| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Fiera Capital Corp | 0 | 1,053,119 | +1,053,119 | 0.00 | 0.03 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,050,606 | 1,686,284 | +635,678 | 0.45 | 0.77 | +0.32 | buy |
| Bramshill Investments, LLC | 2,163,163 | 2,619,283 | +456,120 | 2.10 | 2.46 | +0.36 | buy |
| Logan Stone Capital, LLC | 210,611 | 635,087 | +424,476 | 0.48 | 1.22 | +0.74 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 292,289 | 514,960 | +222,671 | 1.09 | 1.75 | +0.66 | buy |
| GUGGENHEIM CAPITAL LLC | 775,893 | 932,275 | +156,382 | 0.06 | 0.07 | +0.01 | buy |
| LPL Financial LLC | 188,130 | 325,957 | +137,827 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 34,339 | 155,387 | +121,048 | 0.04 | 0.13 | +0.09 | buy |
| Advisors Asset Management, Inc. | 0 | 91,511 | +91,511 | 0.00 | 0.02 | +0.02 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 71,774 | +71,774 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 365,395 | 418,765 | +53,370 | 0.01 | 0.01 | +0.00 | buy |
| AQR Arbitrage LLC | 383,742 | 432,306 | +48,564 | 0.14 | 0.17 | +0.02 | buy |
| Baird Financial Group, Inc. | 110,212 | 150,636 | +40,424 | 0.00 | 0.00 | +0.00 | buy |
| Wellspring Financial Advisors, LLC | 0 | 36,046 | +36,046 | 0.00 | 0.09 | +0.09 | buy |
| GeoWealth Management, LLC | 0 | 29,296 | +29,296 | 0.00 | 0.02 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 17,602 | 44,877 | +27,275 | 0.00 | 0.01 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 0 | 22,781 | +22,781 | 0.00 | 0.02 | +0.02 | buy |
| Aristides Capital LLC | 0 | 22,300 | +22,300 | 0.00 | 0.11 | +0.11 | buy |
| Summit Trail Advisors, LLC | 0 | 21,455 | +21,455 | 0.00 | 0.01 | +0.01 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 0 | 20,146 | +20,146 | 0.00 | 0.01 | +0.01 | buy |
| Weiss Asset Management LP | 0 | 18,400 | +18,400 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 16,774 | +16,774 | 0.00 | 0.00 | +0.00 | buy |
| Fort Point Capital Partners LLC | 0 | 16,674 | +16,674 | 0.00 | 0.02 | +0.02 | buy |
| Relyea Zuckerberg Hanson LLC | 0 | 14,539 | +14,539 | 0.00 | 0.03 | +0.03 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 93,806 | 107,185 | +13,379 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 0 | 13,365 | +13,365 | 0.00 | 0.04 | +0.04 | buy |
| Elequin Capital, LP | 0 | 12,296 | +12,296 | 0.00 | 0.04 | +0.04 | buy |
| Laird Norton Wetherby Wealth Management, LLC | 0 | 11,508 | +11,508 | 0.00 | 0.01 | +0.01 | buy |
| Dakota Wealth Management | 94,962 | 106,234 | +11,272 | 0.03 | 0.04 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 10,622 | +10,622 | 0.00 | 0.00 | +0.00 | buy |
| Herold Advisors, Inc. | 0 | 10,293 | +10,293 | 0.00 | 0.03 | +0.03 | buy |
| HighTower Advisors, LLC | 0 | 10,200 | +10,200 | 0.00 | 0.00 | +0.00 | buy |
| Financial Engines Advisors L.L.C. | 0 | 10,024 | +10,024 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 43,091 | 52,983 | +9,892 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 10,715 | 20,109 | +9,394 | 0.01 | 0.02 | +0.01 | buy |
| Capital Investment Advisors, LLC | 151,406 | 159,001 | +7,595 | 0.03 | 0.04 | +0.00 | buy |
| UMB Bank, n.a. | 0 | 4,655 | +4,655 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 1,208 | +1,208 | 0.00 | 0.00 | +0.00 | buy |
| FSA Wealth Management LLC | 0 | 850 | +850 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,952 | 9,751 | +799 | 0.00 | 0.00 | +0.00 | buy |
| Moors & Cabot, Inc. | 10,318 | 10,908 | +590 | 0.01 | 0.01 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 57,493 | 58,074 | +581 | 0.01 | 0.01 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 31,158 | 31,354 | +196 | 0.28 | 0.28 | -0.00 | buy |
| COMERICA BANK | 479 | 522 | +43 | 0.00 | 0.00 | +0.00 | buy |
| Wealthcare Advisory Partners LLC | 12,897 | 12,932 | +35 | 0.00 | 0.00 | -0.00 | buy |
