| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,642,546 | 3,836,623 | +2,194,077 | 0.81 | 1.81 | +1.00 | buy |
| Karpus Management, Inc. | 2,177,909 | 2,525,392 | +347,483 | 0.62 | 0.73 | +0.11 | buy |
| LPL Financial LLC | 110,819 | 438,904 | +328,085 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 836,529 | 1,140,860 | +304,331 | 2.97 | 4.52 | +1.54 | buy |
| GUGGENHEIM CAPITAL LLC | 870,828 | 1,067,087 | +196,259 | 0.06 | 0.09 | +0.02 | buy |
| Advisors Asset Management, Inc. | 171,326 | 321,839 | +150,513 | 0.03 | 0.06 | +0.03 | buy |
| Pathstone Holdings, LLC | 690,120 | 823,912 | +133,792 | 0.03 | 0.04 | +0.00 | buy |
| IBEX WEALTH ADVISORS | 0 | 89,129 | +89,129 | 0.00 | 0.10 | +0.10 | buy |
| Independent Advisor Alliance | 0 | 77,702 | +77,702 | 0.00 | 0.01 | +0.01 | buy |
| Marex Group plc | 0 | 70,267 | +70,267 | 0.00 | 0.01 | +0.01 | buy |
| Dakota Wealth Management | 118,661 | 183,546 | +64,885 | 0.03 | 0.04 | +0.01 | buy |
| Invesco Ltd. | 41,153 | 102,992 | +61,839 | 0.00 | 0.00 | +0.00 | buy |
| SMITH, MOORE & CO. | 69,790 | 104,983 | +35,193 | 0.07 | 0.09 | +0.03 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 7,494 | 42,526 | +35,032 | 0.00 | 0.00 | +0.00 | buy |
| OPPENHEIMER & CO INC | 0 | 31,641 | +31,641 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 11,905 | 37,905 | +26,000 | 0.00 | 0.00 | +0.00 | buy |
| KINGSWOOD WEALTH ADVISORS, LLC | 0 | 19,700 | +19,700 | 0.00 | 0.01 | +0.01 | buy |
| MORGAN STANLEY | 808,469 | 827,287 | +18,818 | 0.00 | 0.00 | -0.00 | buy |
| XTX Topco Ltd | 0 | 17,939 | +17,939 | 0.00 | 0.01 | +0.01 | buy |
| NOMURA HOLDINGS INC | 0 | 16,964 | +16,964 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 15,307 | +15,307 | 0.00 | 0.02 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 134,556 | 147,180 | +12,624 | 0.00 | 0.00 | +0.00 | buy |
| Atlanta Consulting Group Advisors, LLC | 0 | 12,000 | +12,000 | 0.00 | 0.04 | +0.04 | buy |
| VAN ECK ASSOCIATES CORP | 403,111 | 413,979 | +10,868 | 0.01 | 0.01 | +0.00 | buy |
| Wellspring Financial Advisors, LLC | 36,046 | 46,546 | +10,500 | 0.04 | 0.05 | +0.00 | buy |
| Madison Park Capital Advisors, LLC | 31,360 | 41,386 | +10,026 | 0.24 | 0.32 | +0.08 | buy |
| Fiera Capital Corp | 561,478 | 570,244 | +8,766 | 0.02 | 0.02 | +0.00 | buy |
| Rareview Capital LLC | 253,803 | 261,583 | +7,780 | 1.94 | 1.94 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 11,449 | 18,922 | +7,473 | 0.00 | 0.00 | +0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 60,382 | 66,516 | +6,134 | 0.13 | 0.14 | +0.01 | buy |
| Baird Financial Group, Inc. | 161,315 | 166,723 | +5,408 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 0 | 5,106 | +5,106 | 0.00 | 0.00 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 58,700 | 63,600 | +4,900 | 0.08 | 0.08 | -0.00 | buy |
| NewEdge Advisors, LLC | 47,458 | 48,928 | +1,470 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF MONTREAL /CAN/ | 38,671 | 40,107 | +1,436 | 0.00 | 0.00 | +0.00 | buy |
| Permanent Capital Management, LP | 14,352 | 15,770 | +1,418 | 0.03 | 0.05 | +0.02 | buy |
| SEAMOUNT FINANCIAL GROUP INC | 80,571 | 81,858 | +1,287 | 0.62 | 0.55 | -0.07 | buy |
| FIRST TRUST ADVISORS LP | 10,779 | 11,995 | +1,216 | 0.00 | 0.00 | -0.00 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 10,259 | 11,248 | +989 | 0.01 | 0.01 | +0.00 | buy |
| Financial Engines Advisors L.L.C. | 10,024 | 10,973 | +949 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 18,477 | 19,311 | +834 | 0.01 | 0.01 | -0.00 | buy |
| Fairway Wealth LLC | 0 | 800 | +800 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 144,206 | 144,367 | +161 | 0.10 | 0.10 | -0.00 | buy |
| Moors & Cabot, Inc. | 11,264 | 11,418 | +154 | 0.01 | 0.01 | -0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 125 | +125 | 0.00 | 0.00 | +0.00 | buy |
| Frazier Financial Advisors, LLC | 320 | 324 | +4 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 28,101 | 28,102 | +1 | 0.00 | 0.00 | -0.00 | buy |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 17,830 | 17,830 | 0 | 0.10 | 0.10 | -0.00 | hold |
