| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,378,521 | 5,768,838 | +1,390,317 | 2.41 | 2.63 | +0.22 | buy |
| MORGAN STANLEY | 1,260,664 | 1,614,764 | +354,100 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 86,934 | 225,299 | +138,365 | 0.00 | 0.01 | +0.00 | buy |
| LPL Financial LLC | 830,457 | 960,745 | +130,288 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 259,246 | 345,667 | +86,421 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 167,592 | 215,207 | +47,615 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 44,604 | +44,604 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 357,403 | 401,375 | +43,972 | 0.00 | 0.00 | -0.00 | buy |
| Stratos Wealth Partners, LTD. | 0 | 28,386 | +28,386 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 0 | 27,500 | +27,500 | 0.00 | 0.01 | +0.01 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 124,099 | 148,608 | +24,509 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 184,530 | 202,804 | +18,274 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 19,495 | 33,648 | +14,153 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 430,086 | 443,647 | +13,561 | 0.00 | 0.00 | -0.00 | buy |
| CHOREO, LLC | 0 | 12,743 | +12,743 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 277,387 | 288,744 | +11,357 | 1.55 | 1.71 | +0.16 | buy |
| ROYAL BANK OF CANADA | 67,795 | 77,898 | +10,103 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,191,247 | 1,199,525 | +8,278 | 0.09 | 0.08 | -0.00 | buy |
| Wealth Alliance Advisory Group, LLC | 74,716 | 81,201 | +6,485 | 0.13 | 0.13 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 14,265 | 20,106 | +5,841 | 0.00 | 0.00 | +0.00 | buy |
| Global Retirement Partners, LLC | 0 | 4,276 | +4,276 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 29,804 | 33,153 | +3,349 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 78,742 | 81,874 | +3,132 | 0.00 | 0.00 | +0.00 | buy |
| Camelot Portfolios, LLC | 0 | 2,212 | +2,212 | 0.00 | 0.01 | +0.01 | buy |
| OPPENHEIMER & CO INC | 47,284 | 49,484 | +2,200 | 0.01 | 0.01 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 31,515 | 33,542 | +2,027 | 0.18 | 0.19 | +0.01 | buy |
| Pinnacle Wealth Planning Services, Inc. | 0 | 1,869 | +1,869 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 10,237 | 11,113 | +876 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 850 | +850 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 138,590 | 139,437 | +847 | 0.01 | 0.01 | -0.00 | buy |
| CoreCap Advisors, LLC | 0 | 593 | +593 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 268 | 520 | +252 | 0.00 | 0.00 | +0.00 | buy |
| AlphaCore Capital LLC | 10,951 | 11,166 | +215 | 0.00 | 0.00 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 128,580 | 128,783 | +203 | 0.00 | 0.00 | -0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 144,902 | 145,083 | +181 | 0.08 | 0.08 | -0.00 | buy |
| Kestra Advisory Services, LLC | 11,350 | 11,506 | +156 | 0.00 | 0.00 | -0.00 | buy |
| Baird Financial Group, Inc. | 171,382 | 171,505 | +123 | 0.00 | 0.00 | -0.00 | buy |
| Wealthcare Advisory Partners LLC | 19,154 | 19,277 | +123 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 11,652 | 11,742 | +90 | 0.00 | 0.00 | -0.00 | buy |
| Perennial Investment Advisors, LLC | 11,040 | 11,100 | +60 | 0.01 | 0.01 | -0.00 | buy |
| Madison Park Capital Advisors, LLC | 42,558 | 42,608 | +50 | 0.34 | 0.33 | -0.00 | buy |
| COMERICA BANK | 38 | 72 | +34 | 0.00 | 0.00 | +0.00 | buy |
| Financial Engines Advisors L.L.C. | 10,979 | 10,998 | +19 | 0.00 | 0.00 | -0.00 | buy |
| Tyche Wealth Partners LLC | 69,391 | 69,409 | +18 | 0.12 | 0.11 | -0.01 | buy |
| North Star Investment Management Corp. | 341 | 348 | +7 | 0.00 | 0.00 | -0.00 | buy |
| StoneX Group Inc. | 72,625 | 72,627 | +2 | 0.03 | 0.03 | -0.00 | buy |
| TRUST CO OF TOLEDO NA /OH/ | 4,119 | 4,119 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | 14,630 | 14,630 | 0 | 0.09 | 0.09 | -0.00 | hold |
