| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GEODE CAPITAL MANAGEMENT, LLC | 2,523,114 | 5,299,457 | +2,776,343 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 426,169 | +426,169 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 23,213 | 391,675 | +368,462 | 0.00 | 0.00 | +0.00 | buy |
| FLPUTNAM INVESTMENT MANAGEMENT CO | 0 | 304,562 | +304,562 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 0 | 129,536 | +129,536 | 0.00 | 0.00 | +0.00 | buy |
| ZACKS INVESTMENT MANAGEMENT | 0 | 42,084 | +42,084 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 0 | 37,569 | +37,569 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 0 | 37,232 | +37,232 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 0 | 34,020 | +34,020 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 29,795 | +29,795 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 0 | 24,129 | +24,129 | 0.00 | 0.00 | +0.00 | buy |
| UNITED BANK | 0 | 21,170 | +21,170 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 0 | 16,724 | +16,724 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 0 | 14,103 | +14,103 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 34,810 | 37,903 | +3,093 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 0 | 2,538 | +2,538 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 0 | 647 | +647 | 0.00 | 0.00 | +0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 83,795 | 83,795 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ALBION FINANCIAL GROUP /UT | 3,043 | 3,043 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 29 | 29 | 0 | 0.00 | 0.00 | 0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 221,000 | 221,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TRUST CO OF VERMONT | 1,553 | 1,553 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 887 | 887 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROADWOOD CAPITAL INC | 49,560,992 | 49,560,992 | 0 | 5.52 | 3.39 | -2.13 | hold |
| Lafayette Investments, Inc. | 13,000 | 13,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Equitable Holdings, Inc. | 30,012 | 30,012 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC WORLD MARKET INC. | 47,050 | 47,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 12,514 | 12,280 | -234 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 15,879 | 14,394 | -1,485 | 0.00 | 0.00 | -0.00 | sell |
| VICTORY CAPITAL MANAGEMENT INC | 26,921 | 21,668 | -5,253 | 0.00 | 0.00 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| STONERIDGE INVESTMENT PARTNERS LLC | 12,540 | 0 | -12,540 | 0.01 | 0.00 | -0.01 | sell |
| OXFORD FINANCIAL GROUP, LTD. LLC | 12,630 | 0 | -12,630 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 14,942 | 0 | -14,942 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 88,585 | 54,947 | -33,638 | 0.00 | 0.00 | -0.00 | sell |
| OMERS ADMINISTRATION Corp | 109,000 | 0 | -109,000 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 111,287 | 0 | -111,287 | 0.00 | 0.00 | -0.00 | sell |
| RAFFLES ASSOCIATES LP | 5,362,788 | 5,197,788 | -165,000 | 7.35 | 5.80 | -1.55 | sell |
| GSA CAPITAL PARTNERS LLP | 185,061 | 0 | -185,061 | 0.02 | 0.00 | -0.02 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 2,125,100 | 1,344,829 | -780,271 | 0.01 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 3,065,033 | 1,282,347 | -1,782,686 | 0.01 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 5,561,374 | 3,018,567 | -2,542,807 | 0.01 | 0.00 | -0.00 | sell |