| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,864,408 | 2,536,051 | +671,643 | 0.42 | 0.58 | +0.17 | buy |
| GUGGENHEIM CAPITAL LLC | 1,017,556 | 823,950 | +193,606 | 0.07 | 0.06 | 0.00 | sell |
| NINE MASTS CAPITAL Ltd | 26,002 | 66,342 | +40,340 | 0.07 | 0.20 | +0.13 | buy |
| Fort Point Capital Partners LLC | 73,914 | 87,963 | +14,049 | 0.10 | 0.11 | +0.02 | buy |
| Madison Park Capital Advisors, LLC | 16,316 | 26,335 | +10,019 | 0.14 | 0.22 | +0.08 | buy |
| Advisors Asset Management, Inc. | 176,750 | 170,943 | +5,807 | 0.03 | 0.03 | 0.00 | sell |
| Wealth Alliance Advisory Group, LLC | 55,306 | 57,109 | +1,803 | 0.12 | 0.13 | +0.00 | buy |
| Karpus Management, Inc. | 2,703,952 | 2,704,702 | +750 | 0.76 | 0.76 | +0.00 | buy |
| Capital Investment Advisors, LLC | 170,451 | 170,842 | +391 | 0.04 | 0.04 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 56,959 | 57,310 | +351 | 0.01 | 0.01 | +0.00 | buy |
| Moors & Cabot, Inc. | 11,000 | 11,114 | +114 | 0.01 | 0.01 | +0.00 | buy |
| Tyche Wealth Partners LLC | 75,119 | 75,131 | +12 | 0.18 | 0.18 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 294,349 | 293,833 | -516 | 0.15 | 0.15 | -0.00 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 15,465 | 10,259 | -5,206 | 0.01 | 0.01 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 614,403 | 607,892 | -6,511 | 2.08 | 2.18 | +0.10 | sell |
| Rareview Capital LLC | 216,610 | 209,395 | -7,215 | 2.07 | 2.00 | -0.07 | sell |
| SIMON QUICK ADVISORS, LLC | 25,794 | 17,462 | -8,332 | 0.02 | 0.01 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,686,284 | 1,646,313 | -39,971 | 0.79 | 0.77 | -0.02 | sell |
| AQR Arbitrage LLC | 431,854 | 329,351 | -102,503 | 0.15 | 0.09 | -0.06 | sell |
| Fiera Capital Corp | 822,436 | 574,064 | -248,372 | 0.02 | 0.02 | -0.01 | sell |
| Logan Stone Capital, LLC | 737,738 | 292,443 | -445,295 | 1.54 | 0.75 | -0.79 | sell |