| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC | 0 | 7,236,843 | +7,236,843 | 0.00 | 0.10 | +0.10 | buy |
| Alyeska Investment Group, L.P. | 0 | 3,947,369 | +3,947,369 | 0.00 | 0.01 | +0.01 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 197,100 | 2,283,072 | +2,085,972 | 0.00 | 0.00 | +0.00 | buy |
| DAFNA Capital Management LLC | 1,350,708 | 2,511,374 | +1,160,666 | 0.29 | 0.32 | +0.03 | buy |
| JACOBS LEVY EQUITY MANAGEMENT, INC | 0 | 1,033,763 | +1,033,763 | 0.00 | 0.00 | +0.00 | buy |
| RAFFLES ASSOCIATES LP | 4,507,781 | 5,492,088 | +984,307 | 4.19 | 2.97 | -1.22 | buy |
| Defender Capital, LLC. | 5,002,198 | 5,963,348 | +961,150 | 1.50 | 1.10 | -0.40 | buy |
| COMERICA BANK | 250,000 | 800,000 | +550,000 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 93,032 | 408,837 | +315,805 | 0.01 | 0.02 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 301,544 | +301,544 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 677,162 | 946,399 | +269,237 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 6,410 | 200,905 | +194,495 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 9,919,800 | 10,094,677 | +174,877 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 244,224 | 385,066 | +140,842 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 59,030 | 174,702 | +115,672 | 0.00 | 0.00 | +0.00 | buy |
| Squarepoint Ops LLC | 0 | 92,001 | +92,001 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 2,608,352 | 2,674,512 | +66,160 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA ADVISERS, LP | 21,100 | 86,964 | +65,864 | 0.00 | 0.00 | +0.00 | buy |
| Atria Wealth Solutions, Inc. | 0 | 57,423 | +57,423 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 8,600,995 | 8,632,928 | +31,933 | 0.00 | 0.00 | -0.00 | buy |
| Fort Sheridan Advisors LLC | 32,177 | 55,177 | +23,000 | 0.00 | 0.00 | -0.00 | buy |
| BARCLAYS PLC | 211,300 | 234,069 | +22,769 | 0.00 | 0.00 | -0.00 | buy |
| Mesirow Financial Investment Management, Inc. | 0 | 20,001 | +20,001 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 23,500 | 42,878 | +19,378 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 38,606 | 57,706 | +19,100 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 19,099 | +19,099 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 18,990 | +18,990 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 50,920 | 68,973 | +18,053 | 0.00 | 0.00 | -0.00 | buy |
| CIBC WORLD MARKETS CORP | 0 | 13,825 | +13,825 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 27,915 | 41,606 | +13,691 | 0.00 | 0.00 | -0.00 | buy |
| Tower Research Capital LLC (TRC) | 12,390 | 24,930 | +12,540 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 110,189 | 121,853 | +11,664 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 3,679,280 | 3,690,486 | +11,206 | 0.00 | 0.00 | -0.00 | buy |
| LAZARI CAPITAL MANAGEMENT, INC. | 0 | 10,964 | +10,964 | 0.00 | 0.00 | +0.00 | buy |
| STONERIDGE INVESTMENT PARTNERS LLC | 0 | 10,712 | +10,712 | 0.00 | 0.00 | +0.00 | buy |
| XPONANCE, INC. | 0 | 10,456 | +10,456 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 48,261 | 58,708 | +10,447 | 0.00 | 0.00 | -0.00 | buy |
| SCOTIA CAPITAL INC. | 16,750 | 26,750 | +10,000 | 0.00 | 0.00 | -0.00 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 81,061 | 84,709 | +3,648 | 0.00 | 0.00 | -0.00 | buy |
| VICTORY CAPITAL MANAGEMENT INC | 23,865 | 27,084 | +3,219 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 60,513 | 61,785 | +1,272 | 0.00 | 0.00 | -0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 245 | 1,493 | +1,248 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 14 | 1,250 | +1,236 | 0.00 | 0.00 | +0.00 | buy |
| Sugar Maple Asset Management, LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 700 | +700 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 337,717 | 337,827 | +110 | 0.00 | 0.00 | -0.00 | buy |
| IFP Advisors, Inc | 0 | 3 | +3 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 14,840 | 14,842 | +2 | 0.00 | 0.00 | -0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 33,795 | 33,795 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALBION FINANCIAL GROUP /UT | 3,043 | 3,043 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 10,656 | 10,656 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HANTZ FINANCIAL SERVICES, INC. | 29 | 29 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 10,705 | 10,705 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 46,580 | 46,580 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRINCIPAL FINANCIAL GROUP INC | 13,700 | 13,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUST CO OF VERMONT | 1,553 | 1,553 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LAZARD ASSET MANAGEMENT LLC | 148 | 148 | 0 | 0.00 | 0.00 | 0.00 | hold |
| OXFORD FINANCIAL GROUP, LTD. LLC | 12,630 | 12,630 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROADWOOD CAPITAL INC | 41,666,255 | 41,666,255 | 0 | 2.89 | 1.64 | -1.26 | hold |
| Lafayette Investments, Inc. | 13,000 | 13,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sterling Capital Management LLC | 150 | 150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC WORLD MARKET INC. | 46,050 | 46,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Plante Moran Financial Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prescott General Partners LLC | 386,000 | 386,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Creative Planning | 24,172 | 24,172 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Avior Wealth Management, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Riggs Asset Managment Co. Inc. | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Elgethun Capital Management | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Beirne Wealth Consulting Services, LLC | 45,000 | 45,000 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Quadrant Private Wealth Management, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Williams Jones Wealth Management, LLC. | 101,300 | 101,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pacifica Partners Inc. | 2,926 | 2,926 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SkyOak Wealth, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DCF Advisers, LLC | 107,751 | 107,751 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Allegheny Financial Group | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Coppell Advisory Solutions LLC | 63 | 63 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Piscataqua Savings Bank | 12,499 | 12,499 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Fifth Third Wealth Advisors LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Wealth Strategies & Associates | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Beacon Capital Management, LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Strategic Investment Solutions, Inc. /IL | 44 | 44 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PFG Investments, LLC | 21,202 | 21,202 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farrow Financial Inc. | 11,500 | 11,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DIMENSIONAL FUND ADVISORS LP | 40,449 | 40,449 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 15,644 | 15,644 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 108,204 | 108,204 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 3,319 | 3,319 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ST GERMAIN D J CO INC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 416,223 | 416,223 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 4,351 | 4,351 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Newbridge Financial Services Group, Inc. | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 1,274,573 | 1,274,492 | -81 | 0.00 | 0.00 | -0.00 | sell |
| EARNED WEALTH ADVISORS, LLC | 163 | 0 | -163 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 17,688 | 17,388 | -300 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 2,286 | 1,758 | -528 | 0.00 | 0.00 | -0.00 | sell |
| GROUP ONE TRADING LLC | 745 | 0 | -745 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 1,450 | 351 | -1,099 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 186,898 | 183,355 | -3,543 | 0.00 | 0.00 | -0.00 | sell |