Stock Transactions — LINEAGE CELL THERAPEUTICS IN

Total Bought
3,812,341
37 transactions
Total Sold
12,832,305
63 transactions
Net
-9,019,964
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY01,006,451+1,006,4510.000.00+0.00buy
VANGUARD GROUP INC8,482,8739,006,930+524,0570.000.00+0.00buy
Informed Momentum Co LLC0442,221+442,2210.000.09+0.09buy
Dauntless Investment Group, LLC1,205,9301,614,100+408,1703.447.16+3.72buy
CITADEL ADVISORS LLC0193,968+193,9680.000.00+0.00buy
Quadrature Capital Ltd0179,031+179,0310.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC68,275218,274+149,9990.000.00+0.00buy
IEQ CAPITAL, LLC23,040160,413+137,3730.000.00+0.00buy
STATE STREET CORP849,522955,622+106,1000.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC090,381+90,3810.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC2,600,5772,680,003+79,4260.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC150,000221,000+71,0000.000.01+0.00buy
Jefferies Financial Group Inc.062,200+62,2000.000.00+0.00buy
ROYAL BANK OF CANADA259,948306,272+46,3240.000.00+0.00buy
HighTower Advisors, LLC57,70698,370+40,6640.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC61,522100,922+39,4000.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP317,977354,347+36,3700.000.00+0.00buy
Equitable Holdings, Inc.030,024+30,0240.000.00+0.00buy
SIMPLEX TRADING, LLC028,017+28,0170.000.00+0.00buy
NWAM LLC15,00035,000+20,0000.000.00+0.00buy
GC Wealth Management RIA, LLC018,714+18,7140.000.00+0.00buy
RED CRANE WEALTH MANAGEMENT, LLC495,998511,363+15,3650.410.73+0.32buy
CITIZENS FINANCIAL GROUP INC/RI015,000+15,0000.000.00+0.00buy
Bank of New York Mellon Corp17,79531,134+13,3390.000.00+0.00buy
R Squared Ltd011,823+11,8230.000.01+0.01buy
NewEdge Advisors, LLC011,500+11,5000.000.00+0.00buy
Kestra Advisory Services, LLC010,100+10,1000.000.00+0.00buy
Beverly Hills Private Wealth, LLC010,000+10,0000.000.00+0.00buy
Rockefeller Capital Management L.P.05,478+5,4780.000.00+0.00buy
Creative Planning14,04617,768+3,7220.000.00+0.00buy
OSAIC HOLDINGS, INC.81,47784,796+3,3190.000.00+0.00buy
TD Waterhouse Canada Inc.01,500+1,5000.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0888+8880.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP700900+2000.000.00+0.00buy
Arax Advisory Partners0118+1180.000.00+0.00buy
Wealthspire Advisors, LLC088+880.000.00+0.00buy
Steward Partners Investment Advisory, LLC011+110.000.00+0.00buy
TRUST CO OF TOLEDO NA /OH/33,79533,79500.000.01+0.00hold
ALBION FINANCIAL GROUP /UT3,0433,04300.000.00+0.00hold
HANTZ FINANCIAL SERVICES, INC.292900.000.000.00hold
TRUST CO OF VERMONT1,5531,55300.000.00+0.00hold
OXFORD FINANCIAL GROUP, LTD. LLC12,63012,63000.000.00+0.00hold
BROADWOOD CAPITAL INC49,560,99249,560,99202.935.07+2.14hold
Lafayette Investments, Inc.13,00013,00000.000.00+0.00hold
SCOTIA CAPITAL INC.26,75026,75000.000.00+0.00hold
Rathbones Group PLC35,00035,00000.000.00+0.00hold
CIBC WORLD MARKET INC.47,05047,05000.000.00+0.00hold
SPROTT INC.10,00010,00000.000.00+0.00hold
