| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,514,208 | 3,198,283 | +684,075 | 0.54 | 0.70 | +0.17 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,864,408 | 2,536,051 | +671,643 | 0.42 | 0.58 | +0.17 | buy |
| Pathstone Holdings, LLC | 336,485 | 502,899 | +166,414 | 0.02 | 0.02 | +0.01 | buy |
| MACKAY SHIELDS LLC | 0 | 124,286 | +124,286 | 0.00 | 0.04 | +0.04 | buy |
| Stratos Wealth Advisors, LLC | 0 | 110,443 | +110,443 | 0.00 | 0.05 | +0.05 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 58,700 | +58,700 | 0.00 | 0.09 | +0.09 | buy |
| Wealthspire Advisors, LLC | 0 | 44,285 | +44,285 | 0.00 | 0.01 | +0.01 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 114,605 | 156,701 | +42,096 | 0.00 | 0.00 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 26,002 | 66,342 | +40,340 | 0.07 | 0.20 | +0.14 | buy |
| SMITH, MOORE & CO. | 0 | 40,242 | +40,242 | 0.00 | 0.04 | +0.04 | buy |
| Quarry LP | 0 | 32,500 | +32,500 | 0.00 | 0.13 | +0.13 | buy |
| MORGAN STANLEY | 622,123 | 649,243 | +27,120 | 0.00 | 0.00 | +0.00 | buy |
| Fort Point Capital Partners LLC | 73,914 | 87,963 | +14,049 | 0.10 | 0.11 | +0.02 | buy |
| Lido Advisors, LLC | 0 | 12,886 | +12,886 | 0.00 | 0.00 | +0.00 | buy |
| NCM Capital Management, LLC | 0 | 11,476 | +11,476 | 0.00 | 0.06 | +0.06 | buy |
| Madison Park Capital Advisors, LLC | 16,316 | 26,335 | +10,019 | 0.14 | 0.22 | +0.08 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 6,792 | +6,792 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 272,892 | 279,588 | +6,696 | 0.00 | 0.00 | +0.00 | buy |
| Bramshill Investments, LLC | 0 | 5,620 | +5,620 | 0.00 | 0.01 | +0.01 | buy |
| NOMURA HOLDINGS INC | 15,210 | 20,210 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 325,644 | 330,051 | +4,407 | 0.00 | 0.00 | -0.00 | buy |
| Camelot Portfolios, LLC | 0 | 2,212 | +2,212 | 0.00 | 0.01 | +0.01 | buy |
| Avior Wealth Management, LLC | 14,580 | 16,489 | +1,909 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 140,991 | 142,847 | +1,856 | 0.00 | 0.00 | -0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 55,306 | 57,109 | +1,803 | 0.12 | 0.13 | +0.00 | buy |
| Baird Financial Group, Inc. | 154,592 | 156,207 | +1,615 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 2,703,952 | 2,704,702 | +750 | 0.76 | 0.76 | +0.00 | buy |
| Bank of New York Mellon Corp | 27,496 | 28,102 | +606 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 50,427 | 51,023 | +596 | 0.00 | 0.00 | -0.00 | buy |
| Capital Investment Advisors, LLC | 170,451 | 170,842 | +391 | 0.04 | 0.04 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 56,959 | 57,310 | +351 | 0.01 | 0.01 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 309 | +309 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 8,244 | 8,364 | +120 | 0.01 | 0.01 | +0.00 | buy |
| Moors & Cabot, Inc. | 11,000 | 11,114 | +114 | 0.01 | 0.01 | +0.00 | buy |
| Tyche Wealth Partners LLC | 75,119 | 75,131 | +12 | 0.18 | 0.18 | +0.00 | buy |
| PIN OAK INVESTMENT ADVISORS INC | 1,189 | 1,189 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PRIVATE TRUST CO NA | 2,424 | 2,424 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Penbrook Management LLC | 20,000 | 20,000 | 0 | 0.12 | 0.12 | +0.00 | hold |
| AdvisorNet Financial, Inc | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Financial Engines Advisors L.L.C. | 10,024 | 10,024 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Busey Bank | 10,297 | 10,297 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Institute for Wealth Management, LLC. | 15,400 | 15,400 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CWM, LLC | 7,105 | 7,105 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 5,988 | 5,988 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Dakota Wealth Management | 110,677 | 110,677 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Community Bank, N.A. | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cresset Asset Management, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 1,843 | 1,843 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Relyea Zuckerberg Hanson LLC | 14,539 | 14,539 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 36,046 | 36,046 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Herold Advisors, Inc. | 10,293 | 10,293 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CoreCap Advisors, LLC | 3,302 | 3,302 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 31,515 | 31,515 | 0 | 0.22 | 0.22 | -0.00 | hold |
