| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,474,819 | 3,516,176 | +41,357 | 1.78 | 1.78 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,164,942 | 1,201,076 | +36,134 | 0.11 | 0.09 | 0.00 | buy |
| Whipplewood Advisors, LLC | 65,026 | 82,639 | +17,613 | 0.46 | 0.42 | -0.04 | buy |
| Elequin Capital, LP | 6,709 | 19,460 | +12,751 | 0.01 | 0.02 | +0.01 | buy |
| Advisors Asset Management, Inc. | 374,512 | 366,039 | +8,473 | 0.07 | 0.06 | 0.00 | sell |
| Wealth Alliance Advisory Group, LLC | 69,966 | 72,716 | +2,750 | 0.14 | 0.13 | -0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 29,003 | 30,542 | +1,539 | 0.00 | 0.00 | +0.00 | buy |
| IBEX WEALTH ADVISORS | 95,997 | 96,949 | +952 | 0.12 | 0.09 | -0.03 | buy |
| Wealthcare Advisory Partners LLC | 18,907 | 19,029 | +122 | 0.00 | 0.00 | -0.00 | buy |
| Madison Park Capital Advisors, LLC | 42,456 | 42,506 | +50 | 0.36 | 0.33 | -0.03 | buy |
| Tyche Wealth Partners LLC | 69,354 | 69,373 | +19 | 0.14 | 0.13 | -0.02 | buy |
| Hennion & Walsh Asset Management, Inc. | 58,450 | 57,635 | -815 | 0.03 | 0.02 | -0.00 | sell |
| Moors & Cabot, Inc. | 11,577 | 10,259 | -1,318 | 0.01 | 0.00 | -0.00 | sell |
| SMITH, MOORE & CO. | 107,574 | 103,910 | -3,664 | 0.10 | 0.08 | -0.02 | sell |
| Stratos Wealth Advisors, LLC | 205,186 | 198,777 | -6,409 | 0.11 | 0.10 | -0.01 | sell |
| Fiera Capital Corp | 534,790 | 527,966 | -6,824 | 0.02 | 0.02 | -0.00 | sell |
| Dakota Wealth Management | 131,474 | 124,380 | -7,094 | 0.03 | 0.02 | -0.01 | sell |
| Capital Investment Advisors, LLC | 159,988 | 148,638 | -11,350 | 0.03 | 0.02 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,157,845 | 1,144,311 | -13,534 | 4.54 | 4.39 | -0.15 | sell |
| Rareview Capital LLC | 254,800 | 238,154 | -16,646 | 1.56 | 1.38 | -0.18 | sell |
| Wealthspire Advisors, LLC | 44,285 | 11,500 | -32,785 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 2,219,715 | 2,185,216 | -34,499 | 0.69 | 0.64 | -0.05 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,604,818 | 856,256 | -748,562 | 0.36 | 0.17 | -0.20 | sell |