -0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,292 | 3,319 | +27 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 56,749 | 56,764 | +15 | 0.00 | 0.00 | -0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 33,795 | 33,795 | 0 | 0.01 | 0.00 | -0.00 | hold |
| ALBION FINANCIAL GROUP /UT | 3,043 | 3,043 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 10,656 | 10,656 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 29 | 29 | 0 | 0.00 | 0.00 | 0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 681,766 | 681,766 | 0 | 0.02 | 0.02 | -0.00 | hold |
| OXFORD FINANCIAL GROUP, LTD. LLC | 12,630 | 12,630 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROADWOOD CAPITAL INC | 41,666,255 | 41,666,255 | 0 | 4.63 | 3.14 | -1.49 | hold |
| Lafayette Investments, Inc. | 13,000 | 13,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 16,750 | 16,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC WORLD MARKET INC. | 46,050 | 46,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plante Moran Financial Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 4,755 | 4,755 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Madrona Financial Services, LLC | 15,000 | 15,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Riggs Asset Managment Co. Inc. | 9,600 | 9,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Long Focus Capital Management, LLC | 215,000 | 215,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Fort Sheridan Advisors LLC | 32,177 | 32,177 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Elgethun Capital Management | 15,000 | 15,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Beirne Wealth Consulting Services, LLC | 45,000 | 45,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Founders Capital Management | 8,000 | 8,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Crewe Advisors LLC | 1,016 | 1,016 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Williams Jones Wealth Management, LLC. | 101,300 | 101,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacifica Partners Inc. | 2,926 | 2,926 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SkyOak Wealth, LLC | 15,000 | 15,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DCF Advisers, LLC | 107,751 | 107,751 | 0 | 0.10 | 0.06 | -0.04 | hold |
| Allegheny Financial Group | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Coppell Advisory Solutions LLC | 63 | 63 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Piscataqua Savings Bank | 12,499 | 12,499 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Newbridge Financial Services Group, Inc. | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fifth Third Wealth Advisors LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Straight Path Wealth Management | 16,200 | 16,200 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Beacon Capital Management, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 44 | 44 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PFG Investments, LLC | 21,202 | 21,202 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farrow Financial Inc. | 11,500 | 11,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 47,761 | 47,761 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 40,449 | 40,449 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 15,644 | 15,644 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMERIPRISE FINANCIAL INC | 23,660 | 23,660 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ST GERMAIN D J CO INC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 4,351 | 4,351 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 14 | 14 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avior Wealth Management, LLC | 321 | 300 | -21 | 0.00 | 0.00 | -0.00 | sell |
| CENTRAL TRUST Co | 29 | 0 | -29 | 0.00 | 0.00 | -0.00 | sell |
| Covestor Ltd | 33 | 0 | -33 | 0.00 | 0.00 | 0.00 | sell |
| FIRST MANHATTAN CO. LLC. | 94 | 0 | -94 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 15,218 | 14,992 | -226 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 2,101 | 1,873 | -228 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 250,295 | 250,000 | -295 | 0.00 | 0.00 | -0.00 | sell |
| BFSG, LLC | 355 | 0 | -355 | 0.00 | 0.00 | -0.00 | sell |
| VICTORY CAPITAL MANAGEMENT INC | 24,670 | 24,280 | -390 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 58,383 | 57,953 | -430 | 0.00 | 0.00 | -0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 1,666 | 0 | -1,666 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 26,101 | 24,172 | -1,929 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 16,840 | 14,840 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 13,341 | 10,705 | -2,636 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 6,299 | 2,855 | -3,444 | 0.00 | 0.00 | -0.00 | sell |
| Quadrant Private Wealth Management, LLC | 15,000 | 10,000 | -5,000 | 0.01 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 6,059 | 403 | -5,656 | 0.00 | 0.00 | -0.00 | sell |
| ProShare Advisors LLC | 23,841 | 17,774 | -6,067 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 63,971 | 55,671 | -8,300 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 32,400 | 22,500 | -9,900 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 41,515 | 31,519 | -9,996 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 15,000 | 0 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| DAFNA Capital Management LLC | 1,366,308 | 1,350,708 | -15,600 | 0.46 | 0.32 | -0.14 | sell |
| DEUTSCHE BANK AG\ | 74,899 | 57,611 | -17,288 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 186,627 | 146,191 | -40,436 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 1,232,546 | 1,191,318 | -41,228 | 0.00 | 0.00 | -0.00 | sell |