| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 0 | 2,514,208 | +2,514,208 | 0.00 | 0.54 | +0.54 | buy |
| Karpus Management, Inc. | 2,075,253 | 2,703,952 | +628,699 | 0.60 | 0.76 | +0.15 | buy |
| Logan Stone Capital, LLC | 635,087 | 737,738 | +102,651 | 1.22 | 1.54 | +0.31 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 514,960 | 614,403 | +99,443 | 1.75 | 2.08 | +0.33 | buy |
| Matisse Capital | 0 | 97,310 | +97,310 | 0.00 | 0.45 | +0.45 | buy |
| GUGGENHEIM CAPITAL LLC | 932,275 | 1,017,556 | +85,281 | 0.07 | 0.07 | +0.00 | buy |
| Advisors Asset Management, Inc. | 91,511 | 176,750 | +85,239 | 0.02 | 0.03 | +0.02 | buy |
| Fort Point Capital Partners LLC | 16,674 | 73,914 | +57,240 | 0.02 | 0.10 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 44,877 | 94,407 | +49,530 | 0.01 | 0.02 | +0.01 | buy |
| Invesco Ltd. | 0 | 41,347 | +41,347 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,832,745 | 1,864,408 | +31,663 | 0.43 | 0.42 | -0.01 | buy |
| NINE MASTS CAPITAL Ltd | 0 | 26,002 | +26,002 | 0.00 | 0.07 | +0.07 | buy |
| VAN ECK ASSOCIATES CORP | 418,765 | 441,667 | +22,902 | 0.01 | 0.01 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 274,749 | 294,349 | +19,600 | 0.15 | 0.15 | +0.00 | buy |
| Beverly Hills Private Wealth, LLC | 0 | 14,713 | +14,713 | 0.00 | 0.03 | +0.03 | buy |
| Avior Wealth Management, LLC | 0 | 14,580 | +14,580 | 0.00 | 0.01 | +0.01 | buy |
| B. Riley Wealth Advisors, Inc. | 0 | 12,550 | +12,550 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 11,919 | +11,919 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 159,001 | 170,451 | +11,450 | 0.04 | 0.04 | +0.00 | buy |
| MORGAN STANLEY | 611,472 | 622,123 | +10,651 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 40,723 | 50,427 | +9,704 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 107,185 | 114,605 | +7,420 | 0.00 | 0.00 | -0.00 | buy |
| CWM, LLC | 0 | 7,105 | +7,105 | 0.00 | 0.00 | +0.00 | buy |
| Financial Management Professionals, Inc. | 0 | 5,000 | +5,000 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 145,294 | 150,007 | +4,713 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 10,622 | 15,210 | +4,588 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 106,234 | 110,677 | +4,443 | 0.04 | 0.03 | -0.01 | buy |
| Steward Partners Investment Advisory, LLC | 1,551 | 5,648 | +4,097 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 150,636 | 154,592 | +3,956 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 0 | 3,302 | +3,302 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 155,387 | 158,458 | +3,071 | 0.13 | 0.13 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 22,781 | 25,794 | +3,013 | 0.02 | 0.02 | -0.00 | buy |
| UBS Group AG | 896,700 | 899,211 | +2,511 | 0.00 | 0.00 | -0.00 | buy |
| Community Bank, N.A. | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| RICHARDSON FINANCIAL SERVICES INC. | 0 | 595 | +595 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 10,494 | 10,894 | +400 | 0.00 | 0.00 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 31,354 | 31,515 | +161 | 0.28 | 0.22 | -0.06 | buy |
| JFS WEALTH ADVISORS, LLC | 8,118 | 8,244 | +126 | 0.01 | 0.01 | -0.00 | buy |
| Moors & Cabot, Inc. | 10,908 | 11,000 | +92 | 0.01 | 0.01 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 16,774 | 16,836 | +62 | 0.00 | 0.00 | +0.00 | buy |
| Madison Park Capital Advisors, LLC | 16,300 | 16,316 | +16 | 0.15 | 0.14 | -0.01 | buy |
| Tyche Wealth Partners LLC | 75,109 | 75,119 | +10 | 0.17 | 0.18 | +0.01 | buy |
| PIN OAK INVESTMENT ADVISORS INC | 1,189 | 1,189 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PRIVATE TRUST CO NA | 2,424 | 2,424 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASSETMARK, INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Penbrook Management LLC | 20,000 | 20,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| AdvisorNet Financial, Inc | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Financial Engines Advisors L.L.C. | 10,024 | 10,024 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Busey Bank | 10,297 | 10,297 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,686,284 | 1,686,284 | 0 | 0.77 | 0.79 | +0.02 | hold |
