| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,516,176 | 4,378,521 | +862,345 | 1.78 | 2.41 | +0.63 | buy |
| MORGAN STANLEY | 1,029,215 | 1,260,664 | +231,449 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,201,076 | 1,191,247 | -9,829 | 0.09 | 0.09 | -0.00 | sell |
| UBS Group AG | 1,054,398 | 950,784 | -103,614 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 203,215 | 830,457 | +627,242 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 856,256 | 747,879 | -108,377 | 0.17 | 0.15 | -0.02 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,144,311 | 632,280 | -512,031 | 4.39 | 4.39 | -0.00 | sell |
| Fiera Capital Corp | 527,966 | 524,209 | -3,757 | 0.02 | 0.02 | -0.00 | sell |
| Karpus Management, Inc. | 2,185,216 | 494,668 | -1,690,548 | 0.64 | 0.15 | -0.49 | sell |
| WELLS FARGO & COMPANY/MN | 243,648 | 430,086 | +186,438 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 340,602 | 357,403 | +16,801 | 0.00 | 0.00 | -0.00 | buy |
| MACKAY SHIELDS LLC | 325,107 | 325,107 | 0 | 0.10 | 0.11 | +0.01 | hold |
| Advisors Asset Management, Inc. | 366,039 | 300,012 | -66,027 | 0.06 | 0.05 | -0.01 | sell |
| Rareview Capital LLC | 238,154 | 277,387 | +39,233 | 1.38 | 1.55 | +0.17 | buy |
| RAYMOND JAMES FINANCIAL INC | 203,544 | 259,246 | +55,702 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Advisors, LLC | 198,777 | 198,409 | -368 | 0.10 | 0.09 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 158,856 | 184,530 | +25,674 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 165,998 | 171,382 | +5,384 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 163,951 | 167,592 | +3,641 | 0.00 | 0.00 | -0.00 | buy |
| SMITH, MOORE & CO. | 103,910 | 165,652 | +61,742 | 0.08 | 0.12 | +0.04 | buy |
| Capital Investment Advisors, LLC | 148,638 | 153,364 | +4,726 | 0.02 | 0.02 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 144,716 | 144,902 | +186 | 0.08 | 0.08 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 44,016 | 138,590 | +94,574 | 0.00 | 0.01 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 130,505 | 128,580 | -1,925 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 148,074 | 124,099 | -23,975 | 0.00 | 0.00 | -0.00 | sell |
| IBEX WEALTH ADVISORS | 96,949 | 96,105 | -844 | 0.09 | 0.09 | -0.01 | sell |
| Dakota Wealth Management | 124,380 | 92,637 | -31,743 | 0.02 | 0.02 | -0.01 | sell |
| Whipplewood Advisors, LLC | 82,639 | 90,313 | +7,674 | 0.42 | 0.57 | +0.16 | buy |
| NewEdge Advisors, LLC | 45,650 | 86,934 | +41,284 | 0.00 | 0.00 | +0.00 | buy |
| SEAMOUNT FINANCIAL GROUP INC | 83,888 | 83,888 | 0 | 0.39 | 0.38 | -0.01 | hold |
| Cetera Investment Advisers | 31,635 | 79,832 | +48,197 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 47,650 | 78,742 | +31,092 | 0.00 | 0.00 | +0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 72,716 | 74,716 | +2,000 | 0.13 | 0.13 | +0.00 | buy |
| StoneX Group Inc. | 54,180 | 72,625 | +18,445 | 0.02 | 0.03 | +0.01 | buy |
| Tyche Wealth Partners LLC | 69,373 | 69,391 | +18 | 0.13 | 0.12 | -0.01 | buy |
| ROYAL BANK OF CANADA | 64,880 | 67,795 | +2,915 | 0.00 | 0.00 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 63,600 | 63,600 | 0 | 0.07 | 0.08 | +0.01 | hold |
| AMERIPRISE FINANCIAL INC | 47,266 | 63,040 | +15,774 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 51,265 | 51,040 | -225 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 51,013 | 48,270 | -2,743 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 46,467 | 47,284 | +817 | 0.01 | 0.01 | -0.00 | buy |
| Madison Park Capital Advisors, LLC | 42,506 | 42,558 | +52 | 0.33 | 0.34 | +0.01 | buy |
| Concurrent Investment Advisors, LLC | 0 | 42,019 | +42,019 | 0.00 | 0.01 | +0.01 | buy |
| BANK OF MONTREAL /CAN/ | 41,186 | 41,997 | +811 | 0.00 | 0.00 | -0.00 | buy |
| Nuveen, LLC | 32,624 | 32,624 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 32,500 | 32,500 | 0 | 0.07 | 0.08 | +0.01 | hold |
