| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,050,606 | 1,686,284 | +635,678 | 0.45 | 0.77 | +0.32 | buy |
| Bramshill Investments, LLC | 2,163,163 | 2,619,283 | +456,120 | 2.10 | 2.46 | +0.36 | buy |
| Logan Stone Capital, LLC | 210,611 | 635,087 | +424,476 | 0.48 | 1.22 | +0.74 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 292,289 | 514,960 | +222,671 | 1.09 | 1.75 | +0.66 | buy |
| GUGGENHEIM CAPITAL LLC | 775,893 | 932,275 | +156,382 | 0.06 | 0.07 | 0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 34,339 | 155,387 | +121,048 | 0.04 | 0.13 | +0.09 | buy |
| AQR Arbitrage LLC | 383,742 | 432,306 | +48,564 | 0.14 | 0.17 | +0.02 | buy |
| Dakota Wealth Management | 94,962 | 106,234 | +11,272 | 0.03 | 0.04 | +0.00 | buy |
| Capital Investment Advisors, LLC | 151,406 | 159,001 | +7,595 | 0.03 | 0.04 | +0.00 | buy |
| Moors & Cabot, Inc. | 10,318 | 10,908 | +590 | 0.01 | 0.01 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 57,493 | 58,074 | +581 | 0.01 | 0.01 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 31,158 | 31,354 | +196 | 0.28 | 0.28 | -0.00 | buy |
| Wealthcare Advisory Partners LLC | 12,897 | 12,932 | +35 | 0.00 | 0.00 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 275,261 | 274,749 | -512 | 0.15 | 0.15 | +0.00 | sell |
| NCM Capital Management, LLC | 15,076 | 14,476 | -600 | 0.09 | 0.08 | -0.01 | sell |
| Wealth Alliance Advisory Group, LLC | 69,806 | 57,806 | -12,000 | 0.17 | 0.14 | -0.03 | sell |
| SIT INVESTMENT ASSOCIATES INC | 2,040,972 | 1,832,745 | -208,227 | 0.47 | 0.43 | -0.04 | sell |
| Karpus Management, Inc. | 2,920,164 | 2,075,253 | -844,911 | 0.82 | 0.60 | -0.22 | sell |