| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,642,546 | 3,836,623 | +2,194,077 | 0.81 | 1.81 | +1.00 | buy |
| Karpus Management, Inc. | 2,177,909 | 2,525,392 | +347,483 | 0.62 | 0.73 | +0.11 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 836,529 | 1,140,860 | +304,331 | 2.97 | 4.52 | +1.54 | buy |
| GUGGENHEIM CAPITAL LLC | 870,828 | 1,067,087 | +196,259 | 0.07 | 0.09 | 0.00 | buy |
| Advisors Asset Management, Inc. | 171,326 | 321,839 | +150,513 | 0.03 | 0.06 | 0.00 | buy |
| Dakota Wealth Management | 118,661 | 183,546 | +64,885 | 0.03 | 0.04 | +0.01 | buy |
| SMITH, MOORE & CO. | 69,790 | 104,983 | +35,193 | 0.07 | 0.09 | +0.03 | buy |
| Wellspring Financial Advisors, LLC | 36,046 | 46,546 | +10,500 | 0.04 | 0.05 | +0.00 | buy |
| Madison Park Capital Advisors, LLC | 31,360 | 41,386 | +10,026 | 0.24 | 0.32 | +0.08 | buy |
| Fiera Capital Corp | 561,478 | 570,244 | +8,766 | 0.02 | 0.02 | +0.00 | buy |
| Rareview Capital LLC | 253,803 | 261,583 | +7,780 | 1.94 | 1.94 | -0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 60,382 | 66,516 | +6,134 | 0.13 | 0.14 | +0.01 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 58,700 | 63,600 | +4,900 | 0.08 | 0.08 | -0.00 | buy |
| Permanent Capital Management, LP | 14,352 | 15,770 | +1,418 | 0.03 | 0.05 | +0.02 | buy |
| SEAMOUNT FINANCIAL GROUP INC | 80,571 | 81,858 | +1,287 | 0.62 | 0.55 | -0.07 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 10,259 | 11,248 | +989 | 0.01 | 0.01 | +0.00 | buy |
| Financial Engines Advisors L.L.C. | 10,024 | 10,973 | +949 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 18,477 | 19,311 | +834 | 0.01 | 0.01 | -0.00 | buy |
| Moors & Cabot, Inc. | 11,264 | 11,418 | +154 | 0.01 | 0.01 | -0.00 | buy |
| Frazier Financial Advisors, LLC | 320 | 324 | +4 | 0.00 | 0.00 | -0.00 | buy |
| Summit Trail Advisors, LLC | 12,520 | 12,363 | -157 | 0.00 | 0.00 | +0.00 | sell |
| RICHARDSON FINANCIAL SERVICES INC. | 1,190 | 595 | -595 | 0.01 | 0.00 | -0.00 | sell |
| Wealthcare Advisory Partners LLC | 19,475 | 17,294 | -2,181 | 0.01 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 291,159 | 288,078 | -3,081 | 0.14 | 0.13 | -0.01 | sell |
| RIVERBRIDGE PARTNERS LLC | 28,062 | 24,065 | -3,997 | 0.00 | 0.00 | -0.00 | sell |
| MACKAY SHIELDS LLC | 333,051 | 328,653 | -4,398 | 0.09 | 0.10 | +0.00 | sell |
| Stratos Wealth Advisors, LLC | 207,716 | 202,667 | -5,049 | 0.10 | 0.10 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,792 | 567 | -6,225 | 0.01 | 0.00 | -0.01 | sell |
| Capital Investment Advisors, LLC | 174,514 | 167,764 | -6,750 | 0.04 | 0.03 | -0.00 | sell |
| Tyche Wealth Partners LLC | 69,321 | 53,130 | -16,191 | 0.16 | 0.11 | -0.05 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,812,320 | 1,754,138 | -58,182 | 0.42 | 0.39 | -0.02 | sell |
| Logan Stone Capital, LLC | 230,154 | 11,123 | -219,031 | 0.58 | 0.04 | -0.54 | sell |