| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROBINSON CAPITAL MANAGEMENT, LLC | 607,892 | 836,529 | +228,637 | 2.18 | 2.97 | +0.79 | buy |
| MACKAY SHIELDS LLC | 124,286 | 333,051 | +208,765 | 0.04 | 0.09 | +0.06 | buy |
| Stratos Wealth Advisors, LLC | 110,443 | 207,716 | +97,273 | 0.05 | 0.10 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 823,950 | 870,828 | +46,878 | 0.06 | 0.07 | 0.00 | buy |
| Rareview Capital LLC | 209,395 | 253,803 | +44,408 | 2.00 | 1.94 | -0.05 | buy |
| SMITH, MOORE & CO. | 40,242 | 69,790 | +29,548 | 0.04 | 0.07 | +0.03 | buy |
| Tradewinds Capital Management, LLC | 5,988 | 15,938 | +9,950 | 0.02 | 0.04 | +0.03 | buy |
| Dakota Wealth Management | 110,677 | 118,661 | +7,984 | 0.03 | 0.03 | +0.00 | buy |
| Madison Park Capital Advisors, LLC | 26,335 | 31,360 | +5,025 | 0.22 | 0.24 | +0.02 | buy |
| Capital Investment Advisors, LLC | 170,842 | 174,514 | +3,672 | 0.04 | 0.04 | -0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 57,109 | 60,382 | +3,273 | 0.13 | 0.13 | +0.00 | buy |
| Community Bank, N.A. | 2,000 | 4,000 | +2,000 | 0.00 | 0.01 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 17,462 | 18,477 | +1,015 | 0.01 | 0.01 | -0.00 | buy |
| RICHARDSON FINANCIAL SERVICES INC. | 595 | 1,190 | +595 | 0.00 | 0.01 | +0.00 | buy |
| Advisors Asset Management, Inc. | 170,943 | 171,326 | +383 | 0.03 | 0.03 | 0.00 | buy |
| Moors & Cabot, Inc. | 11,114 | 11,264 | +150 | 0.01 | 0.01 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 293,833 | 291,159 | -2,674 | 0.15 | 0.14 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,646,313 | 1,642,546 | -3,767 | 0.77 | 0.81 | +0.04 | sell |
| Tyche Wealth Partners LLC | 75,131 | 69,321 | -5,810 | 0.18 | 0.16 | -0.02 | sell |
| Fiera Capital Corp | 574,064 | 561,478 | -12,586 | 0.02 | 0.02 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 57,310 | 28,062 | -29,248 | 0.01 | 0.00 | -0.00 | sell |
| NINE MASTS CAPITAL Ltd | 66,342 | 28,564 | -37,778 | 0.20 | 0.13 | -0.07 | sell |
| Logan Stone Capital, LLC | 292,443 | 230,154 | -62,289 | 0.75 | 0.58 | -0.17 | sell |
| AQR Arbitrage LLC | 329,351 | 169,571 | -159,780 | 0.09 | 0.04 | -0.04 | sell |
| Karpus Management, Inc. | 2,704,702 | 2,177,909 | -526,793 | 0.76 | 0.62 | -0.14 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,536,051 | 1,812,320 | -723,731 | 0.58 | 0.42 | -0.17 | sell |