| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 899,990 | 1,029,215 | +129,225 | 0.00 | 0.00 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 39,505 | 130,505 | +91,000 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 980,219 | 1,054,398 | +74,179 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 132,518 | 203,544 | +71,026 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 54,180 | +54,180 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,474,819 | 3,516,176 | +41,357 | 1.78 | 1.78 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 5,039 | 44,016 | +38,977 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,164,942 | 1,201,076 | +36,134 | 0.11 | 0.09 | -0.02 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 24,719 | +24,719 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 20,627 | +20,627 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 28,102 | 47,650 | +19,548 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 28,141 | 46,467 | +18,326 | 0.00 | 0.01 | +0.00 | buy |
| Whipplewood Advisors, LLC | 65,026 | 82,639 | +17,613 | 0.46 | 0.42 | -0.04 | buy |
| Invesco Ltd. | 147,047 | 163,951 | +16,904 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 143,951 | 158,856 | +14,905 | 0.00 | 0.00 | -0.00 | buy |
| Elequin Capital, LP | 6,709 | 19,460 | +12,751 | 0.01 | 0.02 | +0.01 | buy |
| Kestra Advisory Services, LLC | 0 | 11,190 | +11,190 | 0.00 | 0.00 | +0.00 | buy |
| Prospera Financial Services Inc | 15,000 | 26,000 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 138,575 | 148,074 | +9,499 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 8,787 | +8,787 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 335,594 | 340,602 | +5,008 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 60,043 | 64,880 | +4,837 | 0.00 | 0.00 | -0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 0 | 4,119 | +4,119 | 0.00 | 0.00 | +0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 69,966 | 72,716 | +2,750 | 0.14 | 0.13 | -0.01 | buy |
| OSAIC HOLDINGS, INC. | 12,155 | 14,206 | +2,051 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 10,000 | 11,627 | +1,627 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 29,003 | 30,542 | +1,539 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 49,686 | 51,013 | +1,327 | 0.00 | 0.00 | -0.00 | buy |
| PIN OAK INVESTMENT ADVISORS INC | 0 | 1,189 | +1,189 | 0.00 | 0.01 | +0.01 | buy |
| Summit Trail Advisors, LLC | 12,717 | 13,756 | +1,039 | 0.00 | 0.00 | -0.00 | buy |
| IBEX WEALTH ADVISORS | 95,997 | 96,949 | +952 | 0.12 | 0.09 | -0.03 | buy |
| BANK OF MONTREAL /CAN/ | 40,417 | 41,186 | +769 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 242,910 | 243,648 | +738 | 0.00 | 0.00 | -0.00 | buy |
| Geneos Wealth Management Inc. | 0 | 687 | +687 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 19,972 | 20,568 | +596 | 0.01 | 0.01 | -0.00 | buy |
| NewEdge Advisors, LLC | 45,076 | 45,650 | +574 | 0.00 | 0.00 | -0.00 | buy |
| Livelsberger Financial Advisory | 0 | 553 | +553 | 0.00 | 0.10 | +0.10 | buy |
| AlphaCore Capital LLC | 10,514 | 10,730 | +216 | 0.01 | 0.00 | -0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 144,534 | 144,716 | +182 | 0.09 | 0.08 | -0.01 | buy |
| Wealthcare Advisory Partners LLC | 18,907 | 19,029 | +122 | 0.00 | 0.00 | -0.00 | buy |
| WPG Advisers, LLC | 0 | 57 | +57 | 0.00 | 0.00 | +0.00 | buy |
| Madison Park Capital Advisors, LLC | 42,456 | 42,506 | +50 | 0.36 | 0.33 | -0.03 | buy |
| Tyche Wealth Partners LLC | 69,354 | 69,373 | +19 | 0.14 | 0.13 | -0.02 | buy |
| COMERICA BANK | 0 | 9 | +9 | 0.00 | 0.00 | +0.00 | buy |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 17,830 | 17,830 | 0 | 0.10 | 0.09 | -0.01 | hold |
| MAI Capital Management | 5,106 | 5,106 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOODY NATIONAL BANK TRUST DIVISION | 11,248 | 11,248 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PRIVATE TRUST CO NA | 2,536 | 2,536 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 63,600 | 63,600 | 0 | 0.09 | 0.07 | -0.02 | hold |
