| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 1,067,087 | 1,164,942 | +97,855 | 0.09 | 0.11 | 0.00 | buy |
| Advisors Asset Management, Inc. | 321,839 | 374,512 | +52,673 | 0.06 | 0.07 | 0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,140,860 | 1,157,845 | +16,985 | 4.52 | 4.54 | +0.03 | buy |
| Tyche Wealth Partners LLC | 53,130 | 69,354 | +16,224 | 0.11 | 0.14 | +0.03 | buy |
| IBEX WEALTH ADVISORS | 89,129 | 95,997 | +6,868 | 0.10 | 0.12 | +0.02 | buy |
| RIVERBRIDGE PARTNERS LLC | 24,065 | 29,003 | +4,938 | 0.00 | 0.00 | +0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 66,516 | 69,966 | +3,450 | 0.14 | 0.14 | +0.00 | buy |
| SMITH, MOORE & CO. | 104,983 | 107,574 | +2,591 | 0.09 | 0.10 | +0.00 | buy |
| Stratos Wealth Advisors, LLC | 202,667 | 205,186 | +2,519 | 0.10 | 0.11 | +0.01 | buy |
| SEAMOUNT FINANCIAL GROUP INC | 81,858 | 83,888 | +2,030 | 0.55 | 0.55 | -0.00 | buy |
| Wealthcare Advisory Partners LLC | 17,294 | 18,907 | +1,613 | 0.00 | 0.00 | +0.00 | buy |
| Madison Park Capital Advisors, LLC | 41,386 | 42,456 | +1,070 | 0.32 | 0.36 | +0.04 | buy |
| SIMON QUICK ADVISORS, LLC | 19,311 | 19,972 | +661 | 0.01 | 0.01 | -0.00 | buy |
| Summit Trail Advisors, LLC | 12,363 | 12,717 | +354 | 0.00 | 0.00 | -0.00 | buy |
| Moors & Cabot, Inc. | 11,418 | 11,577 | +159 | 0.01 | 0.01 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 567 | 0 | -567 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 17,586 | 16,586 | -1,000 | 0.01 | 0.01 | -0.00 | sell |
| Permanent Capital Management, LP | 15,770 | 14,326 | -1,444 | 0.05 | 0.04 | -0.01 | sell |
| MACKAY SHIELDS LLC | 328,653 | 325,107 | -3,546 | 0.10 | 0.10 | +0.01 | sell |
| Rareview Capital LLC | 261,583 | 254,800 | -6,783 | 1.94 | 1.56 | -0.38 | sell |
| Capital Investment Advisors, LLC | 167,764 | 159,988 | -7,776 | 0.03 | 0.03 | -0.00 | sell |
| Whipplewood Advisors, LLC | 80,820 | 65,026 | -15,794 | 0.45 | 0.46 | +0.01 | sell |
| Wellspring Financial Advisors, LLC | 46,546 | 28,546 | -18,000 | 0.05 | 0.03 | -0.02 | sell |
| Fiera Capital Corp | 570,244 | 534,790 | -35,454 | 0.02 | 0.02 | +0.00 | sell |
| Dakota Wealth Management | 183,546 | 131,474 | -52,072 | 0.04 | 0.03 | -0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,754,138 | 1,604,818 | -149,320 | 0.39 | 0.36 | -0.03 | sell |
| Hennion & Walsh Asset Management, Inc. | 288,078 | 58,450 | -229,628 | 0.13 | 0.03 | -0.10 | sell |
| Karpus Management, Inc. | 2,525,392 | 2,219,715 | -305,677 | 0.73 | 0.69 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,836,623 | 3,474,819 | -361,804 | 1.81 | 1.78 | -0.03 | sell |