| Institute for Wealth Management, LLC. | 15,400 | 15,400 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Modera Wealth Management, LLC | 10,068 | 10,068 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 5,988 | 5,988 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Cresset Asset Management, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 1,843 | 1,843 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Relyea Zuckerberg Hanson LLC | 14,539 | 14,539 | 0 | 0.03 | 0.02 | -0.00 | hold |
| FSA Wealth Management LLC | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 36,046 | 36,046 | 0 | 0.09 | 0.06 | -0.03 | hold |
| Herold Advisors, Inc. | 10,293 | 10,293 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Compass Financial Group, INC/SD | 24,349 | 24,349 | 0 | 0.06 | 0.05 | -0.01 | hold |
| SEAMOUNT FINANCIAL GROUP INC | 80,571 | 80,571 | 0 | 0.74 | 0.69 | -0.05 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 93,500 | 93,500 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Bank of New York Mellon Corp | 27,498 | 27,496 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Turtle Creek Wealth Advisors, LLC | 130 | 0 | -130 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 325,957 | 325,644 | -313 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 432,306 | 431,854 | -452 | 0.17 | 0.15 | -0.02 | sell |
| COMERICA BANK | 522 | 0 | -522 | 0.00 | 0.00 | -0.00 | sell |
| Livelsberger Financial Advisory | 553 | 0 | -553 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 52,983 | 52,059 | -924 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 4,655 | 3,575 | -1,080 | 0.00 | 0.00 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 58,074 | 56,959 | -1,115 | 0.01 | 0.01 | -0.00 | sell |
| Advisory Services Network, LLC | 1,208 | 0 | -1,208 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 21,455 | 19,088 | -2,367 | 0.01 | 0.00 | -0.00 | sell |
| Wealth Alliance Advisory Group, LLC | 57,806 | 55,306 | -2,500 | 0.14 | 0.12 | -0.02 | sell |
| OSAIC HOLDINGS, INC. | 62,688 | 59,675 | -3,013 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 276,707 | 272,892 | -3,815 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 144,951 | 140,991 | -3,960 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 9,751 | 5,751 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 20,146 | 15,465 | -4,681 | 0.01 | 0.01 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 18,840 | 13,117 | -5,723 | 0.00 | 0.00 | -0.00 | sell |
| Rareview Capital LLC | 224,033 | 216,610 | -7,423 | 1.96 | 2.07 | +0.11 | sell |
| HighTower Advisors, LLC | 10,200 | 0 | -10,200 | 0.00 | 0.00 | -0.00 | sell |
| Laird Norton Wetherby Wealth Management, LLC | 11,508 | 0 | -11,508 | 0.01 | 0.00 | -0.01 | sell |
| Walleye Capital LLC | 11,723 | 0 | -11,723 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 12,296 | 0 | -12,296 | 0.04 | 0.00 | -0.04 | sell |
| Wealthcare Advisory Partners LLC | 12,932 | 0 | -12,932 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 13,365 | 0 | -13,365 | 0.04 | 0.00 | -0.04 | sell |
| NCM Capital Management, LLC | 14,476 | 0 | -14,476 | 0.08 | 0.00 | -0.08 | sell |
| Pathstone Holdings, LLC | 351,530 | 336,485 | -15,045 | 0.02 | 0.02 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 15,891 | 0 | -15,891 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 71,774 | 55,750 | -16,024 | 0.00 | 0.00 | -0.00 | sell |
| Weiss Asset Management LP | 18,400 | 0 | -18,400 | 0.01 | 0.00 | -0.01 | sell |
| BOKF, NA | 39,000 | 19,000 | -20,000 | 0.01 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 20,109 | 0 | -20,109 | 0.02 | 0.00 | -0.02 | sell |
| Aristides Capital LLC | 22,300 | 0 | -22,300 | 0.11 | 0.00 | -0.11 | sell |
| Rockefeller Capital Management L.P. | 142,750 | 118,577 | -24,173 | 0.00 | 0.00 | -0.00 | sell |
| GeoWealth Management, LLC | 29,296 | 0 | -29,296 | 0.02 | 0.00 | -0.02 | sell |
| GC Wealth Management RIA, LLC | 29,296 | 0 | -29,296 | 0.13 | 0.00 | -0.13 | sell |
| AMERIPRISE FINANCIAL INC | 63,797 | 34,330 | -29,467 | 0.00 | 0.00 | -0.00 | sell |