| ASSETMARK, INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Penbrook Management LLC | 20,000 | 20,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| Financial Engines Advisors L.L.C. | 10,973 | 10,973 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Institute for Wealth Management, LLC. | 15,400 | 15,400 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Cerity Partners LLC | 13,098 | 13,098 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 15,938 | 15,938 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Community Bank, N.A. | 4,000 | 4,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Sowell Financial Services LLC | 14,000 | 14,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cresset Asset Management, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 1,843 | 1,843 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FSA Wealth Management LLC | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 28,546 | 28,546 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Spire Wealth Management | 800 | 800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Nuveen, LLC | 32,624 | 32,624 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 297 | 297 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NCM Capital Management, LLC | 11,476 | 11,476 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Fortitude Family Office, LLC | 1,156 | 1,156 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 31,515 | 31,515 | 0 | 0.21 | 0.18 | -0.02 | hold |
| Compass Financial Group, INC/SD | 24,349 | 24,349 | 0 | 0.04 | 0.04 | -0.01 | hold |
| Quarry LP | 32,500 | 32,500 | 0 | 0.08 | 0.07 | -0.01 | hold |
| SEAMOUNT FINANCIAL GROUP INC | 83,888 | 83,888 | 0 | 0.55 | 0.39 | -0.16 | hold |
| RICHARDSON FINANCIAL SERVICES INC. | 595 | 595 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atlanta Consulting Group Advisors, LLC | 12,000 | 12,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MACKAY SHIELDS LLC | 325,107 | 325,107 | 0 | 0.10 | 0.10 | -0.01 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 69,790 | 69,790 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GOLDMAN SACHS GROUP INC | 16,836 | 16,836 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST TRUST ADVISORS LP | 11,419 | 11,317 | -102 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 136 | 0 | -136 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 58,450 | 57,635 | -815 | 0.03 | 0.02 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,103 | 0 | -1,103 | 0.00 | 0.00 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 1,285 | 0 | -1,285 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 11,577 | 10,259 | -1,318 | 0.01 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 76,500 | 74,700 | -1,800 | 0.05 | 0.04 | -0.01 | sell |
| US BANCORP \DE\ | 2,700 | 0 | -2,700 | 0.00 | 0.00 | -0.00 | sell |
| SMITH, MOORE & CO. | 107,574 | 103,910 | -3,664 | 0.10 | 0.08 | -0.02 | sell |
| AMERIPRISE FINANCIAL INC | 50,956 | 47,266 | -3,690 | 0.00 | 0.00 | -0.00 | sell |
| BOKF, NA | 4,000 | 0 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| Baird Financial Group, Inc. | 170,571 | 165,998 | -4,573 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Advisors, LLC | 205,186 | 198,777 | -6,409 | 0.11 | 0.10 | -0.01 | sell |
| Fiera Capital Corp | 534,790 | 527,966 | -6,824 | 0.02 | 0.02 | -0.00 | sell |
| Cetera Investment Advisers | 38,581 | 31,635 | -6,946 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 131,474 | 124,380 | -7,094 | 0.03 | 0.02 | -0.01 | sell |
| Advisors Asset Management, Inc. | 374,512 | 366,039 | -8,473 | 0.07 | 0.06 | -0.01 | sell |
| Rockefeller Capital Management L.P. | 61,281 | 51,265 | -10,016 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 159,988 | 148,638 | -11,350 | 0.03 | 0.02 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,157,845 | 1,144,311 | -13,534 | 4.54 | 4.39 | -0.15 | sell |
| Private Advisor Group, LLC | 14,530 | 0 | -14,530 | 0.00 | 0.00 | -0.00 | sell |
| Lido Advisors, LLC | 15,975 | 0 | -15,975 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 16,586 | 0 | -16,586 | 0.01 | 0.00 | -0.01 | sell |