| MAI Capital Management | 5,106 | 5,106 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PIN OAK INVESTMENT ADVISORS INC | 1,189 | 1,189 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PRIVATE TRUST CO NA | 2,536 | 2,536 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ASSETMARK, INC | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Penbrook Management LLC | 20,000 | 20,000 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Institute for Wealth Management, LLC. | 15,400 | 15,400 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Prospera Financial Services Inc | 26,000 | 26,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 15,938 | 15,938 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Community Bank, N.A. | 4,000 | 4,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sowell Financial Services LLC | 14,000 | 14,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Wealthspire Advisors, LLC | 11,500 | 11,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Lido Advisors, LLC | 14,575 | 14,575 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cresset Asset Management, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 1,843 | 1,843 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 800 | 800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nuveen, LLC | 32,624 | 32,624 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Compass Financial Group, INC/SD | 24,349 | 24,349 | 0 | 0.04 | 0.03 | -0.00 | hold |
| RICHARDSON FINANCIAL SERVICES INC. | 595 | 595 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MACKAY SHIELDS LLC | 325,107 | 325,107 | 0 | 0.11 | 0.11 | +0.00 | hold |
| Cetera Investment Advisers | 79,832 | 79,823 | -9 | 0.00 | 0.00 | -0.00 | sell |
| IFP Advisors, Inc | 800 | 475 | -325 | 0.00 | 0.00 | -0.00 | sell |
| Whipplewood Advisors, LLC | 90,313 | 89,846 | -467 | 0.57 | 0.56 | -0.02 | sell |
| Concurrent Investment Advisors, LLC | 42,019 | 40,191 | -1,828 | 0.01 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 63,040 | 59,835 | -3,205 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 3,747 | 0 | -3,747 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Advisors, LLC | 198,409 | 194,544 | -3,865 | 0.09 | 0.09 | -0.00 | sell |
| IBEX WEALTH ADVISORS | 96,105 | 90,650 | -5,455 | 0.09 | 0.09 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 48,270 | 42,805 | -5,465 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 153,364 | 147,450 | -5,914 | 0.02 | 0.02 | -0.00 | sell |
| SEAMOUNT FINANCIAL GROUP INC | 83,888 | 77,657 | -6,231 | 0.38 | 0.34 | -0.04 | sell |
| Rockefeller Capital Management L.P. | 51,040 | 41,024 | -10,016 | 0.00 | 0.00 | -0.00 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 11,248 | 0 | -11,248 | 0.01 | 0.00 | -0.01 | sell |
| NCM Capital Management, LLC | 11,476 | 0 | -11,476 | 0.04 | 0.00 | -0.04 | sell |
| Cerity Partners LLC | 13,098 | 0 | -13,098 | 0.00 | 0.00 | -0.00 | sell |
| Summit Trail Advisors, LLC | 14,083 | 0 | -14,083 | 0.00 | 0.00 | -0.00 | sell |
| Permanent Capital Management, LP | 14,352 | 0 | -14,352 | 0.03 | 0.00 | -0.03 | sell |
| SMITH, MOORE & CO. | 165,652 | 150,979 | -14,673 | 0.12 | 0.11 | -0.01 | sell |
| GOLDMAN SACHS GROUP INC | 16,836 | 0 | -16,836 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 747,879 | 726,179 | -21,700 | 0.15 | 0.14 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 29,473 | 0 | -29,473 | 0.01 | 0.00 | -0.01 | sell |
| RIVERBRIDGE PARTNERS LLC | 31,612 | 0 | -31,612 | 0.01 | 0.00 | -0.01 | sell |
| Quarry LP | 32,500 | 0 | -32,500 | 0.08 | 0.00 | -0.08 | sell |
| BANK OF MONTREAL /CAN/ | 41,997 | 0 | -41,997 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 632,280 | 587,866 | -44,414 | 4.39 | 2.38 | -2.01 | sell |
| UBS Group AG | 950,784 | 887,414 | -63,370 | 0.00 | 0.00 | -0.00 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 63,600 | 0 | -63,600 | 0.08 | 0.00 | -0.08 | sell |
| Dakota Wealth Management | 92,637 | 0 | -92,637 | 0.02 | 0.00 | -0.02 | sell |
| Advisors Asset Management, Inc. | 300,012 | 200,901 | -99,111 | 0.05 | 0.03 | -0.02 | sell |
| Karpus Management, Inc. | 494,668 | 0 | -494,668 | 0.15 | 0.00 | -0.15 | sell |