| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RAFFLES ASSOCIATES LP | 1,587,739 | 2,131,621 | +543,882 | 2.48 | 2.94 | +0.46 | buy |
| CITADEL ADVISORS LLC | 396,933 | 587,429 | +190,496 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 173,917 | +173,917 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,766,937 | 2,935,811 | +168,874 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 23,996 | 183,292 | +159,296 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 24,631 | 173,298 | +148,667 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 144,527 | +144,527 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 59,700 | 150,000 | +90,300 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 2,022,846 | 2,096,609 | +73,763 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 8,312,332 | 8,384,687 | +72,355 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 57,998 | +57,998 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 35,923 | +35,923 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 27,037 | +27,037 | 0.00 | 0.01 | +0.01 | buy |
| JPMORGAN CHASE & CO | 709,478 | 727,013 | +17,535 | 0.00 | 0.00 | -0.00 | buy |
| Madrona Financial Services, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| Beacon Capital Management, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 12,704 | +12,704 | 0.00 | 0.00 | +0.00 | buy |
| DCF Advisers, LLC | 82,751 | 94,751 | +12,000 | 0.07 | 0.07 | +0.00 | buy |
| SG Americas Securities, LLC | 19,110 | 30,889 | +11,779 | 0.00 | 0.00 | +0.00 | buy |
| Fisher Asset Management, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 52,172 | 60,955 | +8,783 | 0.00 | 0.00 | -0.00 | buy |
| SIMPLEX TRADING, LLC | 1,330 | 9,556 | +8,226 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 29,890 | 37,447 | +7,557 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 85,336 | 90,896 | +5,560 | 0.00 | 0.00 | -0.00 | buy |
| ProShare Advisors LLC | 16,766 | 21,964 | +5,198 | 0.00 | 0.00 | +0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 19,230 | 23,495 | +4,265 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN INTERNATIONAL GROUP, INC. | 64,404 | 65,959 | +1,555 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 356,861 | 358,136 | +1,275 | 0.00 | 0.00 | -0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 15,235 | 16,315 | +1,080 | 0.00 | 0.00 | -0.00 | buy |
| LAZARD ASSET MANAGEMENT LLC | 8,837 | 9,415 | +578 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 110,975 | 111,456 | +481 | 0.00 | 0.00 | -0.00 | buy |
| Strategic Investment Solutions, Inc. /IL | 0 | 44 | +44 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| Plante Moran Financial Advisors, LLC | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 33,795 | 33,795 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ALBION FINANCIAL GROUP /UT | 3,043 | 3,043 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 10,656 | 10,656 | 0 | 0.00 | 0.00 | -0.00 | hold |
| VOYA INVESTMENT MANAGEMENT LLC | 56,595 | 56,595 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 29 | 29 | 0 | 0.00 | 0.00 | 0.00 | hold |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 781,766 | 781,766 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 17,730 | 17,730 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OXFORD FINANCIAL GROUP, LTD. LLC | 12,630 | 12,630 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROADWOOD CAPITAL INC | 34,935,485 | 34,935,485 | 0 | 3.67 | 3.25 | -0.42 | hold |
| UNITED BANK | 29,800 | 29,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lafayette Investments, Inc. | 13,000 | 13,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SCOTIA CAPITAL INC. | 16,750 | 16,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC WORLD MARKET INC. | 46,050 | 46,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 54,071 | 54,071 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MetLife Investment Management, LLC | 68,754 | 68,754 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prescott General Partners LLC | 1,851,851 | 1,851,851 | 0 | 0.14 | 0.12 | -0.02 | hold |
| Allworth Financial LP | 4,750 | 4,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Focused Wealth Management, Inc | 8 | 8 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avior Wealth Management, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Long Focus Capital Management, LLC | 215,000 | 215,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Elgethun Capital Management | 15,000 | 15,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Beirne Wealth Consulting Services, LLC | 45,000 | 45,000 | 0 | 0.05 | 0.02 | -0.03 | hold |
| AE Wealth Management LLC | 15,543 | 15,543 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Founders Capital Management | 8,000 | 8,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Quadrant Private Wealth Management, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Williams Jones Wealth Management, LLC. | 101,300 | 101,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacifica Partners Inc. | 2,926 | 2,926 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SkyOak Wealth, LLC | 15,000 | 15,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Allegheny Financial Group | 20,000 | 20,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Piscataqua Savings Bank | 12,499 | 12,499 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Newbridge Financial Services Group, Inc. | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Straight Path Wealth Management | 16,200 | 16,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PFG Investments, LLC | 20,200 | 20,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 40,449 | 40,449 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CENTRAL TRUST Co | 29 | 29 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST MANHATTAN CO. LLC. | 94 | 94 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 15,644 | 15,644 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMERIPRISE FINANCIAL INC | 25,660 | 25,660 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ST GERMAIN D J CO INC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 363,215 | 363,215 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 295 | 295 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 14 | 14 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 36,970 | 36,970 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 1,444 | 1,350 | -94 | 0.00 | 0.00 | -0.00 | sell |
| Coppell Advisory Solutions LLC | 162 | 63 | -99 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,555 | 3,160 | -395 | 0.00 | 0.00 | -0.00 | sell |
| Riggs Asset Managment Co. Inc. | 10,600 | 9,600 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 39,100 | 37,900 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| AMALGAMATED BANK | 19,565 | 18,270 | -1,295 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 28,043 | 26,101 | -1,942 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 10,337 | 8,307 | -2,030 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 79,094 | 76,395 | -2,699 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 61,153 | 58,383 | -2,770 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 28,475 | 21,842 | -6,633 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 54,482 | 47,761 | -6,721 | 0.00 | 0.00 | -0.00 | sell |
| METROPOLITAN LIFE INSURANCE CO/NY | 7,125 | 0 | -7,125 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 1,203,957 | 1,195,184 | -8,773 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 65,892 | 56,879 | -9,013 | 0.00 | 0.00 | -0.00 | sell |
| USAdvisors Wealth Management, LLC | 10,869 | 0 | -10,869 | 0.01 | 0.00 | -0.01 | sell |
| Summit X, LLC | 10,925 | 0 | -10,925 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 96,000 | 81,014 | -14,986 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 32,002 | 14,840 | -17,162 | 0.00 | 0.00 | -0.00 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 182,561 | 162,683 | -19,878 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 42,053 | 0 | -42,053 | 0.00 | 0.00 | -0.00 | sell |