| COHEN & STEERS, INC. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ASSETMARK, INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Penbrook Management LLC | 20,000 | 20,000 | 0 | 0.13 | 0.13 | +0.00 | hold |
| Institute for Wealth Management, LLC. | 15,400 | 15,400 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 15,938 | 15,938 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Community Bank, N.A. | 4,000 | 4,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspire Advisors, LLC | 44,285 | 44,285 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lido Advisors, LLC | 19,975 | 19,975 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 5,039 | 5,039 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cresset Asset Management, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Prestige Wealth Management Group LLC | 1,843 | 1,843 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FSA Wealth Management LLC | 850 | 850 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 297 | 297 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Fortitude Family Office, LLC | 1,156 | 1,156 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 31,515 | 31,515 | 0 | 0.21 | 0.21 | -0.01 | hold |
| Compass Financial Group, INC/SD | 24,349 | 24,349 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Quarry LP | 32,500 | 32,500 | 0 | 0.10 | 0.06 | -0.04 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 101,500 | 101,500 | 0 | 0.07 | 0.07 | -0.00 | hold |
| GOLDMAN SACHS GROUP INC | 16,836 | 16,836 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOKF, NA | 11,500 | 11,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 7,237 | 7,105 | -132 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 12,520 | 12,363 | -157 | 0.00 | 0.00 | +0.00 | sell |
| Global Retirement Partners, LLC | 309 | 0 | -309 | 0.00 | 0.00 | -0.00 | sell |
| AdvisorNet Financial, Inc | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Livelsberger Financial Advisory | 553 | 0 | -553 | 0.12 | 0.00 | -0.12 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,665 | 1,103 | -562 | 0.00 | 0.00 | -0.00 | sell |
| RICHARDSON FINANCIAL SERVICES INC. | 1,190 | 595 | -595 | 0.01 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 704 | 0 | -704 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 1,008 | 0 | -1,008 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 61,813 | 60,732 | -1,081 | 0.00 | 0.00 | -0.00 | sell |
| PIN OAK INVESTMENT ADVISORS INC | 1,189 | 0 | -1,189 | 0.01 | 0.00 | -0.01 | sell |
| Cerity Partners LLC | 14,828 | 13,102 | -1,726 | 0.00 | 0.00 | -0.00 | sell |
| Mechanics Financial Corp | 1,766 | 0 | -1,766 | 0.01 | 0.00 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 54,197 | 52,244 | -1,953 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 19,647 | 17,586 | -2,061 | 0.01 | 0.01 | -0.00 | sell |
| Wealthcare Advisory Partners LLC | 19,475 | 17,294 | -2,181 | 0.01 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 2,361 | 0 | -2,361 | 0.00 | 0.00 | -0.00 | sell |
| PRIVATE TRUST CO NA | 2,424 | 0 | -2,424 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 45,700 | 42,919 | -2,781 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 291,159 | 288,078 | -3,081 | 0.14 | 0.13 | -0.01 | sell |
| Cetera Investment Advisers | 30,565 | 27,261 | -3,304 | 0.00 | 0.00 | -0.00 | sell |
| RIVERBRIDGE PARTNERS LLC | 28,062 | 24,065 | -3,997 | 0.00 | 0.00 | -0.00 | sell |
| MACKAY SHIELDS LLC | 333,051 | 328,653 | -4,398 | 0.09 | 0.10 | +0.00 | sell |
| Stratos Wealth Advisors, LLC | 207,716 | 202,667 | -5,049 | 0.10 | 0.10 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,792 | 567 | -6,225 | 0.01 | 0.00 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 143,429 | 137,039 | -6,390 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 174,514 | 167,764 | -6,750 | 0.04 | 0.03 | -0.00 | sell |
| Herold Advisors, Inc. | 10,293 | 0 | -10,293 | 0.02 | 0.00 | -0.02 | sell |
| Busey Bank | 10,297 | 0 | -10,297 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 10,530 | 0 | -10,530 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 866,967 | 856,414 | -10,553 | 0.00 | 0.00 | -0.00 | sell |