| Compass Financial Group, INC/SD | 24,349 | 24,349 | 0 | 0.05 | 0.05 | -0.00 | hold |
| SEAMOUNT FINANCIAL GROUP INC | 80,571 | 80,571 | 0 | 0.69 | 0.65 | -0.03 | hold |
| RICHARDSON FINANCIAL SERVICES INC. | 595 | 595 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 13,117 | 13,117 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 16,836 | 16,836 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOKF, NA | 19,000 | 19,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ASSETMARK, INC | 1 | 0 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 41,347 | 41,277 | -70 | 0.00 | 0.00 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 294,349 | 293,833 | -516 | 0.15 | 0.15 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 5,648 | 5,039 | -609 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 3,575 | 2,361 | -1,214 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 52,059 | 50,418 | -1,641 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 93,500 | 91,500 | -2,000 | 0.07 | 0.06 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 10,894 | 7,494 | -3,400 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,751 | 1,665 | -4,086 | 0.00 | 0.00 | -0.00 | sell |
| Financial Management Professionals, Inc. | 5,000 | 0 | -5,000 | 0.01 | 0.00 | -0.01 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 15,465 | 10,259 | -5,206 | 0.01 | 0.01 | -0.00 | sell |
| Advisors Asset Management, Inc. | 176,750 | 170,943 | -5,807 | 0.03 | 0.03 | +0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 614,403 | 607,892 | -6,511 | 2.08 | 2.18 | +0.10 | sell |
| Rareview Capital LLC | 216,610 | 209,395 | -7,215 | 2.07 | 2.00 | -0.07 | sell |
| SIMON QUICK ADVISORS, LLC | 25,794 | 17,462 | -8,332 | 0.02 | 0.01 | -0.01 | sell |
| AMERIPRISE FINANCIAL INC | 34,330 | 25,407 | -8,923 | 0.00 | 0.00 | -0.00 | sell |
| Modera Wealth Management, LLC | 10,068 | 0 | -10,068 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 11,919 | 0 | -11,919 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 12,550 | 0 | -12,550 | 0.00 | 0.00 | -0.00 | sell |
| Atlanta Consulting Group Advisors, LLC | 14,000 | 0 | -14,000 | 0.05 | 0.00 | -0.05 | sell |
| Beverly Hills Private Wealth, LLC | 14,713 | 0 | -14,713 | 0.03 | 0.00 | -0.03 | sell |
| BANK OF MONTREAL /CAN/ | 55,750 | 38,022 | -17,728 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 19,088 | 0 | -19,088 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 118,577 | 85,603 | -32,974 | 0.00 | 0.00 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 441,667 | 402,909 | -38,758 | 0.01 | 0.01 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,686,284 | 1,646,313 | -39,971 | 0.79 | 0.77 | -0.02 | sell |
| OSAIC HOLDINGS, INC. | 59,675 | 17,298 | -42,377 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 899,211 | 835,863 | -63,348 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 150,007 | 64,130 | -85,877 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 94,407 | 0 | -94,407 | 0.02 | 0.00 | -0.02 | sell |
| Matisse Capital | 97,310 | 0 | -97,310 | 0.45 | 0.00 | -0.45 | sell |
| AQR Arbitrage LLC | 431,854 | 329,351 | -102,503 | 0.15 | 0.09 | -0.06 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 158,458 | 0 | -158,458 | 0.13 | 0.00 | -0.13 | sell |
| GUGGENHEIM CAPITAL LLC | 1,017,556 | 823,950 | -193,606 | 0.07 | 0.06 | -0.01 | sell |
| Fiera Capital Corp | 822,436 | 574,064 | -248,372 | 0.02 | 0.02 | -0.01 | sell |
| Logan Stone Capital, LLC | 737,738 | 292,443 | -445,295 | 1.54 | 0.75 | -0.79 | sell |