| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Logos Global Management LP | 4,700,000 | 5,000,000 | +300,000 | 0.54 | 0.51 | -0.03 | buy |
| UBS Group AG | 0 | 171,431 | +171,431 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 51,376 | 211,300 | +159,924 | 0.00 | 0.00 | +0.00 | buy |
| RAFFLES ASSOCIATES LP | 4,357,781 | 4,507,781 | +150,000 | 4.90 | 4.19 | -0.71 | buy |
| VANGUARD GROUP INC | 8,473,967 | 8,600,995 | +127,028 | 0.00 | 0.00 | -0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 93,032 | +93,032 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 3,596,006 | 3,679,280 | +83,274 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 1,191,318 | 1,274,573 | +83,255 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 594,298 | 677,162 | +82,864 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 164,584 | 244,224 | +79,640 | 0.00 | 0.00 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 681,766 | 756,766 | +75,000 | 0.02 | 0.01 | -0.00 | buy |
| CITIGROUP INC | 36,094 | 110,189 | +74,095 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 132,491 | 186,898 | +54,407 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 0 | 50,920 | +50,920 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 2,562,869 | 2,608,352 | +45,483 | 0.00 | 0.00 | -0.00 | buy |
| Defender Capital, LLC. | 4,972,975 | 5,002,198 | +29,223 | 1.69 | 1.50 | -0.19 | buy |
| OSAIC HOLDINGS, INC. | 47,139 | 64,051 | +16,912 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 66,707 | 81,061 | +14,354 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 13,941 | +13,941 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,360,925 | 1,372,422 | +11,497 | 0.00 | 0.00 | -0.00 | buy |
| Engineers Gate Manager LP | 0 | 11,458 | +11,458 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 17,774 | 27,915 | +10,141 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 4,755 | 14,755 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Founders Capital Management | 8,000 | 15,000 | +7,000 | 0.01 | 0.01 | +0.00 | buy |
| FMR LLC | 1,873 | 6,410 | +4,537 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 67,441 | 71,367 | +3,926 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 56,764 | 60,513 | +3,749 | 0.00 | 0.00 | -0.00 | buy |
| HSBC HOLDINGS PLC | 14,992 | 17,688 | +2,696 | 0.00 | 0.00 | +0.00 | buy |
| TRUST CO OF VERMONT | 0 | 1,553 | +1,553 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 57,611 | 59,030 | +1,419 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 0 | 745 | +745 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,643 | 2,286 | +643 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 47,761 | 48,261 | +500 | 0.00 | 0.00 | -0.00 | buy |
| EARNED WEALTH ADVISORS, LLC | 0 | 163 | +163 | 0.00 | 0.00 | +0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 33,795 | 33,795 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALBION FINANCIAL GROUP /UT | 3,043 | 3,043 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 10,656 | 10,656 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 56,786 | 56,786 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 29 | 29 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 10,705 | 10,705 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 46,580 | 46,580 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OXFORD FINANCIAL GROUP, LTD. LLC | 12,630 | 12,630 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROADWOOD CAPITAL INC | 41,666,255 | 41,666,255 | 0 | 3.14 | 2.89 | -0.25 | hold |
| UNITED BANK | 52,000 | 52,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Lafayette Investments, Inc. | 13,000 | 13,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 16,750 | 16,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 14,840 | 14,840 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAFNA Capital Management LLC | 1,350,708 | 1,350,708 | 0 | 0.32 | 0.29 | -0.03 | hold |
| CIBC WORLD MARKET INC. | 46,050 | 46,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plante Moran Financial Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Planning | 24,172 | 24,172 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Madrona Financial Services, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avior Wealth Management, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Long Focus Capital Management, LLC | 215,000 | 215,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Fort Sheridan Advisors LLC | 32,177 | 32,177 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Elgethun Capital Management | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Beirne Wealth Consulting Services, LLC | 45,000 | 45,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Quadrant Private Wealth Management, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Williams Jones Wealth Management, LLC. | 101,300 | 101,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacifica Partners Inc. | 2,926 | 2,926 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SkyOak Wealth, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DCF Advisers, LLC | 107,751 | 107,751 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Allegheny Financial Group | 20,000 | 20,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Coppell Advisory Solutions LLC | 63 | 63 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Piscataqua Savings Bank | 12,499 | 12,499 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Newbridge Financial Services Group, Inc. | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fifth Third Wealth Advisors LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Straight Path Wealth Management | 16,200 | 16,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Beacon Capital Management, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 44 | 44 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PFG Investments, LLC | 21,202 | 21,202 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farrow Financial Inc. | 11,500 | 11,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 40,449 | 40,449 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 15,644 | 15,644 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,319 | 3,319 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ST GERMAIN D J CO INC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 4,351 | 4,351 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 14 | 14 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 57,953 | 57,953 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMERIPRISE FINANCIAL INC | 23,660 | 23,500 | -160 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 416,415 | 416,223 | -192 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 403 | 148 | -255 | 0.00 | 0.00 | 0.00 | sell |
| NISA INVESTMENT ADVISORS, LLC | 636 | 245 | -391 | 0.00 | 0.00 | -0.00 | sell |
| VICTORY CAPITAL MANAGEMENT INC | 24,280 | 23,865 | -415 | 0.00 | 0.00 | -0.00 | sell |
| Corebridge Financial, Inc. | 79,480 | 78,993 | -487 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 31,519 | 30,734 | -785 | 0.00 | 0.00 | -0.00 | sell |
| Crewe Advisors LLC | 1,016 | 0 | -1,016 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 22,500 | 21,100 | -1,400 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 2,855 | 1,450 | -1,405 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 19,277 | 13,700 | -5,577 | 0.00 | 0.00 | -0.00 | sell |
| Riggs Asset Managment Co. Inc. | 9,600 | 1,000 | -8,600 | 0.00 | 0.00 | -0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 207,764 | 191,436 | -16,328 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 55,671 | 38,606 | -17,065 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 31,177 | 12,390 | -18,787 | 0.00 | 0.00 | -0.00 | sell |
| Squarepoint Ops LLC | 44,307 | 0 | -44,307 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 165,394 | 108,204 | -57,190 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 61,515 | 0 | -61,515 | 0.01 | 0.00 | -0.01 | sell |
| Qube Research & Technologies Ltd | 68,286 | 0 | -68,286 | 0.00 | 0.00 | -0.00 | sell |