| RIVERBRIDGE PARTNERS LLC | 30,542 | 31,612 | +1,070 | 0.00 | 0.01 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 31,515 | 31,515 | 0 | 0.18 | 0.18 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 69,790 | 29,804 | -39,986 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 57,635 | 29,473 | -28,162 | 0.02 | 0.01 | -0.01 | sell |
| Prospera Financial Services Inc | 26,000 | 26,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Compass Financial Group, INC/SD | 24,349 | 24,349 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Penbrook Management LLC | 20,000 | 20,000 | 0 | 0.14 | 0.13 | -0.00 | hold |
| &PARTNERS | 0 | 19,495 | +19,495 | 0.00 | 0.00 | +0.00 | buy |
| Wealthcare Advisory Partners LLC | 19,029 | 19,154 | +125 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 16,836 | 16,836 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 15,938 | 15,938 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Institute for Wealth Management, LLC. | 15,400 | 15,400 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 17,830 | 14,630 | -3,200 | 0.09 | 0.09 | +0.00 | sell |
| Lido Advisors, LLC | 0 | 14,575 | +14,575 | 0.00 | 0.00 | +0.00 | buy |
| Permanent Capital Management, LP | 14,326 | 14,352 | +26 | 0.04 | 0.03 | -0.01 | buy |
| OSAIC HOLDINGS, INC. | 14,206 | 14,265 | +59 | 0.00 | 0.00 | -0.00 | buy |
| Summit Trail Advisors, LLC | 13,756 | 14,083 | +327 | 0.00 | 0.00 | -0.00 | buy |
| Sowell Financial Services LLC | 14,000 | 14,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cresset Asset Management, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cerity Partners LLC | 13,098 | 13,098 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 11,627 | 11,652 | +25 | 0.00 | 0.00 | -0.00 | buy |
| Wealthspire Advisors, LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NCM Capital Management, LLC | 11,476 | 11,476 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Kestra Advisory Services, LLC | 11,190 | 11,350 | +160 | 0.00 | 0.00 | +0.00 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 11,248 | 11,248 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Perennial Investment Advisors, LLC | 0 | 11,040 | +11,040 | 0.00 | 0.01 | +0.01 | buy |
| Financial Engines Advisors L.L.C. | 10,973 | 10,979 | +6 | 0.00 | 0.00 | +0.00 | buy |
| AlphaCore Capital LLC | 10,730 | 10,951 | +221 | 0.00 | 0.00 | -0.00 | buy |
| FIRST TRUST ADVISORS LP | 11,317 | 10,237 | -1,080 | 0.00 | 0.00 | -0.00 | sell |
| MAI Capital Management | 5,106 | 5,106 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUST CO OF TOLEDO NA /OH/ | 4,119 | 4,119 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Community Bank, N.A. | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 0 | 3,747 | +3,747 | 0.00 | 0.00 | +0.00 | buy |
| PRIVATE TRUST CO NA | 2,536 | 2,536 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 1,843 | 1,843 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PIN OAK INVESTMENT ADVISORS INC | 1,189 | 1,189 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| FSA Wealth Management LLC | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 0 | 800 | +800 | 0.00 | 0.00 | +0.00 | buy |
| Spire Wealth Management | 800 | 800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RICHARDSON FINANCIAL SERVICES INC. | 595 | 595 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 0 | 341 | +341 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 57 | 268 | +211 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 9 | 38 | +29 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 24,719 | 0 | -24,719 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 8,787 | 0 | -8,787 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 20,627 | 0 | -20,627 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 10,259 | 0 | -10,259 | 0.00 | 0.00 | -0.00 | sell |
| SIMON QUICK ADVISORS, LLC | 20,568 | 0 | -20,568 | 0.01 | 0.00 | -0.01 | sell |
| Geneos Wealth Management Inc. | 687 | 0 | -687 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 19,460 | 0 | -19,460 | 0.02 | 0.00 | -0.02 | sell |
| Wellspring Financial Advisors, LLC | 28,546 | 0 | -28,546 | 0.03 | 0.00 | -0.03 | sell |