| PIN OAK INVESTMENT ADVISORS INC | 1,189 | 1,189 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PRIVATE TRUST CO NA | 2,424 | 2,424 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ASSETMARK, INC | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Penbrook Management LLC | 20,000 | 20,000 | 0 | 0.12 | 0.13 | +0.01 | hold |
| Bank of New York Mellon Corp | 27,498 | 27,498 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Busey Bank | 10,297 | 10,297 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Institute for Wealth Management, LLC. | 15,400 | 15,400 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Modera Wealth Management, LLC | 10,068 | 10,068 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tradewinds Capital Management, LLC | 5,988 | 5,988 | 0 | 0.02 | 0.02 | +0.01 | hold |
| Steward Partners Investment Advisory, LLC | 1,551 | 1,551 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cresset Asset Management, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Prestige Wealth Management Group LLC | 1,843 | 1,843 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Compass Financial Group, INC/SD | 24,349 | 24,349 | 0 | 0.06 | 0.06 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 10,494 | 10,494 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOKF, NA | 39,000 | 39,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Geneos Wealth Management Inc. | 120 | 0 | -120 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 40,916 | 40,723 | -193 | 0.00 | 0.00 | -0.00 | sell |
| AdvisorNet Financial, Inc | 830 | 500 | -330 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 275,261 | 274,749 | -512 | 0.15 | 0.15 | +0.00 | sell |
| NCM Capital Management, LLC | 15,076 | 14,476 | -600 | 0.09 | 0.08 | -0.01 | sell |
| AMERIPRISE FINANCIAL INC | 66,744 | 63,797 | -2,947 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 24,112 | 18,840 | -5,272 | 0.00 | 0.00 | -0.00 | sell |
| FIFTH THIRD BANCORP | 7,129 | 0 | -7,129 | 0.00 | 0.00 | -0.00 | sell |
| Compass Wealth Management LLC | 7,721 | 0 | -7,721 | 0.02 | 0.00 | -0.02 | sell |
| Walleye Capital LLC | 20,685 | 11,723 | -8,962 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 72,161 | 62,688 | -9,473 | 0.00 | 0.00 | +0.00 | sell |
| FIRST TRUST ADVISORS LP | 25,532 | 15,891 | -9,641 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 10,266 | 0 | -10,266 | 0.00 | 0.00 | -0.00 | sell |
| Wealth Alliance Advisory Group, LLC | 69,806 | 57,806 | -12,000 | 0.17 | 0.14 | -0.03 | sell |
| Private Advisor Group, LLC | 12,542 | 0 | -12,542 | 0.00 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 12,550 | 0 | -12,550 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 155,859 | 142,750 | -13,109 | 0.01 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,956 | 0 | -13,956 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 159,343 | 145,294 | -14,049 | 0.00 | 0.00 | -0.00 | sell |
| Beverly Hills Private Wealth, LLC | 14,561 | 0 | -14,561 | 0.04 | 0.00 | -0.04 | sell |
| COHEN & STEERS, INC. | 26,000 | 0 | -26,000 | 0.00 | 0.00 | -0.00 | sell |
| Merit Financial Group, LLC | 30,117 | 0 | -30,117 | 0.01 | 0.00 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 312,206 | 276,707 | -35,499 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 189,761 | 144,951 | -44,810 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 1,074,811 | 896,700 | -178,111 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,040,972 | 1,832,745 | -208,227 | 0.47 | 0.43 | -0.04 | sell |
| JFS WEALTH ADVISORS, LLC | 252,271 | 8,118 | -244,153 | 0.20 | 0.01 | -0.19 | sell |
| MORGAN STANLEY | 1,277,472 | 611,472 | -666,000 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 2,920,164 | 2,075,253 | -844,911 | 0.82 | 0.60 | -0.22 | sell |