Allworth Financial LP10,00510,00500.000.00+0.00hold
Private Advisor Group, LLC20,05820,05800.000.00+0.00hold
Fort Sheridan Advisors LLC55,17755,17700.010.01+0.01hold
Elgethun Capital Management15,00015,00000.000.00+0.00hold
Beirne Wealth Consulting Services, LLC45,00045,00000.010.02+0.01hold
Founders Capital Management12,00012,00000.010.01+0.00hold
Quadrant Private Wealth Management, LLC10,00010,00000.000.00+0.00hold
Sound Income Strategies, LLC4400.000.00+0.00hold
Global Retirement Partners, LLC1,4001,40000.000.00+0.00hold
Williams Jones Wealth Management, LLC.101,300101,30000.000.00+0.00hold
Pacifica Partners Inc.2,9262,92600.000.00+0.00hold
SkyOak Wealth, LLC15,00015,00000.000.00+0.00hold
WOLFF WIESE MAGANA LLC1,0001,00000.000.00+0.00hold
Allegheny Financial Group20,00020,00000.000.01+0.00hold
Piscataqua Savings Bank12,49912,49900.010.02+0.01hold
Beacon Capital Management, LLC15,00015,00000.000.00+0.00hold
Strategic Investment Solutions, Inc. /IL444400.000.00+0.00hold
PFG Investments, LLC21,20221,20200.000.00+0.00hold
LAZARI CAPITAL MANAGEMENT, INC.10,81710,81700.000.01+0.00hold
Farther Finance Advisors, LLC848400.000.00+0.00hold
Farrow Financial Inc.11,50011,50000.010.01+0.00hold
AssuredPartners Investment Advisors, LLC16,50016,50000.000.01+0.00hold
Rossby Financial, LCC585800.000.00+0.00hold
HARBOUR INVESTMENTS, INC.1,6001,60000.000.00+0.00hold
CITIGROUP INC1,4061,40600.000.00+0.00hold
CHAPIN DAVIS, INC.20,02920,02900.010.01+0.00hold
COMERICA BANK4,600,0004,600,00000.020.03+0.01hold
NISA INVESTMENT ADVISORS, LLC1,5891,58900.000.00+0.00hold
ST GERMAIN D J CO INC20-20.000.00-0.00sell
SBI Securities Co., Ltd.8,2817,872-4090.000.00+0.00sell
True Wealth Design, LLC4185-4130.000.00-0.00sell
MAI Capital Management19,05418,417-6370.000.00+0.00sell
EverSource Wealth Advisors, LLC1,002288-7140.000.00-0.00sell
FMR LLC194,890194,028-8620.000.00+0.00sell
VICTORY CAPITAL MANAGEMENT INC27,11126,187-9240.000.00+0.00sell
Riggs Asset Managment Co. Inc.1,0000-1,0000.000.00-0.00sell
Clearstead Advisors, LLC1,2530-1,2530.000.00-0.00sell
Mariner, LLC12,97311,195-1,7780.000.00+0.00sell
TWO SIGMA ADVISERS, LP14,50011,700-2,8000.000.00+0.00sell
BNP PARIBAS FINANCIAL MARKETS3,608160-3,4480.000.00-0.00sell
RAFFLES ASSOCIATES LP5,392,0885,387,788-4,3005.108.48+3.38sell
THRIVENT FINANCIAL FOR LUTHERANS10,0000-10,0000.000.00-0.00sell
Cerity Partners LLC10,4980-10,4980.000.00-0.00sell
Point72 (DIFC) Ltd11,4000-11,4000.000.00-0.00sell
MACKENZIE FINANCIAL CORP11,4040-11,4040.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC2,431,6192,419,766-11,8530.000.00+0.00sell
Savant Capital, LLC12,8670-12,8670.000.00-0.00sell
DIMENSIONAL FUND ADVISORS LP40,44927,121-13,3280.000.00+0.00sell
SG Americas Securities, LLC13,5220-13,5220.000.00-0.00sell
Alpine Global Management, LLC14,4770-14,4770.000.00-0.00sell
PRUDENTIAL FINANCIAL INC15,7000-15,7000.000.00-0.00sell
CWM, LLC18,5682,540-16,0280.000.00